Optical Transport Tutorial

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Optical Transport Tutorial 4 February 2015 2015 OpticalCloudInfra Proprietary 1

Content Optical Transport Basics Assessment of Optical Communication Quality Bit Error Rate and Q Factor Wavelength Division Multiplexing (WDM) Basics 2015 OpticalCloudInfra Proprietary 2

Optical Transport Basics 2015 OpticalCloudInfra Proprietary 3

Optical Fiber Transport Optical fibers have outstanding features enabling long-haul, high-capacity transport: Low attenuation Huge bandwidth Allow Wavelength Division Multiplexing (WDM) However: Attenuation is not equal to zero due to absorption and scattering. Optical pulses are degraded/distorted by: Chromatic dispersion Polarization Mode Dispersion (PMD) Non-linear effects: Self-Phase Modulation (SPM) Cross-Phase Modulation (XPM) Four-Wave Mixing (FWM) Stimulated Rayleigh Scattering (SRS) Stimulated Brillouin Scattering (SBS) Most of these effects are wavelength dependent. 2015 OpticalCloudInfra Proprietary 4

Fiber attenuation (db/km) Chromatic dispersion (ps/nm/km) Some Fiber Wavelength-Dependent Effects Standard fiber (ITU-T G.652) 1.0 0.8 Standard fiber (ITU-T G.654) 20 0.4 Typical NZDSF fiber (ITU-T G.655) 10 0.2 Usual spectral band (i.e. EDFA C band) of operation for longhaul optical communications 0 1.2 1.3 1.4 1.5 1.6 1.7 Optical wavelength (µm) 2015 OpticalCloudInfra Proprietary 5

Power Optical Transmitter and Transport Data IN Space (symbol "0") Mark (symbol "1") Optical transmitter T bit Time Optical fiber Optical communications were based till 2010 only on digital binary signals: Series of On/Off power-modulated pulses generated by an optical transmitter and launched into the optical fiber Most common modulation format: NRZ (Non Return to Zero) On/Off keying The optical signal leaves the optical transmitter at full strength but as it travels many kilometers down the fiber, it falls victim to the absorption, dispersion, distortion and scattering effects. Regeneration or amplification is needed. 2015 OpticalCloudInfra Proprietary 6

Regeneration Regeneration required when the signal has been degraded to the extent that it is difficult to determine accurately whether any bit is a one or a zero. Regeneration process based on Optical-Electrical-Optical (OEO) conversion: Conversion of the incoming optical signal to an electrical signal (OE conversion) Regeneration of the electrical signal with high-speed electronics Conversion back to an optical signal for transmission of a cleaned-up version of the original optical signal along the next span (EO conversion) OE conversion Electrical regeneration EO conversion Per wavelength process: one regenerator per wavelength 2015 OpticalCloudInfra Proprietary 7

Amplitude (a.u.) Amplitude (a.u.) Digital Pulse Patterns And Eye Diagrams (For NRZ Signals) Eye diagram: oscilloscope display in which a digital data signal from a receiver is repetitively sampled and applied to the vertical input, while the data rate (clock signal) is used to trigger the horizontal sweep. Synchronization by the 10-Gbit/s data frame: Pulse pattern Synchronization by the 10-Gbit/s clock signal: Eye diagram T bit 0 200 800 1200 1600 2000 Time (ps) Eye opening T bit 0 100 200 Time (ps) 2015 OpticalCloudInfra Proprietary 8 300

Digital Pulse Patterns And Eye Diagrams (For NRZ Signals) Examples of eye diagrams for NRZ (Non Return to Zero) On/Off keying modulation format On the transmit side After fiber propagation 2015 OpticalCloudInfra Proprietary 9

Power (a. u.) Regeneration Principle (Direct Detection for NRZ Signals) A closer look at regeneration process (for on/off power-modulated pulses): Received optical signal Regenerated electrical signal Re-transmitted optical signal Automatic gain control Low-pass filter (0.7 x B) Decision circuit Optical transmitter Optical receiver Clock recovery circuit : Electrical signal : Optical signal 2015 OpticalCloudInfra Proprietary 10

Regeneration Features Advantage: Full 3R regeneration: Re-synchronization Re-shaping Re-transmitting Accurate signal supervision and performance monitoring Disadvantages: Bit rate specific Low reliability Expensive (on a per wavelength basis) Long time to market and low service velocity when new channels are added Single-channel operation: One regenerating function required per WDM optical channels Prohibitive capital expenditures Prohibitive operational costs (footprint, power ) Scales up linearly with the number of optical wavelengths transported in the fiber 2015 OpticalCloudInfra Proprietary 11

Optical Amplification Optical amplification required when the signal is simply an attenuated version of the original signal Optical amplification process based on the way atoms and molecules in the fiber react when excited with a high-power optical pump Two basic options: Optical amplification occurs in a specific coil of fiber placed in intermediate optical repeating sites (which is the case in Erbium-Doped Fiber Amplifiers EDFAs) Signal in Transmission fiber EDF Pump Signal out Optical amplification occurs in the transmission fiber itself (such as in Raman amplifiers) Signal in Transmission fiber Pump Signal out Optical amplifiers can handle multiple wavelengths. 2015 OpticalCloudInfra Proprietary 12

Optical Amplification Features Advantages: Bit rate and protocol agnostic Reliable (no high-speed electronics) Single- and multi-channel operation High service velocity when new channels are added Cost effective: A single amplifier can amplify virtually any channel count (the cost does not scale up linearly with the number of optical wavelengths transported in the fiber). Low capital and operational expenditures Disadvantage: Optical amplification comes at the expense of noise added to the signal(s). No full 3R regeneration: Only power amplification is carried out Accumulation of optical noise and pulses distortion until optical-electrical conversion is performed Careful end-to-end design of the whole system for high global performance 2015 OpticalCloudInfra Proprietary 13

Regeneration Versus Amplification Conventional WDM point-to-point solution with limited reach Network access Amplifier sites Regenerator sites Regenerator site Regenerating or back-to-back transponders ( ) for each wavelength: Price, size, and power consumption issues 600 km Regenerator site Need of in-field intervention for adding new wavelengths Ultra long-reach WDM solution Network access High-performance amplifier sites No regenerating site: Decrease in price, size, and power consumption Fast end-to-end capacity upgrade 2015 OpticalCloudInfra Proprietary 14

Assessment of Optical Communication Quality Bit Error Rate and Q Factor 2015 OpticalCloudInfra Proprietary 15

Assessment of Optical Communication Quality Ultimate performance criterion: Bit Error Rate (BER) Typical requirements are BER lower than 1 x 10-12 or 1 x 10-15 at End-Of-Life (EOL) conditions (maximal capacity transported, all span losses increased by span margin typically 2 or 3 db in multi-span links). BER lower than 1 x 10-12 or 1 x 10-15 is the BER delivered to the operators customers or at the interface between two network domains. This is the BER after error detection and correction performed in the receive interface. Channel coding schemes, such as redundant Forward Error Correction codes, enable error detection and correction performed at the egress point. The stronger the coding gain offered by the FEC, the higher the BER before correction can be (e.g. up to 1.9 x 10-2 with 2015 generation soft-decision FEC). 2015 OpticalCloudInfra Proprietary 16

Power Calculation of Bit Error Rate (BER) BER is the likelihood of a bit misinterpretation due to noise. Assumption: Additive White Gaussian Noises (AWGNs) Bipolar NRZ transmission Error probability (likelihood of a bit misinterpretation): BER = Pr. (e) = Pr. (0 1) x Pr. (1) + Pr. (1 0) x Pr. (0) total ( 1) Mark (symbol "1") Pr. 10 total ( 0 ) T bit Time Decision level Note: Conditional probability Pr. (1 0) is the probability to detect a symbol 1 while it is the symbol 0 that has been transmitted. 2015 OpticalCloudInfra Proprietary 17

BER and Q Factor Issue with BER: The BER measurement for high-performance transmission link can be extremely difficult. For example, when requiring a BER of 1 10-15, a minimum measurement time of 27 hours is required at 10G data rate. In these circumstances, Q factor (Quality factor) measurement has become the new quality evaluation parameter. Q factor adopts the concept of signal-to-noise ratio in a digital signal and is an evaluation method that assumes a normal noise distribution. Q factor can be quickly measured on an oscilloscope screen by looking at the eye diagram. There is a direct relationship between BER and Q factor: 1 BER erfc Q 2 2 2 Q exp 1 2 2 Q 2015 OpticalCloudInfra Proprietary 18

BER Relationship Between BER and Q Factor 1 BER erfc Q 2 2 Q exp 1 2 2 Q 2 1 0,001 1E-06 1E-09 1E-12 1E-15 1E-18 1E-21 1E-24 1 2 3 4 5 6 7 8 9 10 Q factor (linear unit) 2015 OpticalCloudInfra Proprietary 19

Q Factor Q factor adopts the concept of signal-to-noise ratio in a digital signal and is an evaluation method that assumes a normal noise distribution. Q factor is defined as: Q total 1 0 ( 1) ( 0 ) total where: μ 1 and μ 0 correspond to the levels of the transmitted data 1 s and 0 s. σ 1 and σ 0 correspond to the standard deviation of the noise on 1 s and 0 s. Noise levels (σ 1 and σ 0 ) can be caused by optical noise impacted symbols 0 and 1 (so impacted by link OSNR performance) but also by other degradations affecting the pulse shapes (distortion, nonlinearities, intersymbol interferences, bit synchronization problems, etc.). 2015 OpticalCloudInfra Proprietary 20

Power Calculation of Q Factor total ( 1) Space (symbol "0") Mark (symbol "1") P s 1 total ( 0 ) P s 0 T bit Time Q total 1 0 ( 1) ( 0 ) total with: 2 1 MSP 1 MS T ex s( ) 1 T P 0 MSP ( 0 ) s 2 2 total ( 1) ( 1) 2 2 total ( 0 ) ( 0 ) 2 MS 1 T B e B e ex ex s P s M: Avalanche photodiode factor S: Photodiode sensitivity T ex : Transmitter extinction ratio B e : Receiver electrical bandwidth 2015 OpticalCloudInfra Proprietary 21

Trace Thickness, OSNR and Q Factor 1. Eye diagram # 1 with optical noise corruption, but no pulse distortion Thicker trace for symbol 1 than for symbol 0 due to optical noise corruption (poor OSNR) Relatively low standard deviation of the noise for both symbols 0 and 1 Not so bad Q factor 2. Eye diagram # 2 with optical noise corruption and pulse distortion Thicker trace for symbol 1 than for symbol 0 due to optical noise corruption (poor OSNR) and pulse distortion Worse Q factor than for eye diagram # 1 total ( 1) total ( 0 ) total ( 1) total ( 0 ) μ 1 - μ 0 μ 1 - μ 0 Optical Signal-to-Noise Ratio (OSNR) is not the only factor driving Q factor (and BER). 2015 OpticalCloudInfra Proprietary 22

Wavelength Division Multiplexing (WDM) Basics 2015 OpticalCloudInfra Proprietary 23

Wavelength Division Multiplexing Wavelength Division Multiplexing (WDM): Combining multiple optical carriers into the same optical fiber for high line capacity Optical multiplexing device with single-wavelength input ports and one multi-wavelength output port Terminal equipment to combine multiple optical carriers into the same optical fiber Wavelength spacing Signals to be transmitted 2015 OpticalCloudInfra Proprietary 24

Wavelength Division Multiplexing Terminal equipment to combine multiple optical carriers into the same optical fiber Wavelength spacing Signals to be transmitted Each wavelength can carry a data signal at different channel rate, modulation, protocol The wavelength spacing is typically constant across the spectrum and set at 0.4 nm / 50 GHz (for reference, the system optical bandwidth ranges from 35 to 100 nm). 2015 OpticalCloudInfra Proprietary 25

Fiber Capacity (Gbit/s) WDM For Fiber Capacity Explosion 100,000 10,000 1000 100 10 1 15 Tbit/s 8.8 Tbit/s 2.4 Tbit/s 800 Gbit/s 80 x 10G 100 Gbit/s 10 Gbit/s 2.5G 565 Mbit/s 16 x 2.5G 8 x 2.5G 16 x 10G 40 x 10G 160 x 2.5G 10G 40 x 2.5G 240 x 10G 80 x 2.5G Single-wavelength system 40G 80 x 40G 150 x 100 G 88 x 100G 160 x 400 G 44 x 400G Line systems based on wideband Raman optical amplification 0.1 1986 1988 1990 1992 1994 1996 1998 2000 2002 2004 2006 2008 2010 2012 2014 2016 Year 2015 OpticalCloudInfra Proprietary 26

Wavelength Division Multiplexing and Optical Amplification Wavelength Division Multiplexing (WDM): Combining multiple optical carriers into the same optical fiber for high line capacity Optical amplification: Amplifying simultaneously all the wavelengths in the fiber for compensating the fiber attenuation along the optical routes Terminal equipment to combine multiple optical carriers into the same optical fiber Optical amplifier to compensate the fiber attenuation Signals to be transmitted Main values of optical amplifiers: Common line equipment shared by all the wavelengths Independent on channel rate, modulation, protocol 2015 OpticalCloudInfra Proprietary 27

Optical Amplification EDFA-based optical amplification technology (needs flattening filters) Raman optical amplification technology Larger and flatter bandwidth Longer reach 2015 OpticalCloudInfra Proprietary 28

The Optical Infrastructure Enabling Worldwide Web and Cloud 29