The Canada Foundation for Innovation: assessing the impact of funded research infrastructure

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The Canada Foundation for Innovation: assessing the impact of funded research infrastructure Laura Hillier, Director, Performance, Analytics and Evaluation OECD Global Science Forum Establishing a reference framework for assessing the socio-economic impact of Research Infrastructures March 19-20, 2018

Canada Foundation for Innovation Created by the Government of Canada in 1997, to build Canada s capacity to undertake world-class research and technology development that benefits Canadians by investing in the research infrastructure necessary for our researchers to discover, develop and apply new knowledge in all areas of science, humanities, health, engineering and the environment.

Canada Foundation for Innovation: objectives and expected results

CFI funding ranges Awarded amount ranges # Awards % Awards CFI Amount % CFI Amount 1 Million 9,271 91.5% 1,687,334,121 26.5% 1 10 million 785 7.7% 2,671,672,685 42.0% > 10 million 80 0.8% 2,004,780,931 31.5% Awarded by Fund # Awards % Awards CFI Amount % CFI Amount Innovation Fund 1,194 11.8% 3,362,966,659 52.8% John R. Evans Leaders Fund 8,735 86.2% 1,435,665,159 22.6% Major Science Initiatives Fund 31 0.3% 539,154,371 8.5% Other 176 1.7% 1,026,001,548 16.1% TOTAL 10,136 100% $6,363,787,737 100%

Research infrastructure support Thematic impact assessments How to assess and report the impact of research infrastructure? Capital projects (64%) Operation & maintenance (36%) CFI objective Institutional or platform Research area more aligned to the way science works & the timeframe on which impacts tend to occur

Project progress reporting Questions related to: Researcher attraction Researcher retention Trainees using infrastructure Quality of training environment Highly qualified personnel (HQP) employment Operations and maintenance Infrastructure quality and remaining useful life Infrastructure use Sharing of research results Productive collaborations Research agreements From research to innovation New jobs Benefits Users of research outcomes Challenges

MSI standard performance indicators Indicator category Advancement of research / knowledge transfer Data requested (annually) Key knowledge transfer activities, including the dissemination of research knowledge linked to the use of the facility (i.e. number of scientific contributions including peer-reviewed publications, conference proceedings, presentations, posters, books/chapters, other, etc.) Contribution to the training of highly qualified personnel (HQP) Technology transfer Access to the facility Number of HQP (i.e. undergraduate and graduate students, postdoctoral fellows, technical and professional personnel) trained at the facility or who used data from the facility Key technology transfer activities linked to the use of the facility (i.e. technical reports, licenses, patents, spin-offs, other etc.) Number of users of the facility (e.g., on site, remote and data users) and their distribution (e.g., geographic and sector) Optimal use The level of use of the facility as a function of total capacity excluding required maintenance periods (e.g. percentage of time being used vs. availability, percentage of use requests fulfilled etc.) Level of user satisfaction Of those using the facility in the past year, how many were very satisfied, satisfied, neutral, dissatisfied or very dissatisfied? (e.g., average level of satisfaction)

Thematic impact studies

Medical imaging research A collaborative project to assess the socioeconomic impacts achieved through a portfolio of investments in medical imaging research and research infrastructure

Arctic research A collaborative project to assess scientific and societal impacts of a research platform An Expert Panel found that the Amundsen platform and research program: is enabling science of the highest international quality and is facilitating the translation and application of new knowledge to address societal issues of major consequence for the Arctic regions of Canada and for other Arctic settings has had a major impact on the productivity, reach and influence of Canadian Arctic science as shown by the strong publication record and by the seminal papers produced on such topics as sea ice and ecological research in the Beaufort Sea has engaged a diverse set of end-users encompassing federal and provincial science-based government departments and agencies, industry, and communities

Environmental research A collaborative project to explore the impact of multiple related awards at a small institution CARE: http://kcirvingcentre.acadiau.ca/care.html

Agricultural research A collaborative project to uncover pathways to impact through three areas of agricultural research

Assessing and reporting the impact of research infrastructures S&T ecosystems are complex with multiple funders, multiple producers, and multiple end-users all with slightly different needs related to the impact of science but also different evidence of the impact of Science Impact of research infrastructures is context dependent; therefore context must be considered All measures and calculations of socioeconomic impact must be considered as point-in-time calculations We need to work collaboratively and continue to advance the way we assess impact while remaining responsive to the need for evidence

Thank you! Laura Hillier Director, Performance, Analytics & Evaluation laura.hillier@innovation.ca