Piezoelectric MEMS: High Performance Oscillators

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Piezoelectric MEMS: High Performance Oscillators March 6 th 2013 Harmeet.Bhugra@idt.com Managing Director MEMS Division, IDT Inc. 2012 Integrated Device Technology, Inc. 1

Introduction to IDT Overview: Founded: 1980; NASDAQ: IDTI; Workforce: ~1800 Employees; Headquarter: San Jose, CA; FY12 Revenue: ~$526M, R&D Spending: $150M/yr Core Expertise: World Leader in Timing, Serial Switching and Interfaces IDT is the #1 silicon Timing supplier in the $1.2 B silicon timing market. Innovation: Over 4,000 unique timing devices Best Performance Silicon Timing Understanding: Foremost experts in Silicon timing technology Unparallel Service and support: Fast-turn model for custom timing devices World class applications engineers Sources: CS&A, IDT Silicon $1.2B Frequency Control $4B PAGE 2

What is an Oscillator or a Timing Reference? Oscillator s, Xtal resonator s, PLL s, etc are all called Clocks or Timing Reference or Frequency Reference What is a clock? PAGE 3

Analogy The CPU is the brains. (does all the calculations / processing) OK! CPU All right.. Memory Memory is where all the data is stored for processing. Timing Reference is the heartbeat of the system. What?! Timing Reference PAGE 4

Heartbeat what does it mean? Controls the flow of data.and it beats on a regular interval PAGE 5

Data Transfer and Processing PAGE 6

Data Storage and Transfer 0001101001001101 0001101001001010 1101000101001011 1000011010001101 0001101000010110 0001101000101011 0001101000101101 1010101100101010 0110110010101011 0011100010101101 1001110010101010 0010110010101011 0101010101001101 1001101011001010 0101101010101011 1010010110101011 Memory/ Storage 1 1 0 1 1 0 PAGE 7

Data Transfer 0001101001001101 0001101001001010 1101000101001011 1000011010001101 0001101000010110 0001101000101011 0001101000101101 1010101100101010 0110110010101011 0011100010101101 1001110010101010 Clock 0010110010101011 0101010101001101 1001101011001010 0101101010101011 10110101011 1 1 0 1 1 0 With Clock 0001101001001101 0001101001001010 1101000101001011 1000011010001101 0001101000010110 0001101000101011 0001101000101101 1010101100101010 0110110010101011 0011100010101101 1001110010101010 0010110010101011 0101010101001101 1001101011001010 0101101010101011 10110101011 0 Without Clock 1 0 1 00 1 0 1 01 0 1 0 11 1 1 1 001 0 1 0 001 1 PAGE 8

Examples of Clocks Crystal Resonators Ceramic Resonators Crystal Oscillators MEMS Oscillators PAGE 9

Frequency Reference for common Applications Performance, Reliability, Cost, Package, Size and Power consumption vary significantly for different applications PAGE 10

Today Oscillators are synonymous with Quartz Frequency selective tank Resonating Tank LC tank MEMS resonator Quartz Crystal, SAW Amp Sustaining Amplifier PAGE 11

The angle and axis of cut determines the performance and characteristics. The rate of vibration (frequency), is determined by the cut, size, and shape of the resonator. What determines the Crystal performance? Crystals have many different modes of vibration. (fundamental, harmonic, overtone, etc) Thickness of quartz plate determines frequency of vibration. Thinner plate = Higher frequency Oscillations at odd multiples of the fundamental mode, which include the 3rd, 5th, 7th, 9th, and 11 th. Mostly only the 3rd overtone is used. For higher frequencies overtones are more economical. PAGE 12 jx 0 -jx Fundamental mode Spurious responses 3rd overtone Spurious responses 5th overtone Spurious responses Frequency

3256 3642 3652 3707 3802 3852 Response 3383 3742 3507 3200 MHZ 3555 Resonant Vibration Topographs of a Quartz Plate Primary Mode 0 db. -10 db. -20-30 db. -40 db. 3200 3400 3600 3800 Frequency, in khz W. Shockley, D. R. Curran & D. J. Koneval, Energy Trapping and Related Studies of Multiple Electrode Filter Crystals, Proc. 17th Ann. Symp. On Frequency Control, pp. 88-124, 1963. W. J. Spencer, "Observation of Resonant Vibrations and Defect Structure in Single Crystals by X-ray Diffraction Topography," in Physical Acoustics, Vol. V, W. P. Mason and R. N. Thurston, Eds., Academic Press, New York, 1968. PAGE 13

Ceramic Substrate 7mm Lots of grinding and polishing Hermetic Package Capacitor Quartz Resonator ASIC PAGE 14 Source: KDS

Quartz Issues Quartz references have a number of issues: Difficult to achieve >50MHz without using over-tones & degrading reliability Failure rates (zero time failure) vary significantly for quartz oscillators Doesn t remain stable under vibration & shatters with shock Limited number of suppliers grow bulk quartz material and develop ceramic packages Presence of activity dips Requires hermetically sealed packages PAGE 15

PIEZO MEMS TECHNOLOGY PAGE 16

Piezoelectric MEMS Resonators ~10 yrs ago Piezoelectric Layer (ZnO/AlN) Aluminum I/O Pad Support Tether Electrodes f 0 1 2 L E eff eff L: device s lateral length E eff : effective elastic constant ρ eff : effective mass density Silicon w L t Si Aluminum I/O Pad pmems resonator Single crystal silicon (SCS) with piezoelectric layer (e.g., AlN) on top. Piezoelectric transduction on Silicon. Frequency determined by material s acoustic velocity and device dimension L. No DC voltage required, Low motional resistance and large power handling. Georgia Tech Paper - S. Humad et al, IEDM 2003 PAGE 17

pmems Technology Capacitive Piezoelectric resonators: need electrode DC bias directly and narrow on piezoelectric actuation gaps. layer. No DC bias. Drive Narrow Signal gap (~100nm) In DC bias Sense Signal Out Bottom electrode AC Signal In Top electrode Piezoelectric Piezoelectric Driving Layer Layer Deformed Charge induced electric on output field Si Body on Si Body Si Si Substrate Bias Layer Force Electrostatic modulated by Electrostatic input Force signal. Si body Force in vibration. Top electrode + + + + + + + + + + + + AC signal Out PAGE 18

Wafer Level Packaged pmems Resonators Why is Wafer Level Packaging (WLP) important? All resonators are subject to environmental factors such as Moisture, mechanical stress, contamination etc. The idea is to micro-encapsulate the resonator at wafer level using semiconductor processes. Eliminate quality/reliability issues faced during crystal oscillator assembly process. WLP is specific to the type of resonator that needs to be encapsulated i.e. is custom designed. It has a direct impact on the die size ->> Cost for MEMS die Benefit: Easier to package in a plastic package since this is like package inside a package PAGE 19

Wafer Level Packaged Resonator Silicon device layer with piezoelectric and electrode layer on top Wafer level packaging (WLP) provides hermetic solution cap cavity Pad Cap Piezo Si Oxide Sub PAGE 20

IDT pmems Technology World s smallest WLP resonator (better reliability and cost) No power source needed (passive i.e. mimics quartz) Higher native frequency (up to ~1GHz) Lower Insertion Loss (IL ~10dB) Better Noise performance Reliable Manufacturing (no ~100nm electrode gaps) No Stiction issues (cause reliability failures) PAGE 21

pmems TM Oscillator Teardown PAGE 22

MEMS OSCILLATORS PAGE 23

First IDT MEMS Products Introduced in 2012 IDT pmems TM (Piezoelectric MEMS) resonators for frequency reference applications. Work started in 2007. Goal to replace crystal oscillators with pmems TM based oscillators that: Have comparable or better performance than XOs. Have higher native Frequencies with good phase jitter. Smaller packaging. Better Reliability - Highly shock and vibration resistant. Cost effective. 40+ MEMS patents have been granted and or pending to IDT for pmems TM technology. PAGE 24

4M Series MEMS Oscillators BENEFITS / FEATURES Get any frequency you want (50 MHz to 625MHz) Phase Jitter less than 1ps Short lead times 40X Better Reliability No Zero Time Failures, No activity dips, Better shock and Vibration resistance Save money compared to traditional XO s Industry Standard Footprint LVDS / LVPECL 5032 7050 Package Size 5.0 x 3.2 mm 7.0 x 5.0 mm Supply Voltage 2.5 or 3.3V 2.5 or 3.3V Frequency Range 50 MHz ~ 625 MHz 50 MHz ~ 625 MHz Frequency Stability ± 50 ppm ± 50 ppm Temperature Range -40 to +85 C -40 to +85 C Standard Frequencies (MHz): 100 106.25 125 133.33 148.5 150 155.52 156.25 159.375 160 161.133 187.5 200 212.5 250 312.5 * Additional Custom Frequencies Available Upon Request PAGE 25

Selectable Frequencies Up to 4 Frequencies Replaces up to 4 individual oscillators Consolidates Inventory Synchronous CMOS Output No Asynchronous Timing Concerns Eliminate external XTAL or XO Reduces cost Improves PCB Layout Flexibility Superset to Standard 7050 Package Provides 2 nd source to standard XO (w/ appropriate PCB layout) High reliability No activity dip concerns No zero time failures 4E Enhanced MEMS Oscillators Output Enable Frequency Select Cost Savings Reduces Component count (eliminates one Oscillator or XTAL) Eliminates margin testing requirement (due to Asynchronous clocks) Reduces Layout Time (allows for PCB layout flexibility) OE± OE_C FS0 FS1 MEMS Oscillator MEMS Core IDT ASIC Dif Out OE± OUT- OUT- Diff Out OUT+ OE± OE_C OUT+ CMOS CMOS OUTC OUTC OE_C LVDS LVDS / LVPECL / LVPECL / 2 LVPECL CMOS Outputs CMOS CMOS PAGE 26

Typical Reference Design Two XO s: Integrated LVPECL Solution & CMOS LVPECL XO CMOS XO PAGE 27

MEMS Oscillator Application Demos Networking Application: SRIO PCIe Bridge (4x5Gbps) MEMS Oscillator: 156.250 MHz, LVPECL, 7050 Package FPGA Application: Xilinx Virtex 6 MEMS Oscillator: 200.000 MHz, LVDS, 5032 Package Storage Application: SAS Controller for SSD MEMS Oscillator: 150.000 MHz, LVPECL, 7050 Package PAGE 28

High Frequency Applications Servers Networking Industrial High Performance Consumer 6-pin LVDS / LVPECL type XO s 7050 and 5032 Packages 4M / 4E MEMS Oscillator Applications PAGE 29

Why do system designers prefer MEMS? Feature Want? MEMS Oscillators Frequency Higher pmems TM resonators can cost effectively provide higher native frequencies that enable lower jitter (sub-ps). Size Smaller MEMS enables sizes smaller that traditional XOs Stability Long Term and Short Term Better MEMS demonstrates either comparable or better stability Functions More Configurable PLL, multipliers, dividers, programmable, multiple Outputs Power Supply Lower LVPECL, LVDS, 3.3V, 2.5V and lower Activity Dip Absence None Lead Times Short Very short lead times, Immediate sampling Inventory Small No Shortages Semiconductor Level Availability Reliability Better Higher Reliability Silicon Level Reliability, Production Cost Savings Cost Lower Lower costs due to semiconductor scaling and plastic packages Operating Temperature ranges Wider Wide temperature ranges commercial/industrial PAGE 30

Yole MEMS Forecast MEMS Oscillators just coming out of Development phase into the growth phase PAGE 31

Summary Quartz Frequency References have been around for decades Technology Disruption is underway MEMS is taking advantage of silicon level reliability, manufacturability and miniaturization to push frequency references into a new era. pmems oscillators demonstrate improved reliability over existing solutions (semiconductor WLP reliability and vibration resistance). Excellent long term stability Barriers to entry are high for MEMS products Look at the whole picture (MEMS + IC + Packaging + Final Test + Form Factor). MEMS die drives product differentiation but is only 30% of the overall effort. Actively manage Performance/Cost tradeoffs without giving up on Quality and Reliability MEMS adoption for frequency reference applications is increasing. Today MEMS frequency reference solutions offered only by small startups with some technical and commercial barriers yet to be overcome. Established timing companies such as IDT are helping bringing these technologies to market. The future for MEMS frequency references is bright. and pmems TM technology offers a compelling solution for high performance oscillators. PAGE 32

Thank You http://www/idt.com/go/mems PAGE 33