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List of Publications for Thesis Felix Juefei-Xu CyLab Biometrics Center, Electrical and Computer Engineering Carnegie Mellon University, Pittsburgh, PA 15213, USA felixu@cmu.edu 1. Journal Publications TIP 15 - Spartans: Single-sample Periocular-based Alignment-robust Recognition Technique Applied to Non-frontal Scenarios [11] TIP 14 - Subspace Based Discrete Transform Encoded Local Binary Patterns Representations for Robust Periocular Matching on NISTs Face Recognition Grand Challenge [23] PR 16 - Multi-class Fukunaga Koontz Discriminant Analysis for Enhanced Face Recognition [32] 2. Book Chapter Publications Springer 17 - DeepGender2: A Generative Approach Toward Occlusion and Low Resolution Robust Facial Gender Classification via Progressively Trained Attention Shift Convolutional Neural Networks (PTAS-CNN) and Deep Convolutional Generative Adversarial Networks (DCGAN) [35] AHFE 16 - Unconstrained Biometric Identification in Real World Environments [38] 3. Conference Publications 3.1. Biometrics Conferences: BTAS and IJCB BTAS 16 - Fastfood Dictionary Learning for Periocular-Based Full Face Hallucination [30] BTAS 15 - Pokerface: Partial Order Keeping and Energy Repressing Method for Extreme Face Illumination Normalization [27] BTAS 13 - An Image Statistics Approach towards Efficient and Robust Refinement for Landmarks on Facial Boundary [22] BTAS 12 - Gait-ID on the Move: Pace Independent Human Identification Using Cell Phone Accelerometer Dynamics [4] BTAS 10 - Robust Local Binary Pattern Feature Sets for Periocular Biometric Identification [9] IJCB 11 - Investigating Age Invariant Face Recognition Based on Periocular Biometrics [12] 3.2. Computer Vision Conferences: CVPR, ECCV, BMVC, and WACV CVPR 17 - Local Binary Convolutional Neural Networks [8] CVPR 16 - DeepGender: Occlusion and Low Resolution Robust Facial Gender Classification via Progressively Trained Convolutional Neural Network with Attention [34] 1

CVPR 16 - Discriminative Invariant Kernel Features: A Bells-and-Whistles-Free Approach to Unsupervised Face Recognition and Pose Estimation [36] CVPR 15 - NIR-VIS Heterogeneous Face Recognition via Cross-Spectral Joint Dictionary Learning and Reconstruction [16] CVPR 15 - Driver Cell Phone Usage Detection on Strategic Highway Research Program (SHRP2) Face View Videos [39] CVPR 15 - Electromyograph and Keystroke Dynamics for Spoof-Resistant Biometric Authentication [40] CVPR 15 - A Preliminary Investigation on the Sensitivity of COTS Face Recognition Systems to Forensic Analyststyle Face Processing for Occlusions [17] CVPR 14 - Hallucinating the Full Face from the Periocular Region via Dimensionally Weighted K-SVD [14] CVPR 13 - An Augmented Linear Discriminant Analysis Approach for Identifying Identical Twins with the Aid of Facial Asymmetry Features [21] ECCV 14 - Weight-optimal Local Binary Patterns [29] ECCV 14 - Facial Ethnic Appearance Synthesis [25] BMVC 16 - Learning to Invert Local Binary Patterns [31] WACV 12 - Unconstrained Periocular Biometric Acquisition and Recognition Using COTS PTZ Camera for Uncooperative and Non-Cooperative Subjects [20] 3.3. Image and Signal Processing Conferences: ICIP, DSP, and ICSPCS ICIP 17 - LAW: Locality-Aware Whitening [33] ICIP 17 - Three Birds, One Stone: Simultaneous Object Detection, Recognition, and Profiling Using Phase Encoded MACE Filters [2] ICIP 16 - Simultaneous Forgery Identification and Localization in Paintings Using Advanced Correlation Filters [3] ICIP 15 - Single Face Image Super-Resolution via Solo Dictionary Learning [28] ICIP 15 - Encoding and Decoding Local Binary Patterns for Harsh Face Illumination Normalization [24] ICIP 15 - Pareto-optimal Discriminant Analysis [26] ICIP 15 - Investigating the Feasibility of Image-Based Nose Biometrics [41] DSP 11 - Robust Periocular Biometric Recognition Using Multi-level Fusion of Various Local Feature Extraction Techniques [10] ICSPCS 11 - Can Your Eyebrows Tell Me Who You Are? [19] 4. Patent Publications Image Matching Using Subspace-based Discrete Transform Encoded Local Binary Patterns [37] Methods and Software for Hallucinating Facial Features by Prioritizing Reconstruction Errors [15]

5. Under Review / In Submission / Preprint arxiv 17 - Gang of GANs: Generative Adversarial Networks with Maximum Margin Ranking [7] arxiv 16 - Local Binary Convolutional Neural Networks [6] TCYB - SSR2: Sparse Signal Recovery for Single-Image Super-Resolution on Faces with Extreme Resolutions and its Application to a Real-World Scenario [1] TPAMI - Local Binary Convolutional Neural Networks and Beyond [5] TPAMI - Pokerface: Partial Order Keeping and Energy Repressing Method for Extreme Face Illumination Normalization and Beyond [18] TPAMI - Hallucinating the Full Face from the Periocular Region via Dimensionally Weighted K-SVD and Beyond [13] References [1] R. Abiantun, F. Juefei-Xu, U. Prabhu, and M. Savvides. SSR2: Sparse Signal Recovery for Single-Image Super- Resolution on Faces with Extreme Resolutions and its Application to a Real-World Scenario. IEEE Transactions on Cybernetics. 3 [2] C. Bhagavatula, F. Juefei-Xu, J. Wang, and M. Savvides. Three Birds, One Stone: Simultaneous Object Detection, Recognition, and Profiling Using Phase Encoded MACE Filters. In IEEE International Conference on Image Processing (ICIP), Sept 2017. 2 [3] P. Buchana, I. Cazan, M. Diaz-Granados, F. Juefei-Xu, and M.Savvides. Simultaneous Forgery Identification and Localization in Paintings Using Advanced Correlation Filters. In IEEE International Conference on Image Processing (ICIP), pages 1 5, Sept 2016. 2 [4] F. Juefei-Xu, C. Bhagavatula, A. Jaech, U. Prasad, and M. Savvides. Gait-ID on the Move: Pace Independent Human Identification Using Cell Phone Accelerometer Dynamics. In Biometrics: Theory, Applications and Systems (BTAS), 2012 IEEE Fifth International Conference on, pages 8 15, Sept 2012. 1 [5] F. Juefei-Xu, V. N. Boddeti, and M. Savvides. Local Binary Convolutional Neural Networks and Beyond. IEEE Transactions on Pattern Analysis and Machine Intelligence. 3 [6] F. Juefei-Xu, V. N. Boddeti, and M. Savvides. Local Binary Convolutional Neural Networks. arxiv preprint arxiv:1608.06049, 2016. 3 [7] F. Juefei-Xu, V. N. Boddeti, and M. Savvides. Gang of GANs: Generative Adversarial Networks with Maximum Margin Ranking. arxiv preprint arxiv:1704.04865, 2017. 3 [8] F. Juefei-Xu, V. N. Boddeti, and M. Savvides. Local Binary Convolutional Neural Networks. In Computer Vision and Pattern Recognition (CVPR), 2017 IEEE Conference on, July 2017. 1 [9] F. Juefei-Xu, M. Cha, J. L. Heyman, S. Venugopalan, R. Abiantun, and M. Savvides. Robust Local Binary Pattern Feature Sets for Periocular Biometric Identification. In Biometrics: Theory Applications and Systems (BTAS), 4th IEEE Int l Conf. on, pages 1 8, sep 2010. 1 [10] F. Juefei-Xu, M. Cha, M. Savvides, S. Bedros, and J. Trojanova. Robust Periocular Biometric Recognition Using Multilevel Fusion of Various Local Feature Extraction Techniques. In IEEE 17th International Conference on Digital Signal Processing (DSP), pages 1 7, 2011. 2 [11] F. Juefei-Xu, K. Luu, and M. Savvides. Spartans: Single-sample Periocular-based Alignment-robust Recognition Technique Applied to Non-frontal Scenarios. IEEE Trans. on Image Processing, 24(12):4780 4795, Dec 2015. 1 [12] F. Juefei-Xu, K. Luu, M. Savvides, T. Bui, and C. Suen. Investigating Age Invariant Face Recognition Based on Periocular Biometrics. In Biometrics (IJCB), 2011 International Joint Conference on, pages 1 7, Oct 2011. 1 [13] F. Juefei-Xu, D. Pal, and M. Savvides. Hallucinating the Full Face from the Periocular Region via Dimensionally Weighted K-SVD and Beyond. IEEE Transactions on Pattern Analysis and Machine Intelligence. 3 [14] F. Juefei-Xu, D. K. Pal, and M. Savvides. Hallucinating the Full Face from the Periocular Region via Dimensionally Weighted K-SVD. In Computer Vision and Pattern Recognition (CVPR) Workshops, 2014 IEEE Conference on, pages 1 8, June 2014. 2

[15] F. Juefei-Xu, D. K. Pal, and M. Savvides. Methods and Software for Hallucinating Facial Features by Prioritizing Reconstruction Errors, 2014. U.S. Provisional Patent Application Serial No. 61/998,043, June 17, 2014. 2 [16] F. Juefei-Xu, D. K. Pal, and M. Savvides. NIR-VIS Heterogeneous Face Recognition via Cross-Spectral Joint Dictionary Learning and Reconstruction. In Computer Vision and Pattern Recognition (CVPR) Workshops, 2015 IEEE Conference on, pages 141 150, June 2015. 2 [17] F. Juefei-Xu, D. K. Pal, K. Singh, and M. Savvides. A Preliminary Investigation on the Sensitivity of COTS Face Recognition Systems to Forensic Analyst-style Face Processing for Occlusions. In Computer Vision and Pattern Recognition (CVPR) Workshops, 2015 IEEE Conference on, pages 25 33, June 2015. 2 [18] F. Juefei-Xu and M. Savvides. Pokerface: Partial Order Keeping and Energy Repressing Method for Extreme Face Illumination Normalization and Beyond. IEEE Transactions on Pattern Analysis and Machine Intelligence. 3 [19] F. Juefei-Xu and M. Savvides. Can Your Eyebrows Tell Me Who You Are? In Signal Processing and Communication Systems (ICSPCS), 2011 5th International Conference on, pages 1 8, Dec 2011. 2 [20] F. Juefei-Xu and M. Savvides. Unconstrained Periocular Biometric Acquisition and Recognition Using COTS PTZ Camera for Uncooperative and Non-cooperative Subjects. In Applications of Computer Vision (WACV), 2012 IEEE Workshop on, pages 201 208, Jan 2012. 2 [21] F. Juefei-Xu and M. Savvides. An Augmented Linear Discriminant Analysis Approach for Identifying Identical Twins with the Aid of Facial Asymmetry Features. In Computer Vision and Pattern Recognition (CVPR) Workshops, 2013 IEEE Conference on, pages 56 63, June 2013. 2 [22] F. Juefei-Xu and M. Savvides. An Image Statistics Approach towards Efficient and Robust Refinement for Landmarks on Facial Boundary. In Biometrics: Theory, Applications and Systems (BTAS), 2013 IEEE Sixth International Conference on, pages 1 8, Sept 2013. 1 [23] F. Juefei-Xu and M. Savvides. Subspace Based Discrete Transform Encoded Local Binary Patterns Representations for Robust Periocular Matching on NIST s Face Recognition Grand Challenge. IEEE Trans. on Image Processing, 23(8):3490 3505, aug 2014. 1 [24] F. Juefei-Xu and M. Savvides. Encoding and Decoding Local Binary Patterns for Harsh Face Illumination Normalization. In IEEE International Conference on Image Processing (ICIP), pages 3220 3224, Sept 2015. 2 [25] F. Juefei-Xu and M. Savvides. Facial Ethnic Appearance Synthesis. In Computer Vision - ECCV 2014 Workshops, volume 8926 of Lecture Notes in Computer Science, pages 825 840. Springer International Publishing, 2015. 2 [26] F. Juefei-Xu and M. Savvides. Pareto-optimal Discriminant Analysis. In IEEE International Conference on Image Processing (ICIP), pages 611 615, Sept 2015. 2 [27] F. Juefei-Xu and M. Savvides. Pokerface: Partial Order Keeping and Energy Repressing Method for Extreme Face Illumination Normalization. In Biometrics: Theory, Applications and Systems (BTAS), 2015 IEEE Seventh International Conference on, pages 1 8, Sept 2015. 1 [28] F. Juefei-Xu and M. Savvides. Single Face Image Super-Resolution via Solo Dictionary Learning. In IEEE International Conference on Image Processing (ICIP), pages 2239 2243, Sept 2015. 2 [29] F. Juefei-Xu and M. Savvides. Weight-Optimal Local Binary Patterns. In Computer Vision - ECCV 2014 Workshops, volume 8926 of Lecture Notes in Computer Science, pages 148 159. Springer International Publishing, 2015. 2 [30] F. Juefei-Xu and M. Savvides. Fastfood Dictionary Learning for Periocular-Based Full Face Hallucination. In Biometrics: Theory, Applications and Systems (BTAS), 2016 IEEE Seventh International Conference on, pages 1 8, Sept 2016. 1 [31] F. Juefei-Xu and M. Savvides. Learning to Invert Local Binary Patterns. In 27th British Machine Vision Conference (BMVC), Sept 2016. 2 [32] F. Juefei-Xu and M. Savvides. Multi-class Fukunaga Koontz Discriminant Analysis for Enhanced Face Recognition. Pattern Recognition, 52:186 205, apr 2016. 1 [33] F. Juefei-Xu and M. Savvides. LAW: Locality-Aware Whitening. In IEEE International Conference on Image Processing (ICIP), Sept 2017. 2 [34] F. Juefei-Xu, E. Verma, P. Goel, A. Cherodian, and M. Savvides. DeepGender: Occlusion and Low Resolution Robust Facial Gender Classification via Progressively Trained Convolutional Neural Network with Attention. In Computer Vision and Pattern Recognition (CVPR) Workshops, 2016 IEEE Conference on, June 2016. 1

[35] F. Juefei-Xu, E. Verma, and M. Savvides. Deep Learning for Biometrics, chapter DeepGender2: A Generative Approach Toward Occlusion and Low Resolution Robust Facial Gender Classification via Progressively Trained Attention Shift Convolutional Neural Networks (PTAS-CNN) and Deep Convolutional Generative Adversarial Networks (DCGAN). Springer, 2017. 1 [36] D. K. Pal, F. Juefei-Xu, and M. Savvides. Discriminative Invariant Kernel Features: A Bells-and-Whistles-Free Approach to Unsupervised Face Recognition and Pose Estimation. In Computer Vision and Pattern Recognition (CVPR), 2016 IEEE Conference on, June 2016. 2 [37] M. Savvides and F. Juefei-Xu. Image Matching Using Subspace-Based Discrete Transform Encoded Local Binary Patterns, Sept. 2013. US Patent US 2014/0212044 A1. 2 [38] M. Savvides, F. Juefei-Xu, U. Prabhu, and C. Bhagavatula. Unconstrained Biometric Identification in Real World Environments. In Advances in Human Factors and System Interactions, Vol. 497 of the series Advances in Intelligent Systems and Computing, pages 231 244, July 2016. 1 [39] K. Seshadri, F. Juefei-Xu, D. K. Pal, and M. Savvides. Driver Cell Phone Usage Detection on Strategic Highway Research Program (SHRP2) Face View Videos. In Computer Vision and Pattern Recognition (CVPR) Workshops, 2015 IEEE Conference on, pages 35 43, June 2015. 2 [40] S. Venugopalan, F. Juefei-Xu, B. Cowley, and M. Savvides. Electromyograph and Keystroke Dynamics for Spoof- Resistant Biometric Authentication. In Computer Vision and Pattern Recognition (CVPR) Workshops, 2015 IEEE Conference on, pages 109 118, June 2015. 2 [41] N. Zehngut, F. Juefei-Xu, R. Bardia, D. K. Pal, C. Bhagavatula, and M. Savvides. Investigating the Feasibility of Image-Based Nose Biometrics. In IEEE International Conference on Image Processing (ICIP), pages 522 526, Sept 2015. 2