Micro- and Nano-Technology... for Optics

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Micro- and Nano-Technology...... for Optics 3.2 Lithography U.D. Zeitner Fraunhofer Institut für Angewandte Optik und Feinmechanik Jena

Printing on Stones Map of Munich Stone Print

Contact Printing light mask resist substrate

Mask Aligner

Mask Aligner

Mercury Emission Spectrum i h g e - line

Proximity Printing light mask proximity gap resist substrate

Projection Lithography light mask projection optics resist substrate

The inverse microscope microscope lithography light source image object microscope lens object projection lens image light source

Photolithography Examples

ASML-Stepper

Stepper Objective for DUV-Lithography aspheric lenses Zeiss SMT, WO 2003/075049

Double Patterning

Physics of Half-Tone- and Gray-Tone-Masks filling factor: small medium high grating period or pitch > λ -2-1 1 2-2 -1 1 2-2 -1 1 2 Principle of half tone masks blocking of higher orders by a lens 0 0 0 grating period ore pitch < λ brightness in the wafer plane 0 0 0 Principle of gray tone masks higher orders do not exist - Sub wavelength masks - HEBS glass masks - LDW glass masks

Half-Tone Lithography type of masks pulse width pulse density Also possible: - combinations - Error diffusion half tone mask Courtesy of K. Reimer, ISIT/FhG -1 +1 objective gray tone image

Holography Examples

Mask Aligner With Collimated Illumination normal incidence 1 3 4 2 5 Suss MA6-NFH oblique incidence 1 2 3 4 6 7 5 1 2 3 4 5 6 7 mercury lamp collimator polarizer interference filter cold-light mirror mask substrate special features: adjustable angle of incidence: 0deg- 55deg ( ±1deg ) low divergence: 0.1deg interference filter: 313nm, 365nm, 435nm 6 7

Principle of Pattern Transfer Mask Resist Substrate ϕ L ϕ 0 ϕ d b -1 0 th -1 st h Parameters: Wavelength λ / Pitch d Angle of incidence ϕ Groove depth h Duty cycle f = b / d Two beam interference only 0 th and -1 st order wavelength 2d 3 < λ < 2d Symmetric diffraction angles Littrow - mounting angle of incidence sin ϕ = L λ 2d Equal intensities rigorous calculations duty cycle and groove depth of the mask grating

Experimental Results Phase mask Amplitude mask Mask 1 µm Copy 1 µm 1 µm

Incidence Angle p p m p p=p m /2 λ/2 < p < 3λ/2 λ/2 < p < λ also usable for gratings with different orientations (e.g. circular gratings)

Laser Lithography

Laser Lithography Scanning Beam AOM AOD U~ profile U~ deflection angle mirror focusing lens scan width substrate motion

DWL 400-FF Laser Writer HIMT

DWL 400-FF Laser Writer basis system: Laser: max. writing field: min. spot size: autofocus system: writing mode: writing speed: DWL 400, Heidelberg Instruments λ=405nm (laser diode) 200mm x 200mm 1µm optical variable dose (max. 128 level) spot positioning by stage movement and beam deflection lateral scan (width up to 200µm at max. resolution) 10 20 mm²/min on planar substrates (depending on structure) writing on curved substrates: substrate table: cardanic mount, tilt in two orthogonal axes min. radius of curvature: 10mm max. surface tilt angle: <10 max. sag: 30mm

Lithography with variable dose exposure e-beam, laser beam variable dose exposure: intensity modulated exposure beam resist substrate y writing path x substrate movement development: t 1 t 2 dose dependent profile depth after development process high flexibility for arbitrary surface profiles

Laserlithography Example Structures refractive lens array profile depth: 35µm diffractive lens array profile depth: 1.5µm diffractive beam shaper profile depth: 1.2µm refractive beam shaper depth: 1.7µm refractive beam shaper profile depth: 6µm

Electron Beam Column electron gun beam on/of control magnetic deflection system and objective aperture detector stage positioning system x/y-stage Laser interferometer (position feedback)

Beam Diameter (Example) here: about 6nm beam size with proper systems 0.5nm beam size is achievable

Material Interaction Photons Electrons electron beam 20keV Dose 5-8µm (material dependent) scattering of electrons in the material distribution of deposited dose exponential absorption (Lambert-Beer) complex distribution

Electron Deceleration deceleration: numerous material dependent secondary effects: secondary electrons Auger-electrons characteristic x-ray radiation Bremsstrahlung radiation primary electrons resist substrate direction changes in statistical order

Interaction Volume primary electrons increasing beam energy resist substrate scattering volume

Monte-Carlo Simulation of Electron Scattering electron beam resist substrate Proximity Function

Proximity Function logε region 2: back scattered electrons L... total path length of an electron relative energy density region 1: primary electrons 0 r < 0, 5µm 0,5µm r < L region 3: x-ray radiation and extensions of the beam radius r

Direct Exposure of a NaCl-Crystal exposure with high dose atoms are ionized and can be released from the crystal direct image of the beam pattern, realized by a fine electron beam on a NaCl crystal

Statistics of the Exposure Process PMMA 250µC/cm² 10nm desired structure without diffusion with diffusion of molecules

Statistics of the Exposure Process FEP 171 10µC/cm² 10nm desired structure without diffusion with diffusion of molecules

Statistics of the Exposure Process comparison of structures in the resist 10nm desired structure PMMA 250µC/cm² FEP 171 10µC/cm²

High resist sensitivity in EBL no more statistical independency Resist exposure dose (µc/cm²) e - /(10nm x 10nm) LER (nm) PMMA 250 1560 1-3nm ZEP 520 30 187 3nm FEP 171 9.5 59 10(6)nm Photoresists photons/(10nm x 10nm) DUV 5,000 20,000 2nm EUV 200-500?? DUV Photoresist PMMA ZEP 520 FEP

Roughness caused by statistic electron impact experiment (resist pattern FEP 171) schematic modeling (polymer deprotection) 400nm modeling parameters dose: 0.65 e - /nm² (10 µc/cm²) Gauss: 30 nm diffusion: 10 nm no quenching, no proximity effect

The Vistec SB350 OS e-beam writer basis system: SB350 OS (Optics Special), Vistec Electron Beam electron energy: 50keV max. writing field: 300mm x 300mm max. substrate thickness: 15mm resolution (direct write): <50nm number of dose levels: 128 address grid: 1nm overlay accuracy: 12nm (mask to mean) writing strategy: variable shaped beam / cell projection vector scan write-on-the-fly mode 43nm wafer resist grating 100nm period 500 nm

The Vistec SB350 OS e-beam writer 50keV electron column substrate loading station

E-beam writing strategies Gaussian beam Variable shaped beam Cell-Projection incident beam cross-section aperture angular apertures lattice aperture electron optics Gaussian spot shaped beam resolution: writing speed: >1nm low >30nm fast >30nm extreme fast

E-Beam Lithography: Example Structures binary grating 400nm period 2µm effective medium grating photonic crystal

E-Beam Lithography: Variable Dose Exposure resist depth [nm] 0-200 -400-600 -800-1000 -1200-1400 -1600 fit model: h = a Exp(b D) + c a = (-54.4 ± 0.74) nm b = (0.00139 ± 7.9E-7) cm 2 /µc c = (53 ± 3.1) nm 3µm ARP 610 exposure: 0.5A/cm 2, dose layer 1.0, 1.2, 1.5µC/cm 2 development:60s ARP-developer + 15s Isopropanol 20s ARP-developer + 15s Isopropanol measured fit blazed grating 0 5 10 15 20 25 electron dose [µc/cm 2 ] diffractive element

Multilevel Profile Fabrication Principle: multiple executions of a binary structuring step mask 1 mask 2 mask 3 8 level profile N masks/exposures and etching steps 2 N levels

Expected Diffraction Efficiency (for a grating) 100 8 16 32 diffraction efficiency [%] 90 80 70 60 50 40 30 20 2 4 scalar theory: η = sinc 2 1 N N η 2 40.5% 4 81.1% 8 95.0% 16 98.7% 32 99.7% 10 0 0 5 10 15 20 25 30 35 number of phase levels N

Diffraction Efficiency reduced by overlay error Efficiency normalized to ideal element [%] 100 80 60 40 simulation 4-level measurement 20 due to random alignment error 0-15 -10-5 0 5 10 15 20 25 30 misalignment normalized to pixel size [%] Alignment error in x and y normalized to pixel size [%] 4-level element 90% of the design efficiency 6% misalignment allowed pixel size misalignment allowed 500nm 30nm 250nm 15nm

Diffraction Efficiency in Reality Diffraction efficiency expected (scalar theory) diffraction efficiency η The real diffraction efficiency depends on: - Overlay error - line width error - depth error - edge angle - design - wavelength - deflection angle - number of diffraction orders -... 0 2 4 8 16 32 number of phase levels You will not get the best efficiency with the highest number of phase levels!!!! N

Resist melting technique for micro-lens fabrication resist substrate resist coating Courtesy of A. Schilling, IMT UV - light photo mask photolithography modeling of the melting development - thermal resist melting - or reflow in solvent atmosphere

Simplified lens design d L curvature radius of the lens: r L α R h L focal length: refraction index: n f r L = f ( nl nair ) d C h C h L = r Ideal: diameter resist cylinder = diameter lens volume resist cylinder = volume lens L r 2 L 1 4 d 2 L resist cylinder substrate 1 h C = hl + 2 2 3 h d 3 L 2 L

NA limitation by wetting angle The rim angle α R of the lens must be larger than the wetting angle α W α W α R Typical wetting angle resist substrate ca. 25 deg dent If not: α W α 35 and n = 1.46 NA min 0.35 How to overcome this problem?

Reflow process 1) exposure resist substrate light 3) reflow solvent atmosphere pedestal 2) development 4) baking reflow technique reduces the wetting angle edge of pedestal or passivation limits the spreading Wetting angle < 1deg possible