Elements of Optical Networking

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Bruckner Elements of Optical Networking Basics and practice of optical data communication With 217 Figures, 13 Tables and 93 Exercises Translated by Patricia Joliet VIEWEG+ TEUBNER

VII Content Preface V 1 Introduction 1 2 Light 6 2.1 What is light? 6 2.2 Duality of waves and particles 8 2.2.1 Wave viewpoint 9 2.2.2 Ray viewpoint 2.3 Power and energy of electromagnetic waves 3 Fibers 14 3.1 Light propagation in waveguide structures 14 3.1.1 Guided waves in layers 14 3.1.2 Guided waves in glass fibers 15 3.2 Light transmission in glass fibers, multi-mode and single-mode fibers 17 3.2.1 Glass fibers 17 3.2.2 Light propagation in glass fibers, angle of acceptance, numerical aperture 18 3.2.3 Transversal modes in glass fibers, mixing of modes 20 3.2.4 Single-Mode-Condition, in glass fibers 27 3.2.5 Mode-Field Diameter 27 3.3 Attenuation in glass fibers 28 3.3.1 UV absorption 29 3.3.2 Rayleigh scattering 29 3.3.3 Absorption in water 30 3.3.4 absorption 31 3.3.5 Attenuation coefficient versus wavelength in glass fibers 31 3.4 Dispersion and dispersion compensation in glass fibers 32 3.4.1 Concept and consequences of dispersion 32 3.4.2 Mechanisms of dispersion 36 3.4.2.1 Modal dispersion 36 3.4.2.2 Material dispersion 37 3.4.2.3 Waveguide dispersion 38 3.4.2.4 Chromatic dispersion 41 3.4.2.5 Bandwidth-Length-Product 43 3.4.2.6 (PMD) 44 3.4.2.7 Dispersions compensation 45 3.4.3 Types of glass fibers 47

VIII Content 4 Fiber connections, couplers and switches 50 4.1 Plugs and splices 50 4.1.1 Splices 50 4.1.2 Plugs 51 4.2 Basic function of couplers and switches 54 4.2.1 Couplers 54 4.2.2 Coupler types 56 4.2.2.1 Front face couplers 56 4.2.2.2 Surface area couplers 58 4.2.3 Switches 59 4.2.3.1 Mechanical switching 60 4.2.3.2 Electro-optical switching 60 4.2.3.3 Mechano-optical switching 65 4.2.3.4 Micro-electromechanical systems (MEMS) 66 4.2.3.5 Thermal switch 68 5 Optical transmitters 69 5.1 Basic elements of semiconductor transmitters 69 5.2 Active Element 71 5.2.1 Band structure of semiconductors, direct and indirect transitions 71 5.2.2 Material choice 72 5.2.3 Light emission in semiconductors, LED 75 5.2.3.1 Recombination in semiconductors 75 5.2.3.2 Line width 77 5.2.3.3 p-n-junction as basic structure, LED 78 5.2.4 Semiconductor transmitters - basic structure 79 5.2.4.1 Double-hetero-structure laser (DH-Diode) 79 5.2.4.2 Structure (MQW) 80 5.3 Resonators 81 5.3.1 Fabry-Perot Laser 81 5.3.2 Dynamical Single-Mode Laser (DSM) 84 5.4 Laser properties 86 5.4.1 characteristic, temperature behaviour, degradation 86 5.4.2 Spectrum of semiconductor lasers 87 5.4.3 Radiation characteristics 88 5.5 Selected laser types for optical networks 89 5.5.1 with DFB resonator as edge-emitting diode 89 5.5.2 Vertical Cavity Surface Emitting Laser (VCSEL) as surface-emitting diode 92 6 Modulation of laser light 94 6.1 Tasks and problems of laser modulation 94 6.2 Methods modulation in optical communication technology 95 6.2.1 Amplitude modulation, power modulation (AM, PM) 95 6.2.2 Pulse-Amplitude modulation 95

Content 6.2.3 Pulse-Position modulation (PPM) 96 6.2.4 Pulse-Code modulation (PCM) 96 6.3 Direct modulation of semiconductor lasers 97 6.4 External modulation of semiconductor lasers 103 6.4.1 Phase and frequency modulation 103 6.4.2 Intensity or power modulation 104 7 Optical receivers 106 7.1 Basics of receivers 106 7.2 pin-diode 108 7.3 Avalanche photo diode (APD) 109 7.4 Noise in receivers, Bit-Error Rate (BER) 7.4.1 Shot noise 7.4.2 Intensity noise 7.4.3 Thermal noise (Nyquist noise) 7.4.4 Multiplication noise 7.4.5 Bit-Error Rate 7.4.6 Optical heterodyne 8 Elements of optical networks 8.1 Optical amplifiers 8.1.1 Erbium doped fiber amplifier 8.1.1.1 Amplification in erbium doped glass fibers 119 8.1.1.2 Noise Spontaneous Emission (ASE) 122 8.1.1.3 Dense Wavelength Division Multiplexing (DWDM) and EDFA. 8.1.1.4 Experimental realization of EDFA 125 8.1.1.5 Other rare earth doped amplifiers 126 8.1.2 Raman optical amplifier 127 8.1.2.1 The Raman Effect 127 8.1.2.2 Stokes shift, amplification spectrum 128 8.1.2.3 Experimental realization 130 8.1.2.4 Problems in Raman amplifiers 130 8.1.2.5 Noise in Raman amplifiers 131 8.1.3 Semiconductor optical amplifier (SOA) 131 8.2 Optical elements for multiplexers and demultiplexers 8.2.1 Optical filters for multiplexers and demultiplexers 135 8.2.1.1 Filter based on interference 135 8.2.1.2 Fabry-Perot filter 136 8.2.1.3 Fiber-Bragg-Grating 137 8.2.1.4 Waveguide Grating Routers (WGR) 137 8.2.1.5 Optical isolator 138 8.2.1.6 Optical circulator 139 8.2.2 Optical (OADM) 141 8.2.3 Optical Cross-Connectors 142

Content 9 Measurements in glass fibers and optical transmission systems 145 9.1 Measurements in glass fibers 145 9.1.1 Measurement refractive index profiles 145 9.1.1.1 Near field scanning 145 9.1.1.2 Refracted near field technique 146 9.1.2 Measurement of fiber attenuation 146 9.1.2.1 Cut-back and substitution methods 146 9.1.2.2 Backscattering, OTDR method 147 9.1.3 Dispersion measurement 150 9.1.3.1 Measurements in time range 151 9.1.3.2 Measurements in frequency range 152 9.2 Measurement of quality data transfer 152 9.2.1 Measurements of the bit-error ratio, receiver sensitivity 152 9.2.2 Eye diagram 153 10 Nonlinearities in glass fibers 156 10.1 Nonlinearities in optics 157 10.2 Nonlinear effects in glass fibers 158 10.2.1 Nonlinear scattering effects in glass fibers 159 10.2.2 Third order nonlinear effects in glass fibers, 159 10.3 Chirp in glass fibers 161 10.4 Polarization-Dispersion-Management with nonlinearities 163 10.4.1 Reduction of chirp 163 10.4.2 Use of chirp 164 10.5 Active compensation of dispersion 166 10.6 Solitons 11 Passive and active networks 170 11.1 Topologies of communication 173 Methods of multiplexing 174 Space multiplex 175 Time multiplex 175 11.2.3 Wavelength multiplex 177 11.3 WDM systems 183 11.4 Signal regeneration 185 Solutions of exercises 186 References Index