14 th Annual SEC Financial Reporting Conference Center for Corporate Reporting and Governance TOP TR E N DS S HAPI NG w C A P I TA L M A R K E T S, G O V E R N A N C E & FI NANCIAL R E PORTI NG FR I DAY 9.18.15 IRVINE MARRIOTT
14th Annual SEC Financial Reporting Conference ABOUT THE PROGR AM The 14th Annual SEC Financial Reporting Conference will provide updates directly from regulators at the SEC, FASB, and PCAOB. It also features theme panels on top trends in capital markets, governance, and financial reporting for business to monitor in 2015 and beyond. Topics include audit CONFERENCE TOPICS committee challenges, executive compensation issues, shareholders activism, M&A activity and revenue recognition. The conference is intended for audit committee members, CFOs, auditors, accountants, lawyers, academics, financial professionals, and those involved in the financial reporting process. SPE AKERS Regulatory Updates from the SEC, FASB and PCAOB What s new at the SEC s Division of Corporation Finance Updates from the SEC s Office of the Chief Accountant SEC Enforcement Initiatives Current Developments at the FASB Updates on Recent Standard Setting Activity at the PCAOB Top Trends Shaping Capital Markets Governance and Financial Reporting Private Company Liquidity IPOs, M&A and other Capital Market Trends Shareholder Activism Audit Committee Challenges Executive Compensation Issues CEO Pay Ratio/Pay vs. Performance Disclosures Compensation Recovery (Clawback) Policy/Hedging Policy ISS / Glass Lewis Voting Policies Revenue Recognition Financial reporting and legal hot topics Mark Borges Principal Compensia Inc. Catherine Bromilow, Center for Board Governance John Campbell lll Member of Congress 2005-2015 George Chin North America Managing Director Transaction Services, RGP Rani Doyle Morgan, Lewis & Bockius Marc Fagel Gibson, Dunn & Crutcher Mike Gould Douglas S. Ingram Board Member, Pacific Mutual Holding Company Nemus Bioscience Inc. Jason Lee Member, Financial Reporting and Audit Task Force Division of Enforcement, SEC Olivier C. Leonetti Executive Vice President and CFO Western Digital Corporation Craig Olinger Deputy Chief Accountant Division Of CorporationFinance, SEC David Rosenblum Board of Directors Hanmi Financial Corporation Timothy Rupp Morgan, Lewis & Bockius Kevin Stout Senior Associate Chief Accountant Office of the Chief Accountant, SEC Jeff Thomas President, Liquidity Solutions NASDAQ Private Market Lynne Triplett, Accounting Principles Group Grant Thornton Lisa Troe Board Member Rubicon Project Inc. George Wilfert Deputy Director, Office of Research and Analysis, PCAOB Thomas Zaccaro Founding Zaccaro Morgan LLP Speaker TBD Title Ernst & Young Dr. Tom Linsmeier Board Member FASB Center for Corporate Reporting and Governance
CONFERENCE AGENDA T IME T OP IC SPEAKERS 7:30-8:00 a.m. 8:00-8:10 a.m. 8:10-9:00 a.m. 9:05-9:55 a.m. 9:55-10:05 a.m. 10:05-11:20 a.m. 11:25-11:50 a.m. 11:50-12:50 p.m. 12:50-1:40 p.m. 1:45-2:10 p.m. 2:10-3:00 p.m. 3:00-3:10 p.m. 3:10-4:00 p.m. 4:00 p.m. 4:00-5:00 p.m. Registration and Continental Breakfast Welcome Remarks Keynote Address: Regulations, Taxes, and the Economy - What will come out of Washington FASB Updates Coffee Break SEC & PCAOB Updates Q & A with the SEC & PCAOB Lunch Top Trends (Part I): Capital Markets Keynote Address: Shareholder Activism Top Trends (Part II): Governance Coffee Break Top Trends (Part III): Financial Reporting Closing Remarks Networking Reception Dr. Anil Puri, Dean, Mihaylo College of Business and Economics John Campbell III, Member of Congress, 2005-2015 Dr. Tom Linsmeier, FASB Jason Lee, SEC Craig Olinger, SEC Kevin Stout, SEC George Wilfert, PCAOB Thomas Zaccaro, Zaccaro Morgan LLP Moderator: Marc Fagel, Gibson, Dunn & Crutcher Mike Gould, Timothy Rupp, Morgan, Lewis & Bockius Jeff Thomas, NASDAQ Private Market Moderator: George Chin, RGP Douglas Ingram, Pacific Mutual Holding Company, Nemus Bioscience Inc. Mark Borges, Compensia Inc. Rani Doyle, Morgan, Lewis & Bockius David Rosenblum, Hanmi Financial Corporation Moderator: Catherine Bromilow, Olivier C. Leonetti, Western Digital Corporation Lisa Troe, Rubicon Project Inc. TBD, Ernst & Young Moderator: Lynne Triplett, Grant Thornton Dr. Vivek Mande, CSUF Center for Corporate Reporting & Governance Conference Program Chairs James Moloney, Gibson, Dunn & Crutcher Wayne Pinnell, Haskell & White
Center for Corporate Reporting and Governance ABOUT THE CENTER Housed in the Mihaylo College of Business and Economics and the Department of Accounting at California State University, Fullerton, the Center for Corporate Reporting and Governance (CCRG) was created in 2003 to address corporate reporting and governance issues facing companies and their auditors in the changing financial environment. CCRG s mission is to advance corporate reporting and governance practices through education, research, and collaboration with the business community. CONFERENCE PL ANNING COMMIT TEE Tony Cherbak CEO & President RGP Bala Iyer Audit Committee Member Conexant, QLogic Chris Schmidt, Chairman & CEO Moss Adams LLP Dean Yoost Audit Committee Member Emulex, Pacific Life, MUFG Union Bank Dennis Parrott Managing KPMG Gary Wilson James Moloney Gibson, Dunn & Crutcher Joe Johnson Assurance BDO Jon C Smith Ernst & Young Joseph Moderow 70 General Counsel (Retired) United Parcel Service Mark Hughes, Audit Services Grant Thornton Roger Weninger Managing Moss Adams Ron Kent 87 McGladrey Summer Taylor Director Deloitte & Touche Wayne Pinnell Managing Haskell & White CPE INFORMATION Attendees will receive 8 hours of CPE credit for attending the entire program. Delivery Method: Group-Live Prerequisites for the entire program: A reasonable prior knowledge of the technical requirements of US GAAP Advance Preparation: Not required Program Level SEC, PCAOB, FASB Updates Level: Updates Other Financial Reporting Topics Level: Intermediate National Association of State Board of Accountancy Sponsorship The Center for Corporate Reporting & Governance at California State University, Fullerton is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be addressed to the National Registry of CPE Sponsors,150 Fourth Ave. North, Suite 700, Nashville, TN 37219-2417. Website: www.nasba.org