Date: Friday, March 24, 2017 Time: 8:30 AM 4:30 PM Location: Baruch College 55 Lexington Avenue, NYC
|
|
- Bertina Paul
- 6 years ago
- Views:
Transcription
1 Date: Friday, March 24, 2017 Time: 8:30 AM 4:30 PM Location: Baruch College 55 Lexington Avenue, NYC Morning Workshop - 8:30 am - 11:30am (3 CPE) Presenter/Speaker David Kahan, Senior Manager, Ernst & Young LLP Topic Digital Innovation in the Financial Services Sector and the Role Internal Audit Plays What is Digital and how is it changing the Financial Services sector, and what does it mean to Internal Audit functions? o Agenda: What is FinTech? Trends and areas of Innovation by Sector Forming an IA Approach to Digital Internal Audits Role David is a Senior Manager within the Advisory Services practice of Ernst & Young LLP s Financial Services Office. He has over twelve years of financial services experience, specifically within the banking and capital markets and insurance industries. He has served clients in a multitude of areas including risk management and regulatory compliance focused within the internal audit domain. He holds a BS in Management Information Systems and Finance from Binghamton University. Nikhil Lele is a Principal in EY's Financial Services Nikhil is a Principal in EY's Financial Services Office, and is the Strategic Insights and FinTech Strategy leader in the Americas FSO. In his role, Nikhil leads EY's business strategy, innovation strategy, strategic analytics solutions, and FinTech and disruptive innovation solutions serving clients across the banking, capital markets, wealth and asset management, and insurance sectors. Nikhil holds an MBA from The Wharton School of the University of Pennsylvania and earned his BS in MIS and Computer Science from The College of New Jersey.
2 Please note: Lunch is served from 11:30am - 12:30pm Luncheon Workshop Presentation: 12:30pm 1:30pm (1 CPE) Presenter: Scott Kenney, Senior Vice President and General Auditor of Moody s Corporation Topic: Working with Regulators The PCAOB, created by the Sarbanes-Oxley (SOX) Act of 2002, oversees the auditors of public companies in order to protect the interests of investors and further the public interest in the preparation of informative, fair, and independent audit reports. Mr. Powers will focus on in SOX IT controls, their importance and common issues. Overview of Discussion a. Overview/mission of PCAOB b. Importance of Information Technology General Controls (ITGCs) c. Audit issues recognized by IT audit inspectors d. How IT auditors can assist Scott Kenney is Senior Vice President and General Auditor of Moody s Corporation. Mr. Kenney reports jointly to the Chairman of the Audit Committee of Moody s Corporation and Moody s Chief Executive Officer. Mr. Kenney was appointed General Auditor in March In this role he is responsible for overseeing Moody s Global Internal Audit function, including providing an independent oversight function that evaluates the processes and controls over the organization s financial, technology, ratings and operational activities. Prior to joining Moody s, Mr. Kenney was a Managing Director at Deloitte from 2008 to 2015 serving as leader to several internal audit departments, external financial statement audits, Sarbanes-Oxley compliance efforts and large regulatory compliance engagements. He served in a variety of positions at Deloitte from 1997 to 2015, served as Global Director of Compliance for Take Two Interactive during 2005 and Internal Auditor at Staff Builders Home Health Care from Mr. Kenney currently serves on the Board of Governors for the New York Institute of Internal Auditors. He has served as President, Executive Vice President and various Vice President positions within the New York Chapter over the past 10 years. Mr. Kenney holds a BS in Accounting from the University of Scranton and is a Certified Public Accountant licensed in New York. Mr. Kenney is also a Certified Information Systems Auditor (ISACA), Certified Informational Technology Professional (AICPA), Certified in Risk and Information Systems Controls and a Chartered Global Management Accountant.
3 Afternoon Workshop: 1:30pm 3:00pm (1.5 CPE) Presenter: Michael Lynn, Vice Chair Global IT Guidance Committee for the IIA Topic: ERM Risk Governance Appetite, Aggregation and Acceptance Challenges A case study on IT related risks This session is intended to give an overview of ERM models and specific challenges related to the establishment of ERM governance that require internal audit awareness and focus. Some very simple enterprise level concepts underlying risk governance are not so easy to actually adopt and still maturing in most companies. We also use a quick case study to flesh out some common risk governance and acceptance issues for IT related risks. Context What is the current state of ERM? Drivers -New COSO ERM Framework; ISO 31000; Many Regulators and expectation of rating agencies as part of good Corporate Governance; Required by IIA standard 2120 Purpose of Presentation summarize some key audit challenges in reviewing ERM and its key elements; where can audit champion or add value in reviewing their firm s risk management process; audit s role and what it should or should not do related to risk management activities Preliminary look at case study and initial observations What is Risk Governance? Risk Appetite so easy to define? Aggregation and Disaggregation of Risk Risk Acceptance and challenges Who owns IT risk? A case study Key Success Factors for an effective ERM function culture, culture, culture Michael Lynn is vice chair of the Institute of Internal Auditors (IIA) newly formed global IT Guidance Committee and past vice chair of the IIA s global professional issues committee (providing guidance and preferred practices for the internal audit profession). In 2016, Mike established ARG Oversight LLC (an Audit, Risk and Governance consulting and toolset venture), after leaving AIG in 2015 where he was a Managing Director with audit oversight for IT Strategy, Security, Risk, Compliance and Infrastructure. He led the IIA s response to the revised COSO framework in 2012 and led a work stream to formulate the IIA s response to the new COSO ERM exposure draft in 2016 and was part of a high level work team to revise the professional standards and their framework for the IIA. He left the AXA Group in 2013, after spending over 20 years in various Audit, Risk Management and Compliance leadership roles, including a three-year assignment in Paris where he led the Global Internal Audit function. His last role was Senior Vice President of AXA Technologies where he established and headed up the internal audit, risk management and SOX/Compliance functions for IT Infrastructure operations. Mike has spent over 30 years in audit and risk management including 7 years at Ernst & Young and several years as Deputy Director for Dun & Bradstreet. Michael obtained his BBA in Accounting and an MBA in Finance, both from Pace University, and has earned a CPA license and has a CRMA from the IIA.
4 Afternoon Workshop: 3:00pm- 4:30 (1.5 CPE) Presenter: Gokul Kallambunathil and Mark Scarmozzino, CAMS Director of Business Development, ACA Telavance Topic: New York DFS Part 504 Regulation - Path to Certification On June 30, 2016, the New York State Department of Financial Services ( DFS ) issued a Final Rule (Regulation 504) requiring regulated institutions to maintain Transaction Monitoring and Filtering Programs The Final Rule applies to all banks, trust companies, private banks, savings banks, and savings and loan associations chartered under New York Banking Law and all New York-licensed branches and agencies of foreign banks. Sanctions Filtering Program scope is limited to the detection of transactions prohibited by Office of Foreign Assets Control ( OFAC ) sanctions regulations. Gokul Kalambunathil is a Senior Vice President at ACA Telavance, and is a founding Partner & Member of the Senior Leadership Team at the firm. Gokul had direct responsibility for working with existing clients of ACA Telavance. He has over 23 years of progressive experience in Financial Services and Information Technology, and is a Certified Anti Money Laundering Specialist ( CAMS ). Gokul has a wide range of experience in the financial services domain, including Regulatory Compliance Advisory services, Information Technology, Business Analysis, and Data Modeling & Analytics. Gokul has deep expertise in compliance with regulations such as the Bank Secrecy Act & USA Patriot Act and the Office or Foreign Assets Control ( OFAC ). Gokul has a Master's degree in Computer Applications (MCA) from Bharathiar University, Coimbatore, India. Mark Scarmozzino is the Director of Business Development for ACA Telavance, and has over 30 years of global banking and financial services industry experience, including extensive expertise in Enterprise Risk Management, BSA/AML & Global Sanctions compliance, and Fraud detection, mitigation and risk management. Mark is certified as an Anti-Money Laundering Specialist ( CAMS ) by the Association of Certified Anti-Money Laundering Specialists ( ACAMS ), and has extensive experience in software tools and technology for the financial services industry. He is a frequent speaker at industry trade associations and compliance round table sessions. Workshop Registration Link CPEs Available: 7 credits for full day workshop 3 credits for half-day workshop 1 credit for luncheon presentation Registration Fees: IIA Members Full Day, IIA Member: $175 Luncheon Only - Member: $60
5 Half day including Lunch - Member: $90 Half day without Lunch, IIA Member: $80 Registration Fees: Non- Members Full Day, Non-Member: $195 Luncheon Only Non-Member: $70 Half day with Lunch Non-Member: $100 Half day without Lunch Non-Member $90
ANDREW N. TINSETH Assistant Professor of Clinical Accounting
ANDREW N. TINSETH Assistant Professor of Clinical Accounting BIOGRAPHY: Andrew Tinseth is an Assistant Professor of Clinical Accounting at the University of Southern California s (USC) Marshall School
More informationFriday, October 19, 2018
INTERNAL BANK AUDITORS ASSOCIATION OF WESTERN PENNSYLVANIA 2 nd Annual Training Day Friday, October 19, 2018 Regulatory Hot Topics and Compliance Updates Accounting Updates and Liquidity Risk Management
More informationIIA Saskatchewan Chapter Board of Governors Profiles June May 2015
Executive President David Helberg, MBA, CIA, CFE, CRMA Manager, Internal Audit & Corporate Ethics Page 1 Cameco Corporation 2121-11th Street West Saskatoon, Saskatchewan S7M 1J3 Phone: 306.956.8045 Email:
More informationOutside Business Activities Reviews, Approval and Monitoring Wednesday, November 11 3:30 p.m. 4:30 p.m.
Outside Business Activities Reviews, Approval and Monitoring Wednesday, November 11 3:30 p.m. 4:30 p.m. Join industry practitioners and FINRA staff as they cover the key requirements of the outside business
More information2015 Real Estate Industry Update A landscape for change: Transforming for the future
2015 Real Estate Industry Update A landscape for change: Transforming for the future December 11, 2015 Welcome Welcome to Deloitte s 2015 real estate industry update The real estate industry has been on
More informationTHE CANADIAN BOARD Chair of the Board: Carmen Abela, CIA, CCSA. Senior Vice Chair: Jeff Erdman, CIA
THE CANADIAN BOARD 2015-2016 Chair of the Board: Carmen Abela, CIA, CCSA Carmen was elected Chairman of the Board for IIA Canada in September 2014. In this capacity, she plays a leadership role in setting
More informationLISA ROTH MONAHAN & ROTH, LLC 630 FIRST AVENUE SAN DIEGO, CA 92101
LISA ROTH MONAHAN & ROTH, LLC 630 FIRST AVENUE SAN DIEGO, CA 92101 BACKGROUND Lisa Roth is the of Monahan & Roth, LLC, a regulatory compliance company providing services including professional consultations,
More informationKey Aspects on IFRS Treatment of Financial Instruments
Practical Workshop for Bankers Key Aspects on IFRS Treatment of Financial Instruments 16-17 November 2015, Kyiv Venue: National Bank of Ukraine Learning Center Andriyivska Street 1, Kyiv The World Bank
More informationOpening Keynote: The Pathway to Become a CAE: Panel Discussion
8:15 9:15 AM Opening Keynote: The Pathway to Become a CAE: Panel Discussion Facilitator: Jingwen (Grace) Wu, CIA Risk & Governance Compliance Office Silicon Valley Bank Panelists: Karen Brady, CIA, CRMA
More informationBanking & securities accounting and reporting update
Banking & securities accounting and reporting update Tuesday, May 22, 2018 Agenda Subject to change Topic Time Speaker(s) Registration/lunch 12:30 p.m. 1:00 p.m. Welcome/introduction 1:00 p.m. 1:05 p.m.
More informationElection Day April 14, Election Results Announcement April 24, 2017
Election Day April 14, 2017 Election Results Announcement April 24, 2017 A written nomination made by at least 25 members can be submitted to the Secretary up to 30 days prior to the election. The deadline
More informationSupervision of Outside Business Activities (OBAs) and Private Securities Transactions Wednesday, November 9 3:30 p.m. 4:30 p.m.
Supervision of Outside Business Activities (OBAs) and Private Securities Transactions Wednesday, November 9 3:30 p.m. 4:30 p.m. Outside business activities (OBAs) and private securities transactions (PSTs)
More informationDecatur is Growing Gardeners (DIGG), Treasurer, Decatur, IL, June Present
Board of Governors Four people will be elected to serve the terms of 2016-2019. Charla V. Bond-Jones Professional Background: Charla is a Staff Internal Auditor with Archer Daniels Midland (ADM). She recently
More informationPANELIST BIOGRAPHIES
WESTIN SAN DIEGO GASLAMP QUARTER AUGUST 6, 2017 BIOGRAPHIES CHALLENGES AND OPPORTUNITIES: AUDITOR RISK ASSESSMENT MODERATOR DAVE SULLIVAN Deloitte & Touche LLP National Managing Partner, Quality & Professional
More information2015 Real Estate Industry Update A landscape for change: Transforming for the future
2015 Real Estate Industry Update A landscape for change: Transforming for the future September 15, 2015 Welcome Welcome to Deloitte s 2015 real estate industry update The real estate industry has been
More informationMonday January 9, :00 AM 9:00 AM
Monday January 9, 2017 8:00 AM 9:00 AM Opening Keynote 1 COSO Enterprise Risk Management: EHS Implications Paul Sobel, CIA, QIAL, CRMA Vice President and Chief Audit Executive Georgia Pacific LLC Paul
More informationLynn E. Turner Managing Director
Lynn E. Turner Managing Director 725 South Figueroa Street, Suite 2950 Los Angeles, CA 90017 main: 213.222.0870 fax : 888.222.6001 lturner@litinomics.com Lynn E. Turner is a Managing Director within the
More informationPanel Discussion on. UAE Companies Law and Recent Amendment
Panel Discussion on UAE Companies Law and Recent Amendment Padmanabha Acharya Partner Deloitte Padmanabha is a Partner in the Abu Dhabi office of Deloitte. He has over twenty years of experience in assurance
More information2015 Real Estate Industry Update A landscape for change: Transforming for the future
2015 Real Estate Industry Update A landscape for change: Transforming for the future September 17, 2015 Welcome Welcome to Deloitte s 2015 real estate industry update The real estate industry has been
More informationAUDIT COMMITTEE MASTER PROGRAM
AUDIT COMMITTEE MASTER PROGRAM GEP01_ACMP1 May 30-31, 2018 InterContinental Saigon Hotel, Ho Chi Minh City IN PARTNERSHIP WITH First time introduced in Vietnam and designed specifically for the Board of
More informationEmerging FinTech Trends (FinTech Track) Monday, May 21 3:00 p.m. 4:00 p.m.
Emerging FinTech Trends (FinTech Track) Monday, May 21 3:00 p.m. 4:00 p.m. Join FINRA staff and industry representatives as they discuss how recent developments in financial technology (FinTech) are disrupting
More information«INTERNAL AUDITORS AND AUDIT COMMITTEES» Key Elements for sound Corporate Governance
INVITATION L INSTITUT LUXEMBOURGEOIS DES ADMINISTRATEURS AND THE INSTITUTE OF INTERNAL AUDITORS LUXEMBOURG are pleased to invite you to the following conference: «INTERNAL AUDITORS AND AUDIT COMMITTEES»
More informationUnderstanding the Basics of the Examination Process (B2BC) Tuesday, May 16 11:15 a.m. 12:15 p.m.
Understanding the Basics of the Examination Process (B2BC) Tuesday, May 16 11:15 a.m. 12:15 p.m. This Back to Basics Compliance session focuses on what you can expect during a FINRA cycle examination.
More informationEffective Processes for Suspicious Activity Monitoring and Investigations (AML Track) Tuesday, May 22 3:00 p.m. 4:00 p.m.
Effective Processes for Suspicious Activity Monitoring and Investigations (AML Track) Tuesday, May 22 3:00 p.m. 4:00 p.m. Join FINRA staff and industry practitioners as they discuss effective processes
More informationFinal Pitch Competition PROGRAM GUIDE. Wednesday, March 2, 2016 at HIMSS16 VENETIAN - PALAZZO - SANDS EXPO CENTER LEVEL 3 - LIDO 3104 LAS VEGAS, NV
Final Pitch Competition PROGRAM GUIDE Wednesday, March 2, 2016 at HIMSS16 VENETIAN - PALAZZO - SANDS EXPO CENTER LEVEL 3 - LIDO 3104 LAS VEGAS, NV #HITVenture #HIMSS16 1 Presented by: WEDNESDAY, MARCH
More informationMidwest Financial Reporting Symposium
EARLY BIRD DISCOUNT Register by August 30, 2016 2016 Illinois CPA Society Tuesday, September 20, 2016 Des Plaines, IL Midwest Financial Reporting Symposium Focus on today s hottest issues with an all-star
More informationTake Flight. Institute of Internal Auditors West Region #3 District Conference
Take Flight Institute of Internal Auditors West Region #3 District Conference Join the six Chapters in our District (Sacramento, San Jose, San Francisco, Northern California East Bay, Northern Nevada,
More informationCandidate Profile Form District Committee Election Kelly Anderson
Kelly Anderson Compliance Director RBC Capital Marke Kelly Anderson is Compliance Director at RBC Wealth Management, a division of RBC Capital Markets, LLC. Since 2004 she has been responsible for the
More information2015 Real Estate Industry Update A landscape for change: Transforming for the future
2015 Real Estate Industry Update A landscape for change: Transforming for the future December 10, 2015 Welcome Welcome to Deloitte s 2015 real estate industry update The real estate industry has been on
More informationGroup of companies Corporate Profile
Group of companies Corporate Profile 47 Soi 53, Rama 3 Road, Bangpongpang, Yannawa, Bangkok 10120, THAILAND Tel: (662) 294-8504, Fax: (662) 294-2345, Website: www.asv.co.th About us ASV & ASSOCIATES LIMITED
More informationEnhancing Audit Quality and Transparency Supplement Additional information required by Article 13 of EU Regulation 537/2014
Enhancing Audit Quality and Transparency Supplement Additional information required by Article 13 of EU Regulation 537/2014 December 2017 kpmg.com Contents 1. Network arrangement 1 1.1 Legal structure
More informationTake Flight. Institute of Internal Auditors West Region #3 District Conference
Institute of Internal Auditors West Region #3 District Conference Join the six Chapters in our District (Sacramento, San Jose, San Francisco, Northern California East Bay, Northern Nevada, and Hawaii),
More informationThe Apollo Group at Morgan Stanley
The Apollo Group at Morgan Stanley A wealth advisory practice that provides clients with the financial planning and investment management services they require and deserve. Private Wealth Management: The
More informationEY s ninth annual Mutual Fund Seminar
EY s ninth annual Mutual Fund Seminar Advancing insight 15 June 2017 ey.com/mutualfundseminar Program and presentation Welcome to EY s Mutual Fund Seminar Advancing insight We are delighted to welcome
More informationSmith A. Brownlie III, CPA
Brownlie & Braden, LLC, provides services specifically addressing the needs of individuals and families that have accumulated significant wealth. Our approach to providing these services is sensitive to
More informationALI-ABA Topical Courses The Rising Tide of Shareholder Activism December 3, 2009 Topical Audio Webcast TABLE OF CONTENTS
ALI-ABA Topical Courses The Rising Tide of Shareholder Activism December 3, 2009 Topical Audio Webcast PROGRAM SCHEDULE FACULTY PARTICIPANTS FACULTY BIOGRAPHIES STUDY MATERIALS TABLE OF CONTENTS 1. The
More informationEmerging FinTech Trends (FinTech Track) Tuesday, May 22 10:00 a.m. 11:00 a.m.
Emerging FinTech Trends (FinTech Track) Tuesday, May 22 10:00 a.m. 11:00 a.m. Join FINRA staff and industry representatives as they discuss how recent developments in financial technology (FinTech) are
More informationDeloitte s 2017 Real Estate Industry Update Optimizing opportunity in an ever-changing environment
Deloitte s 2017 Real Estate Industry Update Optimizing opportunity in an ever-changing environment San Francisco, CA October 10, 2017 Welcome to Deloitte s 2017 Real Estate Industry Update The pace of
More informationCommon Examination Findings and Effective Compliance Practices (Medium and Large Firm Focus) Wednesday, May 17 10:00 a.m. 11:00 a.m.
Common Examination Findings and Effective Compliance Practices (Medium and Large Firm Focus) Wednesday, May 17 10:00 a.m. 11:00 a.m. Join FINRA staff as they discuss FINRA s cycle examination process and
More informationThe Tribeca Group at Morgan Stanley Smith Barney
The Tribeca Group at Morgan Stanley Smith Barney November, 2011 Morgan Stanley Smith Barney LLC One Penn Plaza, 43rd Floor New York, NY 10119 212-643-5713 Scott McCoy Director Portfolio Manager Yunjin
More informationMR. SCOTT A. BARNES, CPA, CFF, CGMA
MR. SCOTT A. BARNES, CPA, CFF, CGMA Telephone: (214) 914-2869 Email: sbarnes@barnesco.com 3012 Fairmount Street Suite 150 Dallas, Texas 75201 EDUCATION M.B.A. A.B. Freeman School of Business, Tulane University,
More informationCandidate Profile Form District Committee Election Joel Glasco
Candidate Profile Form District Committee Election Joel Glasco Candidate Name: Title: Managing Director - Market Manager Firm: Wells Fargo Adviso Candidate Biography and Personal Statement Candidate Biography
More informationDIRECTORS EDUCATION PROGRAM
DEP 27 MODULE II DIRECTORS EDUCATION PROGRAM FACULTY BIOGRAPHIES Academic Directors BIOGRAPHIES Loren Falkenberg, PhD Associate Dean, Human Resources and Organizational Dynamics Haskayne School of Business
More informationSpeaker. Norihiro Takahashi. Daisuke Hamaguchi. Philippe Desfossés
Speaker Norihiro Takahashi President, Government Pension Investment Fund Mr. Norihiro Takahashi is President of Government Pension Investment Fund (GPIF) since April 2016. Prior to his role at GPIF, he
More informationKenneth L. Bachman, Jr.
Kenneth L. Bachman, Jr. Partner, Washington Office Kenneth L. Bachman is a partner based in the Washington, D.C. office. Mr. Bachman's practice focuses on financial institution and economic sanctions matters,
More informationEVCA Institute. Finance and Administration Course November Brussels, Belgium. Private Equity Management Training
Private Equity Management Training Praise for Finance and Administration Course Most interesting topics in the PE environment are covered Finance and Administration Course 23-26 November 2010 - Brussels,
More informationPRINCIPAL FINANCIAL GROUP, INC. (Exact name of registrant as specified in its charter)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event
More informationSupplement to Form ADV Part 2 Form ADV Part 2B
Item 1- Cover Page Supplement to Form ADV Part 2 Form ADV Part 2B (for each of the Supervised Persons Listed in Item 2 below) Lazard Wealth Management LLC 30 Rockefeller Plaza New York, New York 10112
More informationANNUAL CONFERENCE 2014
ANNUAL CONFERENCE 2014 Irish Financial Services Raising the Bar on Compliance, Culture and Conduct 23rd October 2014 Radisson Blu, Golden Lane, Dublin 8 www.acoi.ie Philip Brennan Chairman, ACOI and Managing
More informationGLOBAL RISK AND INVESTIGATIONS JAPAN CAPABILITY STATEMENT
GLOBAL RISK AND INVESTIGATIONS JAPAN CAPABILITY STATEMENT CRITICAL THINKING AT THE CRITICAL TIME ABOUT US The Global Risk and Investigations Practice (GRIP) of FTI Consulting is the leading provider of
More informationThe Governance. for Small-and Medium-Sized. Leaders from Alberta for the World
The Governance Program for Small-and Medium-Sized Enterprises Leaders from Alberta for the World Organizations reap many rewards from their governing boards - an agile response to the economy, a watchful
More informationHFMA January CFO Forum
HFMA January CFO Forum January 26, 2018 St. Mark s Hospital Education Auditorium 1200 E. 3900 S. Salt Lake City, Utah 7.0 CPE hours 7:30 8:00 a.m. Continental Breakfast 8:00 8:15 a.m. Opening and Chapter
More informationAccounting & Auditing Conference Illinois CPA Society. Stay Current on the New, Revised, and Ever Changing Standards that Affect You Most.
EARLY BIRD DISCOUNT Register by November 9, 2016 2016 Illinois CPA Society November 30, 2016 Rosemont, IL December 1, 2016 Springfield, IL Accounting & Auditing Conference Stay Current on the New, Revised,
More informationMCPI Annual Conference Tuesday, September 19, 2017
Michigan Council of Professional Investigators MCPI Annual Conference Tuesday, September 19, 2017 Location: Cleary University, 3750 Cleary Drive, Howell, MI 48843 Time 8:45am 9:00am 9:00am 9:45am 9:45am
More informationThe Three Lines of Defense: Risk Management Supervision, Compliance and Internal Audit Monday, May 21 3:00 p.m. 4:00 p.m.
The Three Lines of Defense: Risk Management Supervision, Compliance and Internal Audit Monday, May 21 3:00 p.m. 4:00 p.m. Compliance and business supervision roles are becoming difficult to differentiate.
More informationPanelist Biographies. Eighth Annual CAQ Symposium Waldorf Astoria Hotel August 7, Innovative Approaches to the Development of Auditor Talent
Eighth Annual CAQ Symposium Waldorf Astoria Hotel August 7, 2016 Panelist Biographies Innovative Approaches to the Development of Auditor Talent MODERATOR TIMOTHY RYAN PwC US Chairman and Senior Partner
More informationPublic Private Partnerships Conference
Public Private Partnerships Conference An interactive 1 day conference on the legal and financial aspects of Public-Private partnerships Tuesday, 13 December 2016 I St Regis Hotel Corniche Abu Dhabi With
More informationWHO WE SERVE. Regulators Business and Law Schools. Executives and Staff Job Seekers & Students
RCA MISSION Protect investors and financial markets as the exclusive authority for compliance education, training, accreditation, certification, skills assessment, and employee development. 1 WHO WE SERVE
More informationU.S. REGULATORY/COMPLIANCE ORIENTATION PROGRAM
CONFERENCE OF STATE BANK SUPERVISORS 2009 U.S. REGULATORY/COMPLIANCE ORIENTATION PROGRAM July 28 29, 2009 Association of the Bar of the City of New York 42 West 44 th Street A PROGRAM FOR HEAD OFFICE,
More informationAsk the Regulator and Industry Experts Thursday, September 14 3:30 p.m. 4:30 p.m.
Ask the Regulator and Industry Experts Thursday, September 14 3:30 p.m. 4:30 p.m. During this session, panelists answer your questions related to the fixed income regulatory landscape. Panelists also address
More informationSmith A. Brownlie III, CPA
Brownlie & Braden, LLC, provides services specifically addressing the needs of individuals and families that have accumulated significant wealth. Our approach to providing these services is sensitive to
More informationThe course features dedicated working sessions covering:
Private Equity Management Training Finance and Administration Course 22-25 June 2010 - Brussels, Belgium The EVCA Finance and Administration Course is a two and a half day intensive course designed to
More informationMelbourne IT Audit & Risk Management Committee Charter
Melbourne IT 1.) Introduction The Board of Directors of Melbourne IT Limited ( the Board ) has established an Audit & Risk Management Committee. The Audit & Risk Management Committee shall be guided by
More informationUSANA HEALTH SCIENCES, INC. (Exact name of registrant as specified in its charter)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of t he Securities Exchange Act of 1934 Date of Report (Date of Earliest
More informationThe Board is comprised of five members, three of whom are independent directors i.e. Mr Tan Cheng Han, Ms Ooi Chee Kar and Mr Rolf Gerber.
TOKIO MARINE LIFE INSURANCE SINGAPORE LTD. TOKIO MARINE LIFE INSURANCE SINGAPORE LTD. BRUNEI BRANCH (Registration No. 194800055D) CORPORATE GOVERNANCE REPORT FOR FINANCIAL YEAR 2017 INTRODUCTION Tokio
More informationThe Institute of Internal Auditors San Gabriel Valley Chapter
The Institute of Internal Auditors San Gabriel Valley Chapter Presents The Future of Internal Audit 1-Day Seminar Friday, February 23, 2018 The San Gabriel Valley Chapter of the IIA will be hosting a one-day
More informationMANAGEMENT ACCOUNTING CONFERENCE WHERE BUSINESS LEADERS ARE MADE MELBOURNE AUGUST 2017 RYDGES MELBOURNE
MANAGEMENT ACCOUNTING CONFERENCE WHERE BUSINESS LEADERS ARE MADE MELBOURNE 14 15 AUGUST 2017 RYDGES MELBOURNE BREXIT. TRUMP. UBER. AIRBNB. The decisions and advancements these disruptors and organisations
More informationBoard of Governors 2017/2018
Executive - President Tracy Hepworth, CPA, CA, CIA, ACC Vice President, Internal Audit Farm Credit Canada 1800 Hamilton Street S4P 4L3 Phone: 306.780.8543 Email: tracy.hepworth@fcc-fac.ca Tracy is Vice
More informationSTRATEGIC PARTNERS PLATINUM SPONSOR BRONZE SPONSORS SUPPORTING ORGANISATIONS
PSIA PUBLIC SECTOR INTERNAL AUDIT C O NFER ENCE 2019 ENHANCING PUBLIC TRUST IN THE DIGITAL AGE VENUE MARINA BAY SANDS, SANDS EXPO & CONVENTION CENTRE DATE 25 APRIL 2019 TIME 9.00AM - 5.30PM CPE HOURS 7.5HRS
More informationSunday, May 18, Monday, May 19, 2014
Sunday, May 18, 2014 Sunday, May 18, 2014 12:00-1:00 p.m. CIA Exam Prep Registration 1:00-6:00 p.m. CIA Exam Preparation Course: Part 3 5.5 CPE (25 minute total break, time not shown), 4:00-8:00 p.m. 7:00
More informationSolomon Darwin Executive Director Center for Financial Reporting & Management, Haas School of Business
Moderator Solomon Darwin Executive Director Center for Financial Reporting & Management, Haas School of Business Solomon Darwin is the Executive Director, Center for Financial Reporting and Management,
More informationS. Miller Hello. I m introducing our third speaker. My name is Sarah
Wi$e Up Teleconference Call October 31, 2005 Being a Business Owner Speaker 3 Leslie Michael S. Miller Hello. I m introducing our third speaker. My name is Sarah Miller. I would like to introduce Ms. Leslie
More informationLessons Learned by Experienced CEOs of Broker-Dealers Thursday, November 12 10:15 a.m. 11:15 a.m.
Lessons Learned by Experienced CEOs of Broker-Dealers Thursday, November 12 10:15 a.m. 11:15 a.m. During this session, FINRA moderates a discussion with seasoned small firm business owners about the common
More informationACC3616 Corporate Governance and Risk Management (Semester 2, AY2017/2018)
ACC3616 Corporate Governance and Risk Management (Semester 2, AY2017/2018) Teaching Team Name Role Email Office A/P Mak Yuen Teen (MYT) Coordinator/Lecturer bizmakyt@nus.edu.sg BIZ1 7-27 A/P Richard Tan
More informationDeloitte Touche Tohmatsu LLC Annual seminar
With contributions from Annual seminar With contributions ti from the International ti Accounting Standards Committee Foundation Towards the Adoption of International Financial Reporting Standards in Japan
More informationFEBRUARY 9-11, Beyond the Basics
FEBRUARY 9-11, 2018 Beyond the Basics On behalf of the students, staff, and faculty here in the Edward P. Fitts Department of Industrial and Systems Engineering at NC State, I would like to welcome you
More informationIIA Saskatchewan Chapter Board of Governors Profiles
President Karen O Brien, CIA, CISA, CMC Partner, Enterprise Risk Deloitte 900 2103 11th Ave S4P 4C5 Phone: 306.565.5208 Fax: 306.757.4753 e-mail: kaobrien@deloitte.ca Karen leads the Enterprise Risk practice
More informationMOODY S CORPORATION (Exact Name of Registrant as Specified in Charter)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event
More informationViking Advisory Group. Company Presentation September 2011
Viking Advisory Group Company Presentation September 2011 Viking Advisory Group Mission To offer value added, high quality services within the disciplines of financial management, accounting, legal, insurance,
More informationMEDIA KIT CONTACT: Bri Brown (615)
MEDIA KIT CONTACT: Bri Brown (615) 457-0069 media@ FACTS & FIGURES Text CRI to 66866 to receive CRI News and Alerts. 3 Divisions of CRI 100,000 Clients in all 50 states PCAOB Office Locations in9states
More informationHeadline Verdana Bold
Headline Verdana Bold Deloitte s Real Estate & Construction Industry Update Optimizing opportunity in an ever-changing environment Miami, November 9 Speaker biographies Welcome to Deloitte s 2017 Real
More informationBrookfield Investment Partners, LLC 330 South Executive Drive #307 Brookfield, WI July 29, 2011
Item 1- Cover Page Michael J. Steppe William H. Bergner Lora J. Olenchek Brookfield Investment Partners, LLC 330 South Executive Drive #307 Brookfield, WI 53005 262-785-6751 July 29, 2011 This Brochure
More informationOKLAHOMA STATE UNIVERSITY TULSA, OK. 13TH ANNUAL OIL AND GAS ACCOUNTING CONFERENCE Thursday, November 16, 2017 / noon - 5 p.m.
OKLAHOMA STATE UNIVERSITY 13TH ANNUAL OIL AND GAS ACCOUNTING CONFERENCE Thursday, November 16, 2017 / noon - 5 p.m. Earn 5 hours of CPE credit for attending the Oil and Gas Accounting Conference. 17TH
More informationMEDIA KIT CONTACT: Bri Brown (615)
MEDIA KIT CONTACT: Bri Brown (615) 457-0069 media@ FACTS & FIGURES Text CRI to 66866 to receive CRI News and Alerts. 3 Divisions of CRI 100,000 Clients in all 50 states PCAOB Office Locations in9states
More informationNew York Chapter of the Institute of Internal Auditors NEW YORK REPORTS. PLATINUM AWARD CHAPTER September Knowledge Through Sharing and Learning
New York Chapter of the Institute of Internal Auditors www.nyiia.org NEW YORK REPORTS PLATINUM AWARD CHAPTER September 2012 Knowledge Through Sharing and Learning The new chapter year is off to a fast
More informationThe Fortress Group at Morgan Stanley
The Fortress Group at Morgan Stanley 1 PENN PLAZA, 43RD FL NEW YORK, NY 10119 212-643-5781 / MAIN 800-223-4565 / TOLL-FREE 212-714-2546 / FAX http://www.morganstanleyfa.com/thefortressgroup lane.h.katz@ms.com
More informationTHE REGIONAL ECONOMIC BRIEFING FEDERAL RESERVE BANK OF NEW YORK SPEAKERS BIOGRAPHIES AT THE 33 LIBERTY STREET NEW YORK, NY
THE REGIONAL ECONOMIC BRIEFING AT THE FEDERAL RESERVE BANK OF NEW YORK SPEAKERS BIOGRAPHIES FEDERAL RESERVE BANK OF NEW YORK 33 LIBERTY STREET NEW YORK, NY 10045 WWW.NEWYORKFED.ORG THURSDAY, JULY 22, 2010
More informationTGPL Compliance Forum Hosted by the Association of Latvian Commercial Banks Riga, Latvia June 14 th 15 th 2018
TGPL 2018 Compliance Forum Hosted by the Association of Latvian Commercial Banks June 14 th 15 th 2018 Thursday, June 14 th 08.00 Registration, Coffee & Networking 08.55 Welcome & Introduction Association
More informationElection Notice. Upcoming FINRA Board of Governors Election. April 27, Petitions for Candidacy Due: June 11, 2015.
Election Notice Upcoming FINRA Board of Governors Election Petitions for Candidacy Due: June 11, 2015 April 27, 2015 Suggested Routing Executive Representatives Senior Management Executive Summary The
More informationHOTELS, TOURISM & LEISURE. Hotels, Tourism & Leisure
HOTELS, TOURISM & LEISURE nem is one of Australasia s largest boutique business consultancy firms, which is able to draw on the significant skills and experience of over 50 partners across Australia and
More informationHSBC Saudi Arabia Executive Management
HSBC Saudi Arabia Executive Management HSBC Saudi Arabia Executive Management Majed Najm Chief Executive Officer & Board Member Michael Okwusogu Chief Operating Officer Abdulmajeed AlHagbani Managing Director,
More informationREITAS Professional Development Series WEDNESDAY 31 OCTOBER 2018 & FRIDAY 2 NOVEMBER 2018 SUNTEC CONVENTION CENTRE
REITAS Professional Development Series REIT MANAGEMENT WEDNESDAY 31 OCTOBER 2018 & FRIDAY 2 NOVEMBER 2018 SUNTEC CONVENTION CENTRE COURSE FEES*: SGD1,500 (REITAS MEMBERS) SGD2,500 (NON-MEMBERS) *Before
More informationDeloitte s 2017 Real Estate Industry Update Optimizing opportunity in an ever-changing environment
Deloitte s 2017 Real Estate Industry Update Optimizing opportunity in an ever-changing environment Chicago, IL October 3, 2017 Welcome to Deloitte s 2017 Real Estate Industry Update The pace of disruption
More informationSpencer McGowan. McGowan Group Asset Management, Inc. 200 Crescent Court, Suite #657 Dallas, TX 75201
Item 1: Cover Page for Part 2B of Form ADV: Brochure Supplement March 2014 Spencer McGowan McGowan Group Asset Management, Inc. 200 Crescent Court, Suite #657 Dallas, TX 75201 Firm Contact: Bobby D. Boyce,
More informationBoard of Governors. John Bowman, CIA. Pat Ferrell, CIA, CISA, CPCU, CRMA, CFE
The election will be open from Feb 15th 21st. A written nomination made by at least 25 members can be submitted to the Secretary 30 days prior to the election (Jan 15th). Board of Governors Four people
More informationDeloitte s 2017 Real Estate Industry Update Optimizing opportunity in an ever-changing environment
Deloitte s 2017 Real Estate Industry Update Optimizing opportunity in an ever-changing environment Orange County, CA October 11, 2017 Welcome to Deloitte s 2017 Real Estate Industry Update The pace of
More informationSession # - CS Fascinating milestones and real life anecdotes from the treasure trove of celebrated audit professionals. Monday, May 7 th, 2018
Session # - CS -3.8- Fascinating milestones and real life anecdotes from the treasure trove of celebrated audit professionals Monday, May 7 th, 2018 Agenda 2:20 2:30 Introduction 2:30 3:00 Panel Stories
More informationIASB BIOGRAPHIES. BOARD MEMBERS (Participating in the IASB European Roadshows 2005)
BIOGRAPHIES BOARD MEMBERS (Participating in the European Roadshows 2005) Hans-Georg Bruns (Germany) was appointed to the International Accounting Standards Board in January 2001. Until his appointment
More informationIIF GLOBAL SEMINAR FINANCIAL CRIME RISK MANAGEMENT. April 20-21, 2016 London, United Kingdom IN COOPERATION WITH
IIF GLOBAL SEMINAR FINANCIAL CRIME RISK MANAGEMENT April 20-21, 2016 London, United Kingdom IN COOPERATION WITH COURSE DESCRIPTION IIF GLOBAL SEMINAR: FINANCIAL CRIME RISK MANAGEMENT LEARNING OBJECTIVES
More informationSPONSORED BY WORLD GOLD TRUST SERVICES, LLC
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event
More information