Holographic Measurement of the 3D Sound Field using Near-Field Scanning by Dave Logan, Wolfgang Klippel, Christian Bellmann, Daniel Knobloch

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Holographic Measurement of the 3D Sound Field using Near-Field Scanning 2015 by Dave Logan, Wolfgang Klippel, Christian Bellmann, Daniel Knobloch KLIPPEL, WARKWYN: Near field scanning, 1

AGENDA 1. Pros and Cons of Conventional Loudspeaker Measurements 2. New Requirements for Comprehensive 3D Directivity Data 3. Introduction to Directivity Measurements 4. Near Field Measurements can be Beneficial! 5. A New and Better Way using Near Field Scanning 6. What is Spherical Harmonic Wave Expansion? 7. Coefficients, Spatial Resolution, Number of Measurement Points and the Order of the Expansion 8. Practical Applications and Test Cases 9. Conclusions KLIPPEL, WARKWYN: Near field scanning, 4

Conventional Loudspeaker Measurements Far-Field Measurements in Anechoic Chambers (1930 s, Beranek and Sleeper 1946) Absorption of room reflections above cutoff frequency (depends on chamber dimensions High ambient noise isolation Controlled climate conditions Far-Field Measurement under simulated Free-Field Conditions by gating or windowing the impulse response (Heyser 1967-69, Berman and Fincham 1973) Suppression of room reflections at higher frequencies (depends on room dimensions) Higher SNR due to ambient noise separation Limited low frequency resolution (depends on time difference between direct sound and first reflection) KLIPPEL, WARKWYN: Near field scanning, 5

Problems Low frequency accuracy and resolution limited by acoustical environment (room dimensions and treatment) Far-Field measurement conditions required Accuracy of the phase response in the far-field depends on air temperature deviations and movement An anechoic chamber is not perfect. (dimensions, irregular absorption) An anechoic room is an expensive long-term investment which cannot be moved easily KLIPPEL, WARKWYN: Near field scanning, 6

Problem #1 The Acoustical Environment room modes Late reflections early reflections direct sound room dimensions are the limiting factor for low frequency measurement accuracy and resolution! KLIPPEL, WARKWYN: Near field scanning, 7

Problem #2 Why are Far-Field Conditions Required? What is heard and measured in the near field is difficult to predict and not a reliable indicator of events in the far field In the far field, the source is small compared to the measurement distance and the sound level falls at 6 db per doubling the distance. (1/r law). Toole, F. (2008). Sound Reproduction: The Acoustics and Psychoacoustics of Loudspeakers and Rooms Sound pressure measured in the near-field cannot be extrapolated into the far-field! KLIPPEL, WARKWYN: Near field scanning, 8

Problem #3 Phase response accuracy Sound velocity is dependent on air temperature: A temperature difference of ϑ=2 C will change the sound velocity by c 1.2 m/s 1 20 C c1 343.4m / s 2 22 C c2 344.6m / s 3 24 C c3 345.8m / s The temperature difference will influence the sound wave propagation time: Far Field Measurement required measurement distance > 5m Deviation: t 0. 1ms ( r 34.3mm) Phase errors caused by temperature difference of 2 C: Frequency f=2khz Wave length λ=171.7mm Phase Error in 5 m distance 36 (0.1 λ) f=5khz f=10khz λ=68.7mm λ=34.3mm 90 (0.25 λ) 180 (λ) Far field measurement are prone to phase errors! KLIPPEL, WARKWYN: Near field scanning, 12

Problem #4 No anechoic room is perfect! How to cope with limited absorption at low frequencies? Anechoic room + Simulated Free field response insufficiently damped for frequencies below 100Hz 1. Select reference loudspeaker sample 2. Measure in the far-field in the anechoic room 3. Measure again under freefield conditions 4. Calculate a room correction curve and apply to get a simulated free field response. room correction curve room Free field Note: Room correction curve depends on loudspeaker properties!! KLIPPEL, WARKWYN: Near field scanning, 13

New Requirements for Comprehensive 3D- Directivity Data Home Audio To predict how a loudspeaker might sound in a typical listening room, CEA2034-2013 specifies a 360 degree polar measurement largely based on the techniques developed by Toole and Devantier at Harman (a.k.a the spinorama test) Handheld Personal Audio Devices The near-field response generated by laptops, tablets, smart phones, etc. is more important than the far field response (considered in new proposal IEC60268-2014) Studio Monitor Loudspeakers Professional reference loudspeakers need a careful evaluation in the near-field Professional Stage and PA Equipment Accurate complex directivity data in the far-field is required for room simulations and sound system installations (line arrays) How do we use current measurement techniques to satisfy these new requirements? KLIPPEL, WARKWYN: Near field scanning, 14

t P U S H How to Perform Directivity Measurements in the Far Field? The sound pressure is measured at multiple measurement points located on the surface of a sphere with radius r. The DUT is rotated. The # of pts. depends on desired resolution: anechoic room 5 degree 2592 points 2 degree 16200 points 1 degree 64800 points Not practical Amplifier Loudspeaker r Accuracy depends on: tolerance of mic placement (both θ and r) (phase!) Maintaining the acoustic center when changing the DUT position Sound reflections from turntable Room absorption irregularities Temperature deviations and air movement (phase!) A M P Outpu Input Turntable Analyzer θ Multiplexer When reducing the number of measurement points, weighted spatial averaging is an estimation! KLIPPEL, WARKWYN: Near field scanning, 15

Near Field Measurements can be Beneficial! Advantages: High SNR (typically 20 db more than far-field measurements) Amplitude of direct sound much greater than room reflections providing good conditions for simulated free field conditions Minimal influence from air properties (air convection, temperature deviations) Faster measurements since no averaging required Measurements can tolerate some ambient noise (office, workshop) Disadvantages: Not a plane wave Velocity and sound pressure are out of phase Inverse square law (1/r) does not apply, therefore, no sound pressure extrapolation into the far-field The limiting factor for useful near field measurements is the inverse square law (1/r) KLIPPEL, WARKWYN: Near field scanning, 18

Some Recent Contributions Scanning the Sound Field on a Surface Around the Source Weinreich (1980) Melon, Langrenne, Garcia (2009) Bi (2012) KLIPPEL, WARKWYN: Near field scanning, 19

A New and Better Way Exploiting the Advantages of Near-Field Measurements and Overcoming the Disadvantages using Spherical Harmonic Wave Expansion Near-field sound pressure can be extrapolated into the far-field Room dimensions are no longer a factor No anechoic environment required Far-field conditions are no longer necessary High spatial resolution can be obtained using less measurement points Comprehensive data set...one measurement does all..the 3D acoustic output is the result of post-processing Faster 3D directivity measurements KLIPPEL, WARKWYN: Near field scanning, 20

The General Approach Step 1...Scanning process: measurement of the near field sound pressure distribution using robotics Step 2...Spherical Harmonic Wave Expansion: postprocessing of the measured near-field data including sound field separation techniques Step 3...Extraplation: calculation of the sound pressure at any point outside the scanning surface (near-field and far-field) KLIPPEL, WARKWYN: Near field scanning, 21

Step 1...The Scanning Process in the Near-Field Moving the DUT or the Mic in the Near-Field? Moving the microphone has the following advantages: Accurate positioning of Mic Facilitates heavy loudspeakers (hanging from a crane) Constant DUT interaction in the room during the scan (required in a non-anechoic environment) Minimum gear within the scanning surface (only a platform and a pole) KLIPPEL, WARKWYN: Near field scanning, 22

Scanning Multiple Layers to Facilitate Field Separation A double layer scan provides information about the incoming and outgoing sound waves which can be used to separate the directly radiated sound from the room reflections. Note: Under anechoic conditions, the high SNR in the near field combined with wave expansion techniques eliminates the need for field separation. We need to use Field Separation in a non-anechoic environment KLIPPEL, WARKWYN: Near field scanning, 23

Step 2...Spherical Harmonic Wave Expansion SCANNING DATA H(f,r) + Independent of the loudspeaker BASIC FUNCTIONS B(f,r) Loudspeaker characteristics COEFFICIENTS C(f) monopoles results dipoles Near Field quadrupoles General solutions of the wave equation are used as basic functions in the expansion. The weighted coefficients determine the contribution from each function. Total number of coefficients = (N+1) 2 Step 3...extrapolate to any point r H(f, r) C(f) B(f, r) KLIPPEL, WARKWYN: Near field scanning, 25

How to Interpret the Coefficients? H ( f, r) C( f ) B( f, r) The coefficients in vector C(f) are complex and frequency dependent. They weight each basic function in the solution of the wave equation The number of coefficients depends on frequency (and complexity) number of coefficients = (N+1) 2 order of the expansion 9 36 121 N > 2 N > 5 N > 10 frequency 100 Hz 1 khz 10 khz Significant data reduction occurs when the measurement points are converted into coefficients Truncating of the order has the effect of smoothing the directional properties (lobes) Wave expansion interpolates between the measurement points KLIPPEL, WARKWYN: Near field scanning, 29

How Many Points Need to be Measured? Number of points 1 100 1000 Results ---with reference measurement ---Sound Power Directivity ---Normal Scan ---High Resolution Number of points required depends on: Loudspeaker type (size, number of transducers) (i.e. complexity of the sound field) Symmetry of the loudspeaker (axial symmetry) Application demands (e.g. High resolution EASE data) Field seperation (required for improved accuracy at low frequencies under nonanechoic conditions) In general, the number of points is 1.5 times the number of coefficients 5000 Note: Number of measurements points required is much lower than the final angular resolution of the calculated directivity pattern! KLIPPEL, WARKWYN: Near field scanning, 30

Sound Power in db High Angular Resolution Only Requires a Few Measurement Points Example: Woofer At low frequencies, the sound field has a limited complexity and can be characterized by a small number of basic functions monopole n=0 n=1 dipoles quadropoles n=2 n=3 Total Sound Power Higher orders Directivity patterns at 200 Hz: f in Hz Target N=0 N=1 N=2 N=3 N=10 sound field is completely described by order N=3 (16 Coefficients) KLIPPEL, WARKWYN: Near field scanning, 31

Sound Power in db Fitting Error in db How to Check the Accuracy of the Wave Field Expansion? Fitting error for truncated expansion (e.g. N=3) Total Sound Power N=0 N=1 N=2 Higher orders N=3 bad SNR -20dB = 1% Higher order terms are missing f in Hz f in Hz Number of measurement points is larger than the number of coefficients (16) which leads to a fitting problem (redundancy of information) This redundancy is used to calculate the fitting error in db The fitting error indicates potential problems (poor SNR, insufficient order, geometrical errors in the scanning) KLIPPEL, WARKWYN: Near field scanning, 32

Fitting Error in db How to Find the Maximum Order N? Fitting error as a function of the maximum order N N=0 N=1 N=2 N=5 N=10 0-5 The measurement system determines automatically: optimum order N of the wave expansion total number of the measurement points measurement time -10-15 -20-25 -30-35 -40 Low fitting error -20dB = 1% -45-50 -55 Directivity at 2kHz: -60 100 1k 10k f in Hz Target N=0 N=1 N=2 N=5 N=10 Sufficient accuracy KLIPPEL, WARKWYN: Near field scanning, 33

Test Case #1 SPL Comparison Anechoic Environment vs. Reverberant Room Using Line Array Elf System made by Four Audio Aachen 7 m Far-field in the anechoic room (half space at RWTH Aachen) Half space (2π) measurement (microphone on ground) DUT rotated by robotics arm 4050 points measured on a quarter sphere at 7m (symmetry assumed to avoid measuring 16200 points) Near-field scanning in the reverberant room (at the TU Dresden) DUT placed at fixed position Microphone moved by near field scanner 4000 points full scan (no symmetry assumed) Maximum order N=30 KLIPPEL, WARKWYN: Near field scanning, 36

db SPL / V Performance of the Field Separation Technique at Low Frequencies Measurement in a Reverberant Room on axis one point KLIPPEL Direct sound Room reflections 100 90 direct sound measured sound 80 Benefits of Field Separation: No anechoic conditions required No (long) time windowing High resolution Low order N of expansion Minimal number of measurment points (<20) 70 60 50 40 room reflections Field Separation required Time windowing applicable 100 1k 10k f / Hz KLIPPEL, WARKWYN: Near field scanning, 37

Better Accuracy using Near-Field Scanning? Full Near-Field Scan in Reverberent Room Far Field SPL Response Far-Field Measurement in Anechoic Room 80 KLIPPEL Symmetry 70 db SPL / V 60 50 40 30 20 Problems below frequency limit of the anechoic chamber Symmetry assumed in anechoic far-field measurement 10 0.1 1 10 Frequency / khz Near field scanning + field separation can remove the room modes in a reverberant environment! Far-Field Measurement in Anechoic Room Poor Symmetry KLIPPEL, WARKWYN: Near field scanning, 38

More Angular Resolution with Less Points 2.5 khz 5 khz Far-Field Measurement in anechoic room (assumed symmetry) 16200 pts Full Near-Field Scan in Reverberent Room 4000 pts 8 khz 10 khz 90 0 WAVE EXPANSION interpolates between the measurement points! KLIPPEL, WARKWYN: Near field scanning, 39

Theta in degree Theta in degree Test Case #2...Directivity and Sound Power using a Studio Monitor vertical woofer tweeter f in Hz horizontal Near-field scanning in an ordinary office room 500 points Order of expansion N=20 Controlled directivity f in Hz KLIPPEL, WARKWYN: Near field scanning, 40

Error / db Sound P ow er db / V What is the Accuracy of a Sound Power Measurement (20 min scan time) Radiated Sound Power 105 KLIPPEL 100 95 90 85 2500 Points (8 hrs) 100 Points (20 min.) 80 75 70 Deviation: < 0.5 db <1dB 65 60 10 2 10 3 10 4 f / Hz Fitting error from the postprocessing shows the accuracy of the results!! -5-10 noise -15-20 -25-30 Fitting Error vs. Frequency 2500 Points 1 % Error Near field KLIPPEL complexity -35-40 -45-50 100 Points 10 2 10 3 10 4 f / Hz KLIPPEL, WARKWYN: Near field scanning, 41

Satisfies Requirements of CEA-2034 Toole, F. (2008). Sound Reproduction: The Acoustics and Psychoacoustics of Loudspeakers and Rooms KLIPPEL, WARKWYN: Near field scanning, 42

Fast (single point) SPL Measurements in the Near-Field are Possible using a Correction Curve Assumption: Loudspeakers of the same type with similar geometry have similar directivities Single Point measurement in nonanechoic room room Near field Near field response + + Extrapolated Near field far field PROBLEMS: 1 point is insufficient for correct processing No field separation No far field extrapolation room correction curve correction curve for extrapolation room complete scan in the near field of a reference DUT Direct sound near field KLIPPEL, WARKWYN: Near field scanning, 43

Lw / db Test Case #3...Comprehensive 3D Information using a Laptop Is the User Located in the Near-Field or Far-Field? 250 Apparent Sound Power vs. Distance at f=501 Hz N=0 N=1 N=2 N=3 N=4 N=5 N=6 N=7 N=8 N=9 N=10 N=11 N=12 N=13 N=14 KLIPPEL 200 150 user Far-field 100 50 Power is independent of distance monopole dipoles quadrapoles 0 Near-field 0.01 0.1 1 10 DISTANCE r / m Multipoles of nth-order Determining the location of the near and far-fields is important for personal and handheld audio devices!! KLIPPEL, WARKWYN: Near field scanning, 46

db SPL / V Comprehensive 3D Information supports the evaluation of spatial sound effects Near Field SPL Response 100 KLIPPEL 95 Left Ear 90 Observation plane Listening Points 85 80 75 Right Ear 70 65 60 1 frequency / khz 10 SPL distribution Wave front propagation 3kHz Comprehensive Information 3kHz (Amplitude) (Phase) KLIPPEL, WARKWYN: Near field scanning, 47

db SPL / V Near-field Information is important for 3D sound effects Sound Pressure on axis Observation plane 2 m 100 90 80 r = 0.5m (near field) KLIPPEL 0.5 m 60 50 40 r = 2m (far field) Variation versus distance 70 30 Sound pressure distribution (3kHz) Comprehensive Information 1 Frequency /khz 10 Wave front propagation (3kHz) (Amplitude) (Phase) KLIPPEL, WARKWYN: Near field scanning, 48

A New and Better Way Summary Holographic Measurement of the 3D Sound Field using Near-Field Scanning provides the following benefits: More information about the acoustical output (near-field + far-field) Sound pressure at any point outside scanning surface (complete 3D space) Improved accuracy compared to conventional far-field measruements (coping with room problems, gear reflections, positioning, air temperature,...) Higher angular resolution with less measurement points Simplified handling (moving of heavy loudspeakers) Dispenses with an anechoic room Self-check by evaluating the fitting error Comprehensive data set with low redundancy KLIPPEL, WARKWYN: Near field scanning, 51

Thank you! KLIPPEL, WARKWYN: Near field scanning, 52