Near/Mid-Infrared Heterogeneous Si Photonics

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PHOTONICS RESEARCH GROUP Near/Mid-Infrared Heterogeneous Si Photonics Zhechao Wang, PhD Photonics Research Group Ghent University / imec, Belgium ICSI-9, Montreal PHOTONICS RESEARCH GROUP 1

Outline Ge-on-Si platform Passive components for Mid-Infrared applications Active components InP-on-Si platform Nanowire laser configuration Classic laser configuration Conclusion PHOTONICS RESEARCH GROUP 2

Acknowledgement Ge on silicon Prof. Gunther Roelkens Dr. Yosuke Shimura Dr. Roger Loo Dr. Joris Van Campenhout Dr. Aditya Malik Dr. Alban Gassenq Federica Gencarelli Muhammad Muneeb Utsav Dave Chen Hu InP on silicon Prof. Dries Van Thourhout Dr. Clement Merckling Dr. Joris Van Campenhout Dr. Marianna Pantouvaki Dr. Weiming Guo Bin Tian Optical I/O, imec PHOTONICS RESEARCH GROUP 3

Silicon photonics CMOS fabrication technology (200mm/300mm) Cost and size reduction of photonic integrated circuits High performance passive devices Limited transparent wavelength window Lack of light sources Relatively poor active device performance PHOTONICS RESEARCH GROUP 4

Outline Ge-on-Si platform Passive components for Mid-Infrared applications Active components InP-on-Si platform Nanowire laser configuration Classic laser configuration Conclusion PHOTONICS RESEARCH GROUP 5

Si Photonics Applications Mainstream applications: optical interconnect / telecom / biosensors @1.3um,1.55um wavelength Spectroscopic systems could benefit from PICs at longer wavelength Most molecules have strong absorption lines in the SWIR/MWIR Make systems cheaper, smaller, more light weight, more robust Target liquid and gas SWIR/MWIR spectroscopic sensors Continuous Glucose Monitoring Food spoilage indication PHOTONICS RESEARCH GROUP 6

Silicon-based photonic integrated circuits Transparency windows of materials Silicon-on-Insulator can be used up to 4µm (above: absorption of SiO 2 ) For longer wavelengths: use Ge on Silicon Silicon-on-Sapphire Free-standing silicon R. Soref, Nature Phot 2013 PHOTONICS RESEARCH GROUP 7

Silicon-based waveguide structures beyond 4um Germanium-on-silicon waveguide structures Epitaxial growth of 2um thick Ge (n=4) on Si (n=3.5) Annealing required to reduce the threading dislocation density Germanium is transparent up to 14um Low waveguide losses in the 5-5.5um wavelength range demonstrated Basic components such as arrayed waveguide gratings and planar concave gratings demonstrated A. Malik et al., PTL 2013 PHOTONICS RESEARCH GROUP 8

Arrayed waveguide grating spectrometers output star coupler: different phase delays create a phase front focussing into different output waveguides dispersive delay lines: each wavelength feels a different phase delay input star coupler: light is distributed over many delay lines PHOTONICS RESEARCH GROUP 9

MWIR SOI spectrometers 0-5 P1 P2-1.75 Normalized transmission(db) -10-15 -20-25 P3 P4 P5 P6-24.9-30 -35 3740 3750 3760 3770 3780 3790 3800 3810 Wavelength(nm) M. Muneeb, Optics Express 2013 PHOTONICS RESEARCH GROUP 10

5.x um Germanium-on-Silicon spectrometer A. Malik, Applied Physics Letters 2013 PHOTONICS RESEARCH GROUP 11

Outline Ge-on-Si platform Passive components for Mid-Infrared applications Active components InP-on-Si platform Nanowire laser configuration Classic laser configuration Conclusion PHOTONICS RESEARCH GROUP 12

Tuning of mid-infrared waveguide circuits Thermo-optic tuning: well developed on SOI waveguide circuits low power consumption (few mw for π phase shift) Efficiency on Germanium on Silicon waveguide circuits? 350mW power consumption for π phase shift heater Ge Si heat sink PHOTONICS RESEARCH GROUP 13

Tuning of mid-infrared waveguide circuits Thermo-optic tuning: well developed on SOI waveguide circuits low power consumption (few mw for π phase shift) Efficiency on Germanium on Silicon waveguide circuits? Use Ge on SOI 8mW power consumption for π phase shift A. Malik, submitted PHOTONICS RESEARCH GROUP 14

Monolithically integrated GeSn detectors Ge limited to 1.6um Ge detectors on SOI currently well developed for telecom / datacom Decrease the bandgap by adding Sn to the Germanium matrix PHOTONICS RESEARCH GROUP 15

Monolithically integrated GeSn detectors GeSn/Ge multi-quantum well structure 8% Sn content 20nm thick quantum wells Germanium barriers A. Gassenq, Optics Express 2012 PHOTONICS RESEARCH GROUP 16

Recent Ge based devices Integrated Ge avalanche photodetector Ge Waveguide Electro-Absorption Modulator S21 parameter increases substantially as the bias go beyond -2 V. gain bandwidth product > 100GHz 5.8dB sensitivity improvement H.T. Chen, Optics Express 2015 strong confinement of optical and electrical field enabled by submicron Ge/Si waveguide platform bandwidth greater than 50GHz capacitance of 10fF link power penalty of 8.2dB 2Vpp drive swing S. Gupta, OFC 2015 PHOTONICS RESEARCH GROUP 17

Outline Ge platform Passive components Active components InP platform Nanowire laser configuration Classic laser configuration Conclusion PHOTONICS RESEARCH GROUP - CONFIDENTIAL 18

Silicon photonics on-chip laser sources 2005 Raman Si laser Nature 498, 470 474 (2013) Nature Photonics 4, 511-517 (2010) III-Vs on Si Epitaxy? Optics Express 14, 9203-9210 (2006) Optics Letters 35, 679-681 (2010) Nature Photonics 9, 88 92 (2015) PHOTONICS RESEARCH GROUP - CONFIDENTIAL 19

III-Vs epitaxial growth on silicon Mismatch Lattice constant Interface polarity Thermal expansion Large area III-Vs growth on silicon: 1. Strain relaxed buffer layers. 2. Lattice matched material system (GaP) 3. GaSb based system 4. Quantum dots (QDs) growth on silicon (with buffer) 5. Nanowire growth on silicon PHOTONICS RESEARCH GROUP - CONFIDENTIAL 20

InP growth on pre-patterned Si substrate High quality InP island (001)Si Substrate SiO 2 Si Interface engineering Rounded Ge Si V-groove SiO 2 Si Defect trapping Suppress anti-phase boundaries (polarity mismatch) Trap threshold dislocations gliding on the {111} (lattice mismatch) Crystal Growth & Design, 12, 4696-4702 (2012) Journal of Applied Physics, 115, 023710 (2014) Complex defect system presents at the InP/Si interface PHOTONICS RESEARCH GROUP - CONFIDENTIAL 21

Titled InP nanowire grown on silicon 1. Nanowires of more than 500 nm diameter grown on top of InP island of below 100 nm diameter. The length is about 1 μm. (Nanowire dimension constraint lifted) 2. Nanowire oriented along <111> Hexagonal shaped cross-section (Typical for InP nanowire) PHOTONICS RESEARCH GROUP - CONFIDENTIAL 22

Room temperature laser operation Pumping source: 9 ns pulse train @ 532 nm Pump area limited to a single nanowire Nano Lett., 13, 5063 5069 (2013) PHOTONICS RESEARCH GROUP - CONFIDENTIAL 23

Open up the nanowire Micro-twins Mix of two crystal phases Schematics of a type II heterostructure: Delocalized wave-function Direct carrier transition indirect transition? Nano Lett., 13, 5063 5069 (2013) PHOTONICS RESEARCH GROUP - CONFIDENTIAL 24

Yield 35 nano-lasers are successfully fabricated out of 80 sites. PHOTONICS RESEARCH GROUP - CONFIDENTIAL 25

What industry partners want Integration: output light coupling electrical injection wavelength control mass production 20 nm ~ 500 nm InP SiO 2 Si Starting from a longitudinally extended trench Chemical mechanical polishing (CMP) Two step growth of InP PHOTONICS RESEARCH GROUP - CONFIDENTIAL 26

Open up the nanowire again Cross-section view - high density of {111} defects (stacking faults, twins, nanotwins) at the bottom of the {111} InP sidewalls PHOTONICS RESEARCH GROUP - CONFIDENTIAL 27

Open up the nanowire again Transmission electron microscope (TEM) inspections Growth in 50 nm trenches Growth in 500 nm trenches 100 nm Photo-luminescence inspection (room temperature) High quality Defective (30 nm) Si Material quality is comparable to the ideal InP epi-layer Narrow trenches have a better material quality PHOTONICS RESEARCH GROUP - CONFIDENTIAL 28

Adaption for photonics! 2. Removal of substrate leakage loss SiO 2 Si Si undercut Huge substrate leakage loss! A suspended InP waveguide Robust Si undercut etching process High yield Limited damage on the InP material (verified by PL measurement) PHOTONICS RESEARCH GROUP - CONFIDENTIAL 29 29

Cavity definition Schematic plot of the monolithic InP lasers on silicon > 95% yield Pure InP waveguide Waveguide width = 500 nm Grating period = 163 nm DFB cavity length = 45 μm PHOTONICS RESEARCH GROUP - CONFIDENTIAL 30 30

Room temperature operation Pumping condition: 532 nm wavelength 9 ns pulse duration Room for improvement: Use narrow waveguide better material Heterostructure reduced carrier loss PHOTONICS RESEARCH GROUP - CONFIDENTIAL 31 31

55 μm Laser array Microscope image of a 10 DFB laser array 100 μm Wavelength tuning by varying the cavity design Group 1 Grating period = 163 nm Phase shift length: 224 nm ~ 264 nm (10 nm step) Group 2 Grating period = 165 nm Phase shift length: 228 nm ~ 268 nm (10 nm step) Output grating Pure InP waveguide Waveguide width = 500 nm Grating etch depth = 60 nm DFB cavity DFB cavity length = 45 μm Output grating length = 10 μm PHOTONICS RESEARCH GROUP - CONFIDENTIAL 32 32

Laser array Measured laser spectra from the 10 DFB laser array High yield Precise wavelength control Period = 163 nm Δλ = 1 nm Period = 165 nm Δλ = 1.5 nm http://arxiv.org/abs/1501.03025 PHOTONICS RESEARCH GROUP - CONFIDENTIAL 33 33

The next step Electrical injection Wavelength @ communication band Hetero-structure Use InP/Si islands as a lattice-matched platform for subsequent ternary or quaternary growth Under investigation PHOTONICS RESEARCH GROUP - CONFIDENTIAL 34

Conclusions High performance SWIR/MWIR passive waveguide circuits demonstrated using CMOS fabrication technology Ge/GeSn based active devices (photodetectors and modulators) with superior performance demonstrated in the NIR wavelength region. Well controlled DFB laser array demonstrated by epitaxial growth of InP on silicon PHOTONICS RESEARCH GROUP - CONFIDENTIAL 35

Adaption for photonics! 1. Virtual lattice matched substrate for III-V regrowth Chemical mechanical Polishing (CMP) InGaAs SiO 2 Si InP III-Vs regrowth PHOTONICS RESEARCH GROUP - CONFIDENTIAL 36 36