Science, Technology and Innovation monitoring for Policy Development in China

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Science, Technology and Innovation monitoring for Policy Development in China Roundtable Meeting on the Preparation of STIGAP UNESCO, Paris, 4-5 July 2011 Gao Changlin Chinese Academy of Science and Technology for Development(CASTED) Ministry of Science and Technology(MOST) gaocl@casted.org.cn

Contents I. Structure of China s S&T System II. STI Statistics System in China III.STI Statistic for Monitoring Policy Development

I. Structure of China s S&T System State Council Natioanl Steering Group for Science, Technology and Education (The Premier ) Office MOST MOE NDRC COSTIND Other Ministries CAS CASS CAE CAST NSFC PLGov. U&Cs SOE DRDIs GRIs Local S&T Figure 1. Organization of China s Science and Technology

Coordination with other government departments Guiding provincial and local S&T authorities Funding S&T and Innovation

Regulations, Guidelines, Policies Key Issues of NIS Administration of Intermediary S&T Agencies and S&T service system Technology diffusion and science spread Economic and Social Development National Legislation, Regulation, Strategies, Planning, Policies Priorities Setting Science and technology System Science, Technology, Innovation

R&D resources: Funds and Human resources R&D: R&D institutions; National science engineering and infrastructure; National labs R&D Outputs: Publications; Patents; S&T achievements; S&T Rewards; Domestic technology market; Tech ex/import R&D Commercialization: S&T achievement transfer; New and high tech product High tech firms; State science parks(54) National Basic Research Program National Hightech R&D Program (863 Program) National Key Technologies R&D Program Program of R&D Infrastructure and Facility Development Program of Environment Building for S&T Industries National Significant Projects

Program of R&D Infrastructure and Facility Development State Key Laboratories Development Program National Key Science Projects Program National Engineering Technology Research Centers Development Program R&D Infrastructure and Facility Development Program S&T Basic Work Program Program of GRI Research for Public Interests Program on Key International S&T Cooperative Projects

Program of Environment Building for S&T Industries Spark Program Torch Program National Science and Technology Achievements Diffusion Program National Key New Product Program Technological Innovation Funds for Science-based firms Agriculture Technology Transfer Funds Productivity promotion centers University S&T parks Agricultural S&T parks

II. STI Statistics System in China Joint Working Team NBS MOST MOE COSTIND PBSD PSTD PED (at provincial level) Group Company Statistics Bureau S&T Bureau Educational Bureau at city level

Data of National S&T Activities NBS MOST MOE COSTIND Enterprises Gov. independent R&D institutes other public U&Cs Group Company Non-industrial industrial gov. independent R&D institutes firms LMEs SMEs

The scope of S&T statistics Governmental Independent R&D Institutes Civil Defense Higher Education Institutions U&Cs Affliated Hospitals Business Industrial Sectors(Mining, Manufacturing and public Utilities) Architecture, Post and Telecommunications, Transportation, Agriculture and Medical Services

The contents of S&T statistics S&T professionals S&T funding-raising S&T expenditure(including R&D) S&T achievements S&T projects S&T institutes

The method of survey Annual Census survey Governmental Independent R&D Institutes Higher Education Institutions Industrial Sectors(for LMEs) Rolling Census survey Industrial Sectors(for small enterprises, integrated into National Economy Census) Architecture, Post and Telecommunications, Transportation, Agriculture and Medical Services

Lobour Division of S&T Statictics by industries Industries Agriculture, forestry, husbandry,fishing and service Industry Statistics Departments Implement deparments Statistics Departments : data aggregation of LMEs and SMEs S&T Departments : data aggregation of industrial enterprises transferred from government independent S&T indtitutes data aggregation of transnatioanl companies which set up independent S&T institutes in the filed of industries CSTIND : data aggregation of military enteprises Architechture Geological prospecting and water conservancy Transportation, storage and telecommnications Computer and applying service Healthcare Education Scientific research Technological service and others Statistics Departments Statistics Departments Statistics Departments : data aggregation of transportation, storage and telecommnications S&T Department : data aggregation of transnatioanl companies which set up independent S&T institutes in the filed of telecommnications Statistics Departments Statistics Departments : data aggregation of other healhcare units except those affliated to universities Educational Departments : data aggregation of hospitals affliated to universities Educational Departments S&T Departments : data aggregation of civil departments CSTIND : data aggregation of military departments of GIR&DI S&T Departments : data aggregation of non-state-owned S&T institutes and other Technological service units

Data Collection Procedure provincial training MOST Examination, evaluation and ti City training Provincial level Exam. And evalu. at provincial level Institutional training City level Collect forms, input and examine Fill in forms Gov. inde. S&T institutes Submit the data

III. STI Statistic for Monitoring Policy Development 1. National S&T Statistic Survey From 1985 to 1995 Governmental Independent R&D Institutes Higher Education Institutions Industrial Sectors(for LMEs) After 1995 Small industrial enterprises covered None industrial sectors covered In 2000, the scope covered all the units with R&D activities throughout national economy and industries In 2009, legal units with intense R&D activities in national economy were covered

Other S&T Statistics Surveys Survey of Local Governments S&T Appropriation(since 1990) Survey on National S&T Programs(since 1994) Innovation Survey(Pilot survey in 1997, and first national survey in 2007)

2.Other S&T Statistics Surveys Specific S&T Statistics Surveys national high-tech development zones national S&T achievements private S&T enterprises technology markets international S&T cooperation soft science research institutes productivity promotion centers science popularity Venture capital Research infrastructure and facilities

3.Major S&T Statictic Publications National innovation Index Monitoring Report of Regional S&T Development China Science and Technology Indicators Yearbook on China Science and Technology Statistics Yearbook on China High Tech Industry Statistics China Science and Technology Statistics Data China High-Tech Industry Data.

Thank you gaocl@casted.org.cn www.casted.org.cn www.sts.org.cn