Remote sensing in archaeology from optical to lidar. Krištof Oštir ModeLTER Scientific Research Centre of the Slovenian Academy of Sciences and Arts

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Remote sensing in archaeology from optical to lidar Krištof Oštir ModeLTER Scientific Research Centre of the Slovenian Academy of Sciences and Arts

Introduction Optical remote sensing Systems Search for anomalies Case studies Lidar What is Data acquisition Processing Conclusions Contents

Introduction to remote sensing Remote sensing is the science (and to some extent, art) of acquiring information about the Earth's surface without actually being in contact with it. This is done by sensing and recording reflected or emitted energy and processing, analyzing, and applying that information.

Definition One of the most expensive ways of photography Legalised voyeurism Inverse astronomy Making Earth look like a supermodel Feeling of being watched

Remote sensing process A vir EMV B pot ovanje EMV skozi at mosfero C int erakcija s površjem D zapis valovanja s senzorjem E prenos, sprejem in obdelava G uporaba F int erpret acija in analiza Energy Source or Illumination (A) Radiation and the Atmosphere (B) Interaction with the Target (C) Recording of Energy by the Sensor (D) Transmission, Reception, and Processing (E) Interpretation and Analysis (F) Application (G)

EMR spectra

Interaction with surface

Spectral response

Resolution Spatial smallest recognizable object, related to pixel dimension Spectral number of bands, width of bands Radiometric number of bits (bytes) per band, detectable grey values Temporal time between image acquisitions

Spatial resolution

Spatial resolution

Spectral response

Radiometric resolution

Radiometric resolution

Temporal resolution

Landsat

Landsat History Sensors Return Beam Vidicon (RBV) MultiSpectral Scanner (MSS) Thematic Mapper (TM) Enhanced Thematic Mapper Plus (ETM+) Success sensor combination and number of spectral bands very good spatial resolution (multispectral) excellent coverage huge archive (from 1972)

TM/ETM+ Properties 7 bands + panchromatic Spatial resolution 30 m multispectral 120/60 m thermal 15 m panchromatic 8-bit radiometric resolution 16 sensors per band

TM/ETM+ Bands Channel Wavelength Range (mm) Resolution (m) Application TM/ETM+ TM 1 0.45-0.52 (blue) 30 soil/vegetation discrimination; bathymetry/coastal mapping; cultural/urban feature identification TM 2 0.52-0.60 (green) 30 green vegetation mapping (measures reflectance peak); cultural/urban feature identification TM 3 0.63-0.69 (red) 30 vegetated vs. non-vegetated and plant species discrimination (plant chlorophyll absorption); cultural/urban feature identification TM 4 0.76-0.90 (near IR) 30 identification of plant/vegetation types, health, and biomass content; water body delineation; soil moisture TM 5 1.55-1.75 (short wave IR) 30 sensitive to moisture in soil and vegetation; discriminating snow and cloud-covered areas TM 6 10.4-12.5 (thermal IR) 120/60 vegetation stress and soil moisture discrimination related to thermal radiation; thermal mapping (urban, water) TM 7 2.08-2.35 (short wave IR) 30 discrimination of mineral and rock types; sensitive to vegetation moisture content PAN 0.52 0.90 (panchromatic) -/15 image sharpening, vegetation observation

Guinea-Bissau

Deforestation in Bolivia

Von Karman Vortices

Ocean Sand

IKONOS Launched in 1999 Bands similar to Landsat Spatial resolution 4 m multispectral 1 m panchromatic 11-bit radiometric resolution (2048 grey values) Image size 11 by 11 km

IKONOS sensor Band Resolution (m) Wavelength (µm) Spectral range MS1 4 0.45-0.52 blue MS2 4 0.52-0.60 green MS3 4 0.63-0.69 red MS4 4 0.76-0.90 near infrared PAN 1 0.45-0.90 panchromatic

Ayers

Øresund

QuickBird

QuickBird Launched in 2001 Bands similar to Landsat (identical to IKONOS) Spatial resolution 2.44 m multispectral 0.61 m panchromatic 11-bit radiometric resolution Image size 16 by 16 km

QuickBird sensor Band Resolution (m) Wavelength (µm) Spectral range MS1 2.44 0.45-0.52 blue MS2 2.44 0.52-0.60 green MS3 2.44 0.63-0.69 red MS4 2.44 0.76-0.90 near infrared PAN 0.61 0.45-0.90 panchromatic

Giza

Mecca

Medium versus high resolution Medium resolution High resolution Spectral resolution excelent good Spatial resolution good excelent Radiometric resolution 8-bit 11-bit Temporal resolution several weeks several days Archive long-term, continous short-term, on demand imaging Size of data medium enormous Image size >100 km ~10 km MB per km2 ~0.01 >1 Cost per km2 0.02 EUR 30 EUR Cost per MB ~2 EUR ~10 EUR Georeferencing control points orthorectification Processing interpretation, normal interpretation, object oriented

Image selection Archives are usually online Image parameters Geographical position Time frame Cloud coverage Quicklook low resolution image Availability

Where to search IKONOS http://carterraonline.spaceimaging.com QuickBird http://archivetool.digitalglobe.com SPOT http://sirius.spotimage.fr Landsat http://www.eurimage.com/einet/choose.html

Price comparison Price Size Price Price System (EUR) (km x km) EUR/km2 Bands MS (m) PAN (m) kb/km2 EUR/Mb IKONOS 11 23.1 4 4 1 1200 20 IKONOS archive 11 18.6 4 4 1 1200 16 QuickBird 16.5 23.6 4 2.44 0.61 3300 7.3 QuickBird archive 16.5 18.9 4 2.44 0.61 3300 5.9 Landsat 5 1500 185 0.04 7 30 7.6 5.9 Landsat 5 quarter 1300 90 0.16 7 30 7.6 22 Landsat 5 mini 1200 50 0.48 7 30 7.6 65 Landsat 7 600 180 0.02 7 30 15 12 1.6 Landsat 7 quarter 550 90 0.07 7 30 15 12 5.8 Landsat 7 mini 500 50 0.2 7 30 15 12 17 Landsat 7 micro 450 25 0.72 7 30 15 12 61 SPOT 4 1900 60 0.53 4 20 10 20 27 SPOT 4 archive 1200 60 0.33 4 20 10 20 17 SPOT 5 2700 60 0.75 4 10 5 78 9.8 SPOT 5 half 2025 40 1.27 4 10 5 78 17 SPOT 5 quarter 1350 30 1.5 4 10 5 78 20 SPOT 5 eighth 1020 20 2.55 4 10 5 78 33

Analog versus digital image processing Analog (visual) skilled interpretators has long history no or little equipment one channel or one image at once very subjective Digital enabled by electronic data acquisition and computer development dedicated software and hardware multi channel images (from one or multiple sources, taken at the same or different times) more objective

Photo interpretation Tone Shape Size Pattern Texture Shadow Association

Geometric correction and registration images are not maps no projection no real scale geometric errors photogrammetric methods use of control points and simple transformation image coordinates (line, column) map coordinates transformation

Histogram

Linear contrast stretch

Filtering uses spatial data information image = background + detail + noise image = low frequency + high frequency + noise

Convolution filtering filtering windows every pixel mathematical operation smoothing sharpening edge detection

Low-pass filter

Low-pass filter

Edge detection filters rapid change of values related to anthropogenic activity high-pass filters Sobel Roberts

Edge filters Sobel Roberts

Arithmetic operations addition elimination of noise subtraction differences multiplication division band ratios (indices)

Vegetation index vegetation has much higher reflectivity in IR than in R bands vegetation index normalized difference vegetation index (NDVI)

Vegetation index

Image classification one of the most important processing steps produces a GIS layer pattern recognition (spectral) thematic map production

Spectral signature

Classes information categories to be recognized crops, forests, geology... spectral similar pixels (regarding digital values) in different bands humid deciduous forest, young wheat... it is necessary to find the relation between spectral and information classes

Spectral space

Unsupervised classification natural grouping of pixels no prior knowledge of the surface spectral classes are determined information classes are later recognized cluster analysis

Supervised classification training samples are determined on the image the system learns to recognize classes spectral signatures are computed averages standard deviations

Spectral signatures

Classification results

Quality assessment test areas distributed over the image known classes field inspection high scale maps comparison and statistics generation accuracy > 90% - excellent > 80% - very good

Application of remote sensing Archaeological sites in Yucatan, Mexico Detection of paleo relief in Languedoc, France

Yucatan, Mexico

Aerial photography

Radar imagery

Anomalies 90 1,2 80 70 1,0 60 0,8 50 40 0,6 30 0,4 20 10 0,2 0 TM 1 TM 2 TM 3 TM 4 TM 5 TM 6 0,0 NDVI 5/4 7/5 7/4 major centre medium centre random major centre medium centre random

Languedoc, France It is not possible to observe paleorelief directly Indicators can be found Digital elevation model shades edges Satellite imagery Landsat edges humidity vegetation SPOT Manual feature digitalization and cleaning

Digital elevation model Weighted sum of all available DEMs IGN DEM 50 m Aster DEM 30 m SRTM DEM 90 m InSAR DEM 25 m Resolution of 25 m 110 control points Average difference -0.2 m Standard deviation 3.7 m

Satellite image processing

Paleo features

Features and archaeology Feature buffer zones Site proximity analysis Prehistory Roman period Medieval period Comparison with random point distribution 90% 900 800 806 80% 70% 700 634 60% 600 500 400 454 560 50% 40% ADF GR MA Rand 300 30% 200 100 20% 0 ADF GR MA Rand 10% 0% 100 250 500 750 1000 1250 1500 1750 2000 2250 2500

Sea level simulation