Astro 500 A500/L-20 1

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Astro 500 1

Lecture Outline Spectroscopy from a 3D Perspective ü Basics of spectroscopy and spectrographs ü Fundamental challenges of sampling the data cube Approaches and example of available instruments Ø I: Grating-dispersed spectrographs Ø Echelles Ø Bench Spectrograph (WIYN 3.5m) Ø Robert Stobie Spectrograph (SALT 11m) Ø II: Fabry-Perot interferometry Ø III: Spatial heterodyne spectroscopy 2

Approaches Examples of available instruments Interferometry-I: Fabry-Perot imaging Ø the bull's eye: implications for design and use Ø sky stability: calibration design Interferometry-II: Spatial-heterodyne spectroscopy Ø low-cost, diffraction-limited high-resolution capability Ø multi-plex disadvantage: implications for design and use 3

Fabry-Perot A type of interferometer Remember: angles in a collimated beam correspond to different field points at a focus. etalon m n l So what happens if the etalon is not in a collimated beam? What about the apex angle of the diverging/ converging beams? m l n increasing θ 4

F-P data cube for an imaging system Color-coded velocity map But in reality each snap-shot with etalon-gap d is only monochromatic at a given field point from the optical axis, i.e., the observed data-cube is curved and has to be wavelength-rectified. 5

Interferometry-I: Fabry-Perot imaging Basics Etalons (flat glass plates) are spaced by some distance l, filled with gas of refractive index n, and coated to have high reflectivity. Light incident at some angle, θ, produces internal reflections, with transmission when Δpath yields positive interference. I i I t I t /I i given by Airy function with peaks I t =I i when Δpath = mλ, or λ θ = (2nl /m) cos θ = λ 0 cos θ Compare to grating equation: λ = (2 σ/m) sin θ (Littrow) Ø FP is field-widened for same spectral resolution 6

Interferometry-I: Fabry-Perot imaging Transmission Rangwala et al. 2008, AJ, 135, 1825 t i F = 4R (1-R) 2 l Airy function transmission profiles with l = 5 µm and coatings with reflectivity R of 0.8 (solid) and 0.45 (dashed) Finesse (bien sur) 7

Interferometry-I: Fabry-Perot imaging Useful relations Tune gap (l) or pressure (index n) to control/scan central wavelength Ø λ θ = (2nl /m) cos θ Q = free spectral range = λ 2 / 2 l ~ 1 / 2n l cos θ Ø order blocking filters are needed R = λ / dλ = 2 l F R / λ = m F R spectral resolution reflectivity Herbst and Beckwith 88 F R C F R = reflective finesse = π R 1/2 / (1 - R) Ø ~ number of back/forth reflections; typical values of 20 to 30 in astro. apps. Ø R ~ total path difference divided by λ. Ø High resolution requires: large gaps and high finesse. C = Contrast = I max / I min = (1+R) 2 /(1-R) 2 = 1 + 4(F R /π) 2 8

Interferometry-I: Fabry-Perot imaging Bull s eye (Jaquinot spot) and rings The bull s eye: Ø What θ so that λ 0 / λ 0 -λ θ < R? Ø θ max = (2/R) 1/2 Ø This quantity is independent of the telescope, and is a property of the etalon. Where does this come from? What s the angle of the nth ring? How does the ring area (within the resolution element) change with n? Couple to a telescope to modify angular resolution: Ø AΩ is conserved Ø α = θ D e / D T ο α = angle on the sky ο θ = angle on the etalon o D e = etalon diameter o D T = telescope diameter Hartung et al. 04 NACO, VLT 8m λ θ 9 9

Interferometry-I: Fabry-Perot imaging Finesse Finesse: (mais oui) Reflective finesse Defect finesse: See: Atherton et al. 1981 Opt. Eng. 806, 20 Plate curvature Surface irregularities/roughness Departure from parallelism 10

An Example: JWST Etalon Design [Courtesy: Bob Abraham and the F2T2 Team] 11

Etalon Prototype [Courtesy: Bob Abraham and the F2T2 Team] PZT Reflective Coating Front Surface Rear Surface Capacitive Displacement Sensors Bottom Plate & Mounting Ring Completed Etalon The etalon consists of two 20 mm thick SiO 2 plates with the reflective coating applied in the central ~50 mm There are three piezo-electric transducers supporting the bottom plate and three PZTs + spacers supporting the top plate Capacitive displacement sensors are used to control the spacing of the etalon plates 12

JWST Etalon Basic Design Features Etalon plates surface figure better than 11 nm before coating (32 nm after). Ø Meets optical requirement of finesse. Ø Optical materials are silicon for LW etalon and silica for SW. 7.5 µm nominal gap parallel over clear aperture. Ø Translates to a 4.5 µm gap between the coatings, because of coating thickness. Ø Nominal gap is set by precise manufacture of spacers made of plate material. Gap to be stepped using piezoelectric actuators. Ø Six actuators in total, three for the top plate, three for the bottom. Ø Larger of two available sizes selected for higher bearing area. Gap spacing feedback provided by capacitive displacement sensors. 13

JWST TFI Etalon Requirements Parameter Wavelength Range Spectral Resolution Clear Aperture Finesse Surface Figure (P-V) Transmittance Contrast Passband Shift with FOV Number of Blocking Filters Shortwave Longwave Etalon Etalon 1.2 to 2.1 µm 2.0 to 4.8 µm R > 80 56 mm ~30 < 30 nm < 60 nm > 75% > 100 < 5% < 6 < 6 Notes Wavelength ranges are not finalized, transition wavelength may be lower Etalon intrinsic resolution higher than requirement on FGS-TF channels. Pupil size ~40 mm. Set by etalon location in optical path Compromise between fabrication challenges & minimizing # of blockers Coated etalon surface figure must support reflectance finesse. Will be set primarily by achieved surface figure. Peak transmittance divided by minimum between spectral peaks Ideal air spaced etalon has < 1.2%, typical designs have < 2.5% Goal is to minimize filter wheel size and simplify operations. The free spectral range is maximized by using a low order: small gap spacing A finesse of ~30 and a spectral resolution of R~100 suggest operating in 3 rd order. 14

Interferometry-I: Fabry-Perot imaging Ground-based instruments From telescope monitor camera Sky stability: Ø spectral channels not observed simultaneously o atmospheric changes must be calibrated For emission-line work field stars may suffice Built-in calibaration desirable Light path to CCD Example: Aries FP system mechanical layout Courtesy: T. Williams dichroic Etalons (3 etalon system) 15

Interferometry-I: Fabry-Perot imaging Ground-based instruments: RSS RSS, SALT 9.2m 3 Etalons: l = 5-11, 27, and 135 µm Ø Imaging FP Ø 150 mm etalons Ø 9200 mm telescope Ø 8 arcmin FoV, 0.2 arcsec sampling Ø R = 300 to 9000 in 4 modes Ø 430-860 nm SG+ SG+ SG etalon l=5-7 µm SG etalon l=9-11µm MG etalon l=22-28µm LG etalon l=130-136µm Rangwala et al. 2008, AJ, 135, 1825 16

Interferometry-I: Fabry-Perot imaging Ground-based instruments: RSS Dual-etalon + filter order blocking scheme 17

Interferometry-I: Fabry-Perot imaging Ground-based instruments: RSS Suite of NB filters for FP but remember you can use them for imaging or for filtered spectroscopy (MMS mode) 18

Interferometry-I: Fabry-Perot imaging Ground-based instruments Two extremes: RSS, SALT 9.2m Ø Imaging FP Ø 150 mm etalons Ø 9200 mm telescope Ø 8 arcmin FoV, 0.2 arcsec sampling Ø R = 300-9000 WHAM Wisconsin Hα Mapper Ø Non-imaging FP Ø 150 mm etalons Ø 600 mm telescope Ø 1 deg FoV and sampling Ø R = 25000 b l 19

Interferometry-I: Fabry-Perot imaging Ground-based instruments: WHAM An imaging FP A non-imaging FP collimated light etalons At the detector: θ converging light What determines the number of rings? 20

Interferometry-I: Fabry-Perot imaging Bull s eye (Jaquinot spot) and rings - revisitus The bull s eye: Ø What θ so that λ 0 / λ 0 -λ θ < R? Ø θ max = (2/R) 1/2 Ø This quantity is independent of the telescope, and is a property of the etalon. Where does this come from? What s the angle of the nth ring? How does the ring area (within the resolution element) change with n? Hartung et al. 04 NACO, VLT 8m λ θ Couple to a telescope to modify angular resolution: Ø AΩ is conserved Ø α = θ D e / D T ο α = angle on the sky ο θ = angle on the etalon o D e = etalon diameter o D T = telescope diameter A500/L-26 21

Objects, Images, Pupils Telescope Aperture stop Lens 1 D 1 l 1 =f 1 Collimator Lens 2 l 3 l 2 =f 2 Non-telecentric: l 3 = D 2 ( l 1 + l 2 ) D 1 D 2 Object at Image plane Focal surface Pupil image Waist When does l 3 =l 2? l 1 >>l 2 (telecentric) 22

Objects, Images, Pupils Telescope Aperture stop Lens 1 D 1 l 1 =f 1 Collimator Lens 2 l 3 l 2 =f 2 Pupil as collimated beam waist D 2 Object at Image plane Focal surface Pupil image Waist Pupil: cross-section of light-bundle where light from all field angles in focal plane completely overlap. This is an image of the telescope primary and its associated stops. 23

Objects, Images, Pupils Telescope Aperture stop Lens 1 D 1 l 1 =f 1 Collimator Lens 2 l 3 l 2 =f 2 Pupil as image of Lens 1 made by Lens 2 D 2 Object at Image plane Focal surface Pupil image Waist Pupil: cross-section of light-bundle where light from all field angles in focal plane completely overlap. This is an image of the telescope primary and its associated stops. 24

Interferometry-I: Fabry-Perot imaging Ground-based instruments: WHAM An imaging FP A non-imaging FP 25

Interferometry-I: Fabry-Perot imaging Fabry-Perot instruments - summary list Existing optical instruments Ø GHASP, HPO 1.9m Ø RFPI, CTIO 4m Ø RSS, SALT 9.2m Future optical instruments Ø OSIRIS, GTC 10.4m Existing infrared instruments Ø NACO, VLT 8, Future NIR instruments Ø FGS-TF, JWST 6.5m This list is incomplete 26

Interferometry-II: Spatial-heterodyne spectroscopy What is an SHS? Ø A Michelson interferometer with gratings replacing the mirrors Ø Principles of operation Ø Advantage over Michelson: no stepping required Ø Field widening-possible Ø Long-slit and lenslet feeds possible Ø Non-lossy geometries possible Ø Cross-dispersion possible (tilt one grating), but the same fundamental limits apply concerning 3D information formatted into a 2D detector! low-cost, diffraction-limited high-resolution capability multiplex disadvantage: implications for design and use 27

Interferometry-II: Spatial-heterodyne spectroscopy Pupil, slit or lenslet array can be placed here Instrument lay out lenslets slit spatial or XD spectral 28

Interferometry-II: Spatial-heterodyne spectroscopy Principles of operation Gratings diffract light at wavelength-dependent angles. Wavefronts produce interference patterns with frequencies set by wavelength. Resolution is set by the grating aperture diameter. Bandwidth is set by the length of the detector (how many frequencies can be sampled depends on the number of pixels) The signal is heterodyned about the frequency of the central wavelength. 29

Interferometry-II: Spatial-heterodyne spectroscopy PBO SHS data courtesy Harlander, Roesler, and Reynolds OII interferogram with cross-dispersion via grating tilt FT power spectrum Wavelength calibrated, filter-corrected [OII] spectrum Resulting [OII] spectrum 30

Interferometry-II: Spatial-heterodyne spectroscopy Field-widened Michelson Field-widened SHS compare Prisms give gratings geometric appearance of being perpendicular to the optical axis. 31

Interferometry-II: Spatial-heterodyne spectroscopy Standard Michelson and SHS lose half the light right from the start: Add prisms for field-widening Or gratings for increased R But efficient configurations do exist: Perfect application for holographic grating or: Mach-Zender style interferometer (Douglas 90). Requires 2x detector realestate for same number of spectral resolution elements. Harlander et al. 92 32

Interferometry-II: Spatial-heterodyne spectroscopy Low-cost, diffraction-limited high-resolution capability but... Multiplex disadvantage: Ø S/N SHS = S/N GS * (f/2) 1/2 (S SHS /S GS ) 1/2 o S/N SHS, S/N GS = signal to noise in SHS and grating spectrometer o S SHS, S GS = total photon signal o f = fraction of total signal in a given spectral channel f < 1, and decreases with bandwidth Ø filter out OH lines (make f as large as possible) Ø choose small band-width Implications for design and use: Ø Make f as large as possible o filter out OH lines (make f as large as possible) o choose small band-width -- but more than Fabry-Perot! 33

The detector limit-i: Three into two dimensions revisited θ λ Sampling the data cube: volumes sampled by equal detector elements θ XD aperture Long slit Integral field Grating Fabry-Perot (surface is actually curved) SHS 34