Integrated Radiocommunication System (IRCS)

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1 STANDARD FOR CERTIFICATION No. 2.9 Approval Programmes Type Approval Programmes No Integrated Radiocommunication System (IRCS) NOVEMBER 2012 The electronic pdf version of this document found through is the officially binding version The content of this service document is the subject of intellectual property rights reserved by Det Norske Veritas AS (DNV). The user accepts that it is prohibited by anyone else but DNV and/or its licensees to offer and/or perform classification, certification and/or verification services, including the issuance of certificates and/or declarations of conformity, wholly or partly, on the basis of and/or pursuant to this document whether free of charge or chargeable, without DNV's prior written consent. DNV is not responsible for the consequences arising from any use of this document by others.

2 FOREWORD DNV is a global provider of knowledge for managing risk. Today, safe and responsible business conduct is both a license to operate and a competitive advantage. Our core competence is to identify, assess, and advise on risk management. From our leading position in certification, classification, verification, and training, we develop and apply standards and best practices. This helps our customers safely and responsibly improve their business performance. DNV is an independent organisation with dedicated risk professionals in more than 100 countries, with the purpose of safeguarding life, property and the environment. Standards for Certification Standards for Certification (previously Certification Notes) are publications that contain principles, acceptance criteria and practical information related to the Society's consideration of objects, personnel, organisations, services and operations. Standards for Certification also apply as the basis for the issue of certificates and/or declarations that may not necessarily be related to classification. Det Norske Veritas AS November 2012 Any comments may be sent by to rules@dnv.com This service document has been prepared based on available knowledge, technology and/or information at the time of issuance of this document, and is believed to reflect the best of contemporary technology. The use of this document by others than DNV is at the user's sole risk. DNV does not accept any liability or responsibility for loss or damages resulting from any use of this document.

3 Changes Page 3 CHANGES General This is a new document.

4 Contents Page 4 CONTENTS 1. Scope Abbreviations Conformity Assessment of Design of Product Type Procedure Documents to be submitted for the IRCS Design requirements for IRCS Requirements for identification of product with certificate Elements of type approval Table of Type Tests for IRCS Appendix A. Applicability of Referenced Publications Appendix B. Applicability of Referenced DNV Rules... 19

5 Sec.1 Scope Page 5 1 Scope The type approval programme is for certifying that the equipment under test conforms to a predetermined set of standards. The requirements are based on relevant IMO performance standards and IEC test standards as amended. Underlying standards may be used when referred to in main standard. The procedure for assessment of conformity of manufactured products (production) is part of the scope for the type approval programme. This type approval programme provides the requirements on which Det Norske Veritas bases its type approval of Integrated Radio Communication System (IRCS) as defined by IMO resolution A.811(19). Type approval based on design is a service aimed at manufacturers/designers of IRCS who design and assemble an integrated system of GMDSS radio systems (e.g. VHF, MF/HF, Inmarsat-C and NAVTEX) which have already been type approved individually according to their relevant performance standards. The IRCS may also include non-gmdss communication system (e.g. VSAT) and be integrated with navigational equipment (e.g. AIS or INS), as long as relevant functional and interface requirements are complied with and covered by the test program. The key purpose of IRCS is to improve efficiency and ease-of-use for navigators and radio operators. The main scope of the IRCS Type Approval Program is: User interface integration (shared Multi-Functional Displays) Networking aspects (components, interfaces) Retention/integrity of key GMDSS functions The IRCS system may be type approved based on design assessment and a performance test program. The design assessment comprises the following: the manufacturer s design/engineering of the total IRCS the functional performance of the IRCS in relation to its field of application the manufacturers own production quality procedures The design assessment is followed by a performance test program, which at successful completion will lead to a Type Approval Certificate for the IRCS as a system. Note that the Type Approval is only fully valid when accompanied by the type approval certificates for the individual components/sub-systems constituting the IRCS. It is important that the IRCS manufacturers ensures that their implementation does not introduce changes which may invalidate the type approvals for any of the individual sub-systems in the integrated system. It is recommended that the IRCS system is type approved in its most complex configuration (incl. all the possible radio subsystems and interfaces), because then the type approval will also cover subsets of the IRCS system (e.g. with fewer radio subsystems/interfaces) as long as constraints and limitations stated in the Type Approval certificate and the SOLAS IV carriage requirements are adhered to. For the IRCS components/sub systems which have already undergone environmental laboratory testing according to IEC as part of their individual type approvals, new environmental laboratory testing would normally not need to be repeated for IRCS. However, DNV will during design assessment consider whether the IRCS implementation may have introduced changes affecting EMC or environmental characteristics (e.g. temperature, vibration) and may in such cases require new tests towards IEC to be carried out as part of the IRCS type approval program. Any additional components/sub-systems which have not been previously tested to IEC 60945, are subject to environmental laboratory testing as part of the IRCS program. 1.1 Abbreviations IRCS GMDSS INS AIS VSAT WS FMEA HMI MFD Integrated Radiocommunication System Global Maritime Distress and Safety System Integrated Navigational Systems Automatic Identification System Very Small Aperture Terminal Work Station Failure Modes and Effects Analysis Human-Machine Interface Multi-Function Displays.

6 Sec.2 Conformity Assessment of Design of Product Type Page 6 2 Conformity Assessment of Design of Product Type 2.1 Procedure Type approval procedure consists of the following elements: application for type approval of the product design assessment type testing certificate retention survey. 2.2 Documents to be submitted for the IRCS The following documentation is to be submitted (by , CD or memory stick) using a common electronic format and protocol (e.g. Acrobat (pdf) or MS Word format (doc or docx) or AutoCad): 1) A list of the radiocommunication systems (and other systems if applicable) which are intended to be included in the integrated system, including copies of valid TA/MED certificates for the relevant performance standards. Ref. SOLAS IV/14. The above-mentioned TA/MED certificates should cover the applicable /type/model and the applicable equipment configuration (including network elements) to be used in the integrated system. 2) A block diagram showing the network topology, inter-relationship between all sub-systems, displays, network components, control units, computers, interface ports, power supplies and other parts as relevant for the IRCS type approval. The emphasis should be on components and equipment outside / between the integrated sub-systems. As the different sub-systems have already been type approved, their internal design and components are not of interest in IRCS context (unless such internal parts are shared /interfaced by other parts of the IRCS). 3) Drawings, schematics and functional descriptions necessary to describe the functionality of all parts of the equipment including optional applications. 4) Description of physical/electrical and logical interfaces including data protocol, converters and relevant I/ O configuration. 5) Information on: built-in test facilities, failure detection facilities (automatic and manual), data security, monitoring measures, maintenance and periodical testing. 6) A list of all main software modules installed comprising function, name and version number. 7) Drawings and/or pictures showing the user interface of visual display units and user input devices. 8) Description of power supply, including details on transformers, rectifiers, monitoring, capacity, consumption, etc. Similar to the note under 2), the emphasis should be on components and equipment outside / between the integrated sub-systems. Therefore this documentation is not expected to go into detail of power supply related equipment which can be considered integral parts of an underlying radio subsystem and referenced on the corresponding type approval certificate. 9) Performance test program. The performance test program is expected to contain information about test setup /configuration, test procedure and criteria for verification as well as pass/fail conclusion. 10) Performance type test reports. 11) FMEA, fault tree analysis or similar methods documenting the fail-to-safe principle applied. 12) Specification of operational limitations if any. 13) Operation and installation manuals including on board commissioning specification.

7 Sec.2 Conformity Assessment of Design of Product Type Page 7 14) Proposed (or required) maintenance procedures. 15) Documentation about the production quality assurance system (e.g. ISO9000). 16) Product marking. All the documentation submitted shall be marked in accordance with the manufacturer s QA-system and is to be prepared for easy reference of the various elements asked for. 2.3 Design requirements for IRCS The equipment is to comply with the relevant requirements of the following publications as amended and applicable: IMO Resolution A.811(19) (1995): Recommendation on performance standards for a shipborne integrated radiocommunication system (IRCS) when used in the GMDSS IMO Resolution A.694(17) (1991): General requirements for shipborne radio equipment forming part of the GMDSS and for electronic navigational aids. IMO Resolution MSC 191(79) Performance standards for the presentation of navigation-related information on Annex (2004): shipborne navigational displays (*) IMO Resolution MSC 252(83), Adoption of the revised performance standards for integrated navigation system Annex (2007): (INS) (*) IEC Standard (2008): Maritime navigation and radiocommunication equipment and systems Presentation of navigation-related information on shipborne navigational displays General requirements, methods of testing and required test results (*) IEC Standard (2002): Maritime navigation and radiocommunication equipment and systems - General requirements - Methods of testing and required test results as deemed relevant IEC Standard (2010): Maritime navigation and radiocommunication equipment and systems, - Digital interfaces, Part 1: -Single talker and multiple listeners IEC Standard (1998): Maritime navigation and radiocommunication equipment and systems, - Digital interfaces, Part 2: -Single talker and multiple listeners, high-speed transmission IEC Standard (2008): Maritime navigation and radiocommunication equipment and systems, - Digital interfaces, Part3: -Serial data instrument network IEC Standard (2011): Maritime navigation and radiocommunication equipment and systems, - Digital interfaces, Part 450: -Multiple talkers and multiple listeners IMO Resolution A.1021(26): Code on alerts and indicators, 2009 IMO Resolution MSC.302(87): Adoption of performance standards for bridge alert management IMO Resolution MSC.148(77): Adoption of the revised performance standards for narrow-band direct-printing telegraph equipment for the reception of navigational and meteorological warnings and urgent information to ships (NAVTEX) See App.A for further guidance into which requirements from these publications are considered relevant in the IRCS context. The publications noted (*) are only partly applicable because parts of their contents are specific to navigation equipment and is not meaningful for IRCS. Refer to App.A for clarification. The equipment is also to comply with the relevant requirements of the following parts of the latest edition of DNV Rules for Classification of Ships (hereafter DNV Rules ): DNV Rules Pt.4 Ch.9: Control systems DNV Rules Pt.6 Ch.8 Sec.7: Network based integration of navigation systems (ICS) See App.B for further guidance into which requirements from the given DNV Rules are considered relevant in the IRCS context. Publications may be obtained at: IMO Publications ISO Publications IEC Publications Rules & Standards.

8 Sec.2 Conformity Assessment of Design of Product Type Page Requirements for identification of product with certificate The manufacturer is to specify type, type number, model etc., which completely identifies the equipment and its components according to drawings/equipment specification. All optional features are to be listed and those for which type approval is requested are to be marked, either by separate type numbers or by suffixes to the equipment's basic type number. All drawings and descriptions are to be marked with details such as drawing reference number, item name and, issue date, in order to identify the documentation completely. In addition all main software modules installed per hardware unit shall be specified with names and version numbers. The above applies to any IRCS software / hardware not specified by the underlying type approvals for the radio subsystems to be integrated. The final product shall be provided with visible marking, giving at least the following information: identification of manufacturer equipment type number or model identification serial number safe distance to magnetic compass power consumption and/or supply voltage. 2.5 Elements of type approval Application for type approval The initial stage includes completing a DNV application form requesting DNV type approval of the product(s). The application form is to be forwarded to the local DNV station together with product documentation and proposed test programs Design assessment The second stage involves DNV assessment of the documentation requested in 2.2 and is to verify that the design of the product is in conformance with the regulations and standards described in Type testing (TT) When design assessment has been completed by DNV, including approval of test programmes, the type testing may commence. The type testing comprises: visual inspection performance type testing environmental type testing (if applicable) The type testing is either to be done in the presence of a DNV surveyor or to be conducted by a recognized laboratory holding a valid accreditation for the relevant tests. Alternatively, the presence of an independent expert from a recognised Authority may be accepted subsequent to approval by DNV Responsible Approval Centre. The type testing shall be reported in accordance with EN (ISO 17025). It is the manufacturer s responsibility to make sure that the type testing is performed in accordance with approved test programs so being acceptable to DNV Performance type testing Tests are to be carried out to verify that the performance of the test sample conforms to the applicable requirements. The performance type tests shall as a minimum include those specified in the relevant test standards as amended listed in 2.3 above and Sec.3 below. Assuming a representative and realistic test bed can be made either by simulators or actual radio systems (test mode), type tests may be carried out in-factory at the manufacturer s premises Environmental type testing (if applicable) Environmental testing is applicable for components / equipment which have not undergone environmental testing as part of previous type approval testing, but still forming part of the IRCS. If such testing is applicable, tests are to be carried out to verify that the test sample is fit-for-purpose in the

9 Sec.2 Conformity Assessment of Design of Product Type Page 9 marine environment as required by IMO performance standards. The environmental type testing shall be done in accordance with the requirements of IEC The performance testing to be conducted during relevant environmental tests is to be specified in the test program and sent to DNV for approval It is the manufacturer s responsibility to ensure that the environmental type testing is performed at an accredited laboratory accepted by DNV. A laboratory accepted by DNV with the presence of a qualified DNV surveyor might be used Routine tests (RT) The routine tests, including commissioning tests on board, constitute the final production control and the manufacturers standard RT are to be described in the submitted documentation. These tests are normally to be carried out by the manufacturer or his representative unless otherwise stated in the type approval certificate Initial type approval survey An initial TA survey may have to be carried out to confirm that the manufacturer has a production line and quality control for consistent production of the equipment for which TA is requested Type approval certificate When the design assessment and type testing have been successfully completed a type approval certificate may be issued to the manufacturer verifying the conformity of the design of the product Certification retention survey Periodical certificate retention surveys at least every second year is required to maintain the validity of the certificate. The objective is to verify that a consistent production quality control system is implemented and that the product has not been altered with respect to design and functions covered by the type approval Renewal of type approval certificate At least three months before the period of validity expires, the certificate holder should apply to the local DNV station for renewal of the certificate. Upon receipt of the request for renewal, DNV will perform a certificate retention survey as stated above. The periodical certificate retention survey report will constitute the basis for renewal of the type approval and the issuance of a new certificate.

10 Sec.3 Table of Type Tests for IRCS Page 10 3 Table of Type Tests for IRCS The manufacture shall submit a procedure of how to carry out the test described in this table of type tests. Tests are to be carried out at recognized laboratories or alternatively test sites approved by DNV (described in 2.5.3). The manufacturer shall, unless otherwise agreed, set up the equipment and ensure that it is operating normally before type testing commences. Table 3-1 E. Environmental tests (* if applicable, see Note below) No TEST Specification of test Status Comments E.1 Dry heat test, incl. extreme power IEC 60945, 8.2 and Performance test to be done supply 7.1 E.2 Damp heat test IEC 60945, 8.3 E.3 Low temperature test (Cold test), IEC 60945, 8.4 and Performance test to be done incl. extreme power supply 7.1 E.4 Thermal Shock IEC 60945, 8.5 Portable equipment only E.5 Drop IEC 60945, 8.6 Portable equipment only E.6 Vibration test IEC 60945, 8.7 E.7 Rain test IEC 60945, 8.8 Exposed equipment only E.8 Immersion test IEC 60945, 8,9 Submerged or Portable equipment only E.9 Solar radiation IEC 60945, 8.10 Portable equipment only. Waiver possible E.10 Oil resistance IEC 60945, 8.11 Portable equipment only. Waiver possible E.11 Salt mist test IEC 60945, 8.12 Waiver possible E.12 Extreme power supply variation test IEC 60945, 7.1 Normal temperature E.13 Excessive power supply conditions IEC 60945, 7.2 E.14 Conducted emissions IEC 60945, 9.2 E.15 Radiated emissions IEC 60945, 9.3 E.16 Radio receiver equipment IEC 60945, 10.2 Equipment with radio receivers only E.17 Immunity to conducted radio frequency IEC 60945, 10.3 interference E.18 Immunity to radiated radio frequency IEC 60945, 10.4 Not for submerged equipment interference E.19 Immunity to fast transients on A.C. power, signal and control lines IEC 60945, 10.5 Not for portable equipment E.20 Immunity to surges A.C. power lines IEC 60945, 10.6 Not for portable equipment E.21 Immunity to power supply short-term IEC 60945, 10.7 Not for portable equipment variation E.22 Immunity to power supply failure IEC 60945, 10.8 Not for portable equipment E.23 Immunity to electrostatic discharge IEC 60945, 10.9 Not for submerged equipment E.24 Acoustic noise and signals test IEC 60945, 11.1 All bridge mounted equipment E.25 Compass safe distance IEC 60945, 11.2 Not for submerged equipment E.26 Protection against accidental access IEC 60945, 12.1 Enclosure min IP20 to dangerous voltages E.27 Emissions from visual display unit IEC 60945, 12.3 E.28 Ergonomics and HMI check IEC 60945, 6.1 May be performed during functional test E.29 Hardware check IEC 60945, 6.2 May be performed during functional test E.30 Software check IEC 60945, 6.3 May be performed during functional test E.31 Inter-unit connection IEC 60945, 6.3 May be performed during functional test Environmental tests will normally only be applicable for IRCS equipment/parts which have not already undergone environmental tests e.g. as part of Type Approvals for the underlying radiocommunication systems, see sections 1 and above. Note also that the selection tests and also the detailed configuration of each test (ref. comment column) will need to be customised for the equipment to be tested, so the above table is only to be considered tentative.

11 Sec.3 Table of Type Tests for IRCS Page 11 Table 3-2 H. HMI and operational tests No TEST Specification of test Status Comments H.1 Ergonomics and HMI check IEC 60945, 6.1 May be performed during functional test H.2 Hardware check IEC 60945, 6.2 May be performed during functional test H.3 Software check IEC 60945, 6.3 May be performed during functional test H.4 Inter-unit connection IEC 60945, 6.3 May be performed during functional test Table 3-3 I. Interface tests No TEST Specification of test Status Comments Input circuits limited current test IEC , B.4.2 I.1 I.2 Input circuits maximum voltage test IEC , B.4.4 IEC , For high speed communication, also test ground wire Input and output circuits temperature test IEC , B.4.5 I.3 I.4 Input circuits maximum workload test IEC , B.4.6 IEC , I.5 Output circuits maximum workload test IEC , B.4.6 IEC , Input circuits corrupted data IEC , B.4.7 I.6 Input & Output circuits endurance test IEC , B.4.8 I.7 I.8 Output circuits protocol conformity test IEC , B IEC , I.9 Input circuits protocol conformity test IEC , B IEC , I.10 Test for correct use of special characters starting a sentence IEC , B.4.10 Test for correct parsing of received sentences IEC , B.4.11 I.11 Test for future extension of received IEC , B.4.12 I.12 sentences Note 1: Tests from IEC and IEC must be added for the relevant interfaces. Note 2: Any interfaces to non-gmdss communication equipment (e.g. VSAT) or navigational equipment (e.g. INS or AIS) must be covered in the test program. Note 3: The above table should be considered a general template only, and must be refined and detailed towards the actual IRCS implementation. The detailed test program must be agreed between the vendor and the DNV. Table 3-4 R. IRCS displays No TEST Specification of test Status Comments R.1 Consistency of lay-out IEC 62288, R.2 Consistency of presented information IEC 62288, R.3 Separation of operational display area IEC 62288, R.4 Readability under all ambient light conditions IEC 62288, R.5 Legibility of alphanumeric data and text IEC 62288, R.6 Presentation of text IEC 62288, 4.3.3

12 Sec.3 Table of Type Tests for IRCS Page 12 Table 3-4 R. IRCS displays (Continued) No TEST Specification of test Status Comments R.7 Icons appearance, placement and grouping IEC 62288, R.8 Discrimination of colours IEC 62288, R.9 Symbols on operation information IEC 62288, R.10 Symbols on electronic chart information IEC 62288, R.11 Colour coding for discrimination IEC 62288, R.12 Colour coding of information IEC 62288, N/A if colour coding is not used. See Note 1 below R.13 Colour coding in combination with other attributes IEC 62288, N/A if colour coding is not used. See Note 1 below R.14 Flashing of information IEC 62288, R.15 Indication of source, validity and integrity IEC 62288, status R.16 Colour coding of validity and integrity IEC 62288, N/A if colour coding is not used. See Note 1 below R.17 Indication of presentation failure IEC 62288, R.18 Operational status IEC 62288, R.19 List of alarms IEC 62288, Sequencing may be applied on a per category basis (priority and/or acknowledgment status) Ref. DNV Rules Pt.6 Ch.8 Sec.7 C703 Table C2 R.20 Alarm related information from multiple IEC 62288, sources R.21 Indication of presentation mode in use IEC 62288, R.22 User manuals IEC 62288, R.23 Display adjustment- contrast and brightness IEC 62288, R.24 Display adjustment- magnetic interference IEC 62288, R.25 Display adjustment- temporal stability IEC 62288, R.26 Display adjustment- physical control and IEC 62288, status indicators R.27 Screen size IEC 62288, 7.3 Special IRCS requirement, see App.A R.28 Multi-coloured display equipment IEC 62288, 7.4 R.29 Screen resolution IEC 62288, 7.5 Special IRCS requirement, see App.A R.30 Screen viewing angle IEC 62288, 7.6 Note 1: The test items related to colour coding (R.12, R.13, R16) are only applicable for states/modes where a colour coding scheme is used. If the IRCS displays have a night mode implementation utilising just one colour, then the mentioned tests are N/A in that mode. Table 3-5 N. IRCS tests (inherited from INS / MSC.252(83)) No TEST Specification of test Status Comments N.1 Task Navigation Control Data (MOD B Ch.7.5) IEC , Only IRCS relevant parts e.g. safety messages, AIS and NAVTEX N.2 Task Alert management (MOD B Ch.7.6) IEC , N.3 Task Data and status display (MOD B Ch.7.7) IEC , N.4 Automatic control functions (MOD B Ch.8.7) IEC , Ref. App.A Critical IRCS tasks and Control and override

13 Sec.3 Table of Type Tests for IRCS Page 13 Table 3-5 N. IRCS tests (inherited from INS / MSC.252(83)) (Continued) No TEST Specification of test Status Comments N.5 Functional requirements for displays (MOD B Ch.9) IEC , 6.4 N.6 Human machine interface (MOD B Ch.10) IEC , 6.5 N.7 Backup requirements and redundancies IEC , 6.6 (MOD B Ch.11) N.8 System failures and fallback arrangement (MOD B Ch.12) IEC , 6.7 N.9 Technical requirements (MOD B Ch.13) IEC , 6.8 (except 6.8.3) Parts dealing with nav. tasks are N/A See App.A for IRCS specific interpretations Parts dealing with nav. tasks are N/A See App.A for IRCS specific interpretations Parts dealing with nav. tasks are N/A (power supply) is N/ A for IRCS, as the corresponding requirement 13.4 in MSC.252(83) is N/A. (see App.A) N.10 Alert management (MOD C) IEC , 7 As the test standard for MSC 252(83) is under development (IEC ) and not yet published, the above selection of the IEC tests is to be considered tentative for IRCS. Table 3-6 P. Performance tests No TEST Req. reference Comments P.1 Verify key functions of underlying radio systems. A.811 (19) 2.1. P.2 Verify that different single fault scenarios A.811 (19) 2.3. does not impair operation of more than one WS P.3 Verify that different single fault scenarios A.811 (19) 2.3. will not impair operation of more than one radio system P.4 Verify that each WS can be connected to A.811 (19) 2.4.1/2.5.1 each radio system with identical user interface P.5 Verify printer and/or display/storage/interface facilities A.811 (19) MSC.148(77) 5 to 9. MSC.148(77) applicable only for implementation with display/storage/interface P.6 Verify facility for automatic updating of position A.811 (19) and time P.7 Verify IRCS alarm facilities failure detection alarm activation & presentation A.811 (19) Examples of failures: power failures is connected/failed radio system disconnected/failed network node etc. P.8 Verify independent and simultaneous use of the all WSs towards different radio systems A.811 (19) 2.5.2/2.5.3

14 Sec.3 Table of Type Tests for IRCS Page 14 Table 3-6 P. Performance tests P.9 During single failure events in the IRCS system, verify that all IRCS tasks are retained: Distress alerting Distress and safety communication Safety related messaging IRCS Configuration & Control Radio Sub-system Configuration & Control (all equipment) IRCS alert management P.10 During complete IRCS network failure, verify capability to initiate distress alerting for the radio subsystems forming part of the basic GMDSS equipment: using the physical distress button by SW/application activation (if provided) P.11 During complete IRCS network failure, verify other key capabilities of each radio subsystem (forming part of the basic GMDSS equipment): Distress alerting Distress and safety communication Safety related messaging Radio Sub-system Configuration & Control (for the basic GMDSS equipment) P.12 Network test & verification: 1) Main observations/items from the FMEA 2) Self-diagnostic, alarming upon different network failures 3) Worst-case scenarios network storm 4) Segment segregation autonomous operation of segments 5) Individual controller node integrity nodes working without network comms 6) Consequence of single cabinet-failure App.A ( Task related requirements and IRCS backup and redundancies ) A.811 (19) and App.A ( IRCS backup and redundancies ) A.811 (19) and App.A ( IRCS backup and redundancies ) The above table merely indicates high-level test requirements. Detailed test specifications for the actual IRCS implementation to be defined by the manufacturer, see 9) under 2.2 above. Basic GMDSS equipment defined by SOLAS IV/ 13.2

15 Appendix A Applicability of Referenced Publications Page 15 Appendix A Applicability of Referenced Publications This appendix seeks to provide further guidance into the interpretation and applicability of the publications referenced in 2.3 (Design requirements for IRCS) above. A.1 IMO Resolution A.811(19) As this publication defines IMO s adopted recommendation on performance standards for a shipborne IRCS when used in GMDSS, the whole content is relevant and applicable. However, the following sections are subject to clarification and interpretation: Alternative printing facilities (2.4.2) IMO Resolution A.811(19) states that two printers are required, but solutions using IRCS Work station displays accompanied by non-volatile storage for retaining a message log history is accepted as an equivalent solution. In this case, the requirements contained in sections 5 to 9 of MSC.148(77) (the revised performance standard for NAVTEX) shall be complied with. Distress activation facilities (2.5.4) IMO Resolution A.811(19) states that each distress button should be physically separated from the IRCS network : However this requirement does not preclude the possibility of implementing additional distress activation functionality in the GMDSS workstations (IRCS MFDs), as illustrated in Fig.A-1. If such a SW application type implementation is made, it shall include status/progress indication for each of the relevant radio systems, to give the operator a clear overview of whether the distress requests have been successfully transmitted. SW app All systems #1 #2 #3 Distress WS #1 Radio sys #1 Distress all systems or dedicated radio #1 IRCS network Radio sys #2 Distress Radio sys #N Distress Distress WS #2 Radio sys #3 Distress all systems or dedicated radio #2 Network line Dedicated line Figure A-1 Distress activation implementation also mentions that distress button to be protected against inadvertent operation. This requirement also applies for a SW application type implementation (e.g. by MFD touch screen) and must be fulfilled functionally in an appropriate manner, e.g. by an additional user confirmation. Finally, mentions dedicated distress buttons. However, an all-systems distress button (physical or software/screen based) capable of initiating distress on all available GMDSS systems, is considered acceptable. Note that this is similar to the provisions allowed for passenger vessels. (Ref SOLAS IV/6.5).

16 Appendix A Applicability of Referenced Publications Page 16 Local control of key GMDSS capabilities: Key GMDSS capabilities of the underlying radio subsystems shall be available by local control i.e. independent of the IRCS system. As an example, it must be possible to make distress and safety communication for long and short distances when the IRCS network is down. IRCS integration with non-gmdss communications equipment This is possible provided that no functional or performance requirements of the IRCS system or the underlying radio subsystems are affected. The performance test program should reflect this by inclusion of relevant verification tests. IRCS integration with navigational equipment/ins This is possible provided that no functional or performance requirements of the IRCS system, the underlying radio subsystems nor the applicable navigational equipment are affected. The performance test program should reflect this by inclusion of relevant verification tests. Note also that interfacing requirements defined by INS must be complied with. A.2 IMO Resolution MSC 191(79) As this publication is developed for navigational systems all parts are not directly transferable to IRCS, however the general principles presented are applicable. In addition, the following sections are directly applicable: Paragraph 5 General requirements for the presentation of information Paragraph 8 Physical requirements. The above paragraphs correspond to respective paragraphs 4 and 7 in IEC (2008), ref. Table of Type tests in previous section of this document. The following sections of MSC.191(79) are subject to clarification/ interpretation: 8.2 Screen Size The IRCS workstations shall comply with requirement If the IRCS workstations are used for chart presentation for route monitoring or radar presentation then the relevant requirements (8.2.2 and/or 8.2.3) shall be fulfilled accordingly Although no specific minimum screen size requirement is defined for IRCS, there exist requirements elsewhere which affect the minimum screen size implicitly e.g. the requirements to readability of text and requirements to size and numbers of symbols used as shortcuts for critical IRCS tasks Ref. IEC (6.1.2 (for touch screen) and 6.1.4) and IEC Screen Resolution Considering the screen size requirement for radar presentation on a >500 gt vessel given by (250 mm 250 mm) and the pixel based requirements in 8.4 ( ), the corresponding resolution can be derived from the width: 1024 pixels / 250 mm = 4.1 pixels/mm. The resolution requirement for IRCS displays is based on the above and shall be minimum 4.1 pixels/mm. Example: A 7 widescreen display of 150 mm 100 mm, must have at least pixels. A.3 IMO Resolution MSC 252(83) As this publication is developed for navigation systems all parts are not directly transferable to IRCS, however the general principles presented are applicable. In addition, the following sections are directly applicable: Module B 6 Task related requirement for INS: Operational Requirements Module B 9 Functional requirements for displays of INS except paragraph 9.2 Module B 10 Human machine Interface Module C Alert management. The contents related to navigation tasks cannot be directly transferred to IRCS, and should be interpreted as communication related tasks. Also references to INS should be read as IRCS.

17 Appendix A Applicability of Referenced Publications Page 17 Task related requirement for IRCS (Module B 7) Module B 7 Task related requirement for INS applies principally, but is subject to the following clarifications and interpretations. The configuration of the IRCS shall be modular and task-oriented. The following tasks are defined for IRCS: Distress alerting: the capability to perform distress to each of the integrated radio subsystems with such capability. Distress and safety communication Voice calls: the capability to initiate and receive two-way voice calls using the integrated radio subsystems with such capability. Safety related messaging: sending & reception of safety related messages via NAVTEX and/or Inmarsat-C. IRCS Configuration & Control: configuration & control of the complete IRCS system Radio Sub-system Configuration & Control: configuration & control of each radio subsystem integrated in the IRCS IRCS alert management (as defined in Module C of MSC.252 (83)). Critical IRCS tasks (Module B 8.7) A subset of IRCS tasks are defined as critical and shall comply with the requirements defined under Automatic control functions (Module B 8.7). The following IRCS tasks are considered critical and must therefore be available to the operator for continuous display and selection, at least upon a single operator command: Distress alerting: a distress capability: physical (or software) button to be available at all times IRCS alert management: implying that important IRCS errors/ alarms shall pop up and alert the user immediately regardless of which task is executed and which mode the IRCS is in. IRCS Configuration & Control: the possibility to get an IRCS overview (e.g. showing status IRCS network components and status of underlying radio systems) shall never be more than a click away. Radio Sub-system Configuration & Control: shall be possible to activate immediately for each of the radio systems comprising the basic GMDSS equipment(*) for the Sea Areas the vessel is to operate in.(ref SOLAS IV/7-11). (*): Basic GMDSS equipment is defined as the equipment covered by the SOLAS maintenance requirements, ref SOLAS IV/13.2 and IMO Res.702(17) as referred to by SOLAS IV/15. Control and override (Module B 8.7) The paragraph Automatic control functions (Module B 8.7) also deals with control and override functionality from the work stations. Although automatic control functions such as auto-pilot is not relevant in IRCS context, the same principles shall apply for the relevant IRCS tasks, in order to avoid inconsistent configuration and/or resource conflicts. For example: Only one clearly indicated work station shall be in control of a critical IRCS function, and only one work station shall at any time be assigned to accept control commands (e.g. change channel on VHF, change satellite/les on Inmarsat-C etc). It shall be clearly indicated to the operator which of the workstations are in control of the particular radio subsystem, and attempts to enter a similar control command session to the same radio subsystem from another work station shall be handled appropriately (e.g. rejected with busy notification or offering a controlled transfer of the command). Any operator attempts causing conflicting use of the resources or services of the underlying radio subsystems shall be handled by the IRCS system and accompanied with appropriate user notifications. (e.g. attempts to initiate voice calls simultaneously from two work station, when the underlying radio subsystem can only support one call). IRCS Back up requirement and redundancies (Module B 11) Module B 11 INS Back up requirement and redundancies applies principally, but is subject to the following clarifications and interpretations: INS to be read as IRCS and safe navigation to be read as successful communication The failure or loss of one hardware component of the IRCS should not result in the loss of any one of the IRCS tasks (for definitions of IRCS tasks see above). During complete IRCS failure it shall still be possible to continue executing the following tasks by bypass or alternative means: Distress alerting Distress and safety communication Safety related messaging

18 Appendix A Applicability of Referenced Publications Page 18 Radio Sub-system Configuration & Control (for the Basic GMDSS systems) N/A for IRCS. System failures and fallback arrangement (Module B 12): Module B 12 System failures and fallback arrangement applies principally, but is subject to the following clarifications and interpretations: INS to be read as IRCS (Fallback for navigational information failure) does not apply to IRCS, but the following requirements applies for failures to any of the integrated radio subsystems: The HMI shall indicate clearly which radio-system has failed, and if possible the nature/cause of the failure The respective actions of the alert management system shall be activated. Technical requirements (Module B 13): Module B Chapter 13 Module B 13 Technical requirements applies in its entirety, except for 13.4 (power supplies) which is already covered by SOLAS IV /Reg. 13.

19 Appendix B Applicability of Referenced DNV Rules Page 19 Appendix B Applicability of Referenced DNV Rules This appendix seeks to provide further guidance into the interpretation and applicability of the DNV Rules sections referenced in 2.3 ( Design requirements for IRCS ) above. The latest revision of the DNV Rules shall be used. The rule references provided in the tables below have been based on the January 2012 revision. B.1 DNV Rules Pt.4 Ch.9: Control Systems The following requirements apply for the IRCS implementation: Table B-1 Rule reference Topic Comment Pt.4 Ch.9 Sec.1 A300 Software and hardware change handling Control system to be read as the IRCS system Pt.4 Ch.9 Sec.1 D100 Tests - General Automatic control functions not relevant Pt.4 Ch.9 Sec.1 D200 Software module testing Pt.4 Ch.9 Sec.1 D300 Integration testing Pt.4 Ch.9 Sec.1 D400 System testing Pt.4 Ch.9 Sec.2 A System configuration Field instrumentation to be interpreted as the IRCS system s control of underlying radio subsystems Pt.4 Ch.9 Sec.2 B Response to failures Loss of propulsion or steering to be read as loss of capability to transmit distress requests. Pt.4 Ch.9 Sec.3 A300 Remote control Pt.4 Ch.9 Sec.3 A500 Alarms Pt.4 Ch.9 Sec.3 B100 System operations and maintenance Pt.4 Ch.9 Sec.4 A Additional requirements for computer based systems General requirements Pt.4 Ch.9 Sec.4 B System software Pt.4 Ch.9 Sec.4 C Control system and Data Comms links Control system to be read as the IRCS system C500 and C600 (wireless) not applicable for IRCS Pt.4 Ch.9 Sec.4 A400 Computer usage Pt.4 Ch.9 Sec.6 User interface B.2 DNV Rules Pt.6 Ch.8 Sec.7: Network Based Integration of Navigation Systems (ICS) The following requirements apply for the IRCS implementation: Table B-2 Rule reference Topic Comment Pt.6 Ch.8 Sec.7 B Multi-function displays (MFDs) B101 and B102 not applicable Navigation related tasks and systems not relevant, but should be interpreted as control/use of the underlying GMDSS sub-systems Pt.6 Ch.8 Sec.7 C100 System configuration display Diagram is navigation specific and should be ignored Pt.6 Ch.8 Sec.7 C200 Consistent HMI C204 is not applicable Pt.6 Ch.8 Sec.7 C400 Accuracy and performance Pt.6 Ch.8 Sec.7 C500 Integrity monitoring Integrity of navigation sensors is not directly transferable to IRCS, however the principles should apply for any similar integrity/status information from the radio subsystems, useful to the operator e.g. equipment connection/availability, signal strength indication, selected satellite/base station etc. Pt.6 Ch.8 Sec.7 C600 Integrity marking See comment above Pt.6 Ch.8 Sec.7 C700 Alarm management system (Pt.6 Ch.8 Sec.6 I100 Pt.6 Ch.8 Sec.7 C800 Data output from ICS ICS to be read as IRCS Pt.6 Ch.8 Sec.7 D ICS Network ICS to be read as IRCS Pt.6 Ch.8 Sec.7 E Malfunctions and restoration E103 (Fall-back) is not applicable Pt.6 Ch.8 Sec.7 F Testing Pt.6 Ch.8 Sec.7 F Quality system

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