Outline Chapter 4: Orthogonal Frequency Division Multiplexing
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1 Outline Chapter 4: Orthogonal Frequency Division Multiplexing Fading Channel Flat fading channel Frequency selective channel ISI Single Carrier Equalization Orthogonal Frequency Division Multiplexing Principle of Multi-carrier systems Inter Carrier Interference Orthogonal Frequency Division Multiplexing: OFDM Cyclic Prefix Equalization Impulse Shortening Equalizer OFDM Channel Estimation Digital-to-Analog Interface 1
2 Fading Channel Transmission channel is in general frequency selective H(jω) B ω Transmit signal is narrow band (small bandwidth B) Frequency response is almost constant in considered band: H(jω) = H 0 Impulse response of channel is given by weighted dirac h[k] =h 0 δ[k] s[k] h 0 n[k] r[k] 1-Path Fading Channel (memoryless channel) 2
3 1-Path-Fading Channel Signal space diagram for QPSK transmission Transmitted QPSK signal: s[k] Rotation & attenuation by h 0 : h 0 s[k] Receive signal: r[k] = h 0 s[k]+ n[k] For signal detection r[k] is de-rotated s[k] = h 0 h 0 r[k] = h 2 0 h 0 (h 2 0 s[k]+n[k]) = s[k]+ñ[k] s[k] h n[k] 0 r[k] h 0/ h 0 2 ˆd[k] ˆb[`] Transmit signal has long time duration small baud rate 3
4 (L+1)-Path-Fading Channel H(jω) h(τ) h 0 h1 B ω To increase baud rate, time per symbol has to be reduced Short transmission pulse leads to increased band width B Frequency selectivity of channel becomes effective s[k] Discrete impulse response of channel is given by h[k] =h 0 δ[k]+h 1 δ[k 1] h L δ[k L] z 1 h[k] h 2 h 3 h 4 h 5 h 6 h 0 h 1 τ n[k] r[k] L denotes the number of memory elements w.r.t. T s System does not fulfill 1 st Nyquist condition ISI r[k] =h 0 s[k]+h 1 s[k 1] h L s[k L]+n[k] z 1 h L 4
5 Single Carrier Equalization Signal space diagram for QPSK transmission Transmitted QPSK signal s[k] Influence of frequency selective channel P L`=0 h`s[k `] ISI Disturbance by noise n[k] ISI-channel plus noise r[k] = P L `=0 h`s[k `]+n[k] Estimation of signals becomes demanding task Equalization schemes Linear equalization (applying linear filter) Decision Feedback Equalizer (DFE) Maximum Likelihood Sequence Estimation, i.e. Viterbi Algorithm effort increases exponentially with channel memory 5
6 Outline Chapter 4: Orthogonal Frequency Division Multiplexing Fading Channel Flat fading channel Frequency selective channel ISI Single Carrier Equalization Orthogonal Frequency Division Multiplexing Principle of Multi-carrier systems Inter Carrier Interference Orthogonal Frequency Division Multiplexing: OFDM Cyclic Prefix Equalization Impulse Shortening Equalizer OFDM Channel Estimation Digital-to-Analog Interface 6
7 Principle of Multi-Carrier Systems H(f) f T s Intersymbol interference of singlecarrier systems B MLSE equalization using Viterbi algorithm h(τ ) t Complexity increases exponentially with the channel memory H(f) B f τ Multi-carrier systems experience nonselective sub-channels N T s t Simple equalization with scalar multiplication 7
8 Multi Carrier Transmission (MC) Transmitter Source bi ( b) S/P ld( M) Map. Mod. Map. Mod. d0( i) d1 () i g TX gt () (t) g TX gt () (t) e j2 π f 0 t e j2 π f 1 t Σ Channel s a () t Map. Mod. d N-1( i) g TX gt () (t) e j2 π f N-1 t Receiver Dest. ^ bi ( ) b P/S ld( M) Demap. Demod. Demap. Demod. ^ d 0 ^ d 1 () i () i g RX ht () (t) g RX ht () (t) e -j2 π f 0 t e -j2 π f 1 t ^sa () t channel hc a () (t) t η() t a Demap. Demod. ^ d i N-1( ) g RX ht () (t) e -j2 π f N-1 t 8
9 Inter Carrier Interference (ICI) Problem of MC: If the frequency bands of different subcarriers overlap, Inter Carrier Interference (ICI) appears. ICI Solution: A special design of transmit and receive filter leads to orthogonality of the subcarriers. 9
10 Orthogonal Frequency Division Multiplexing (OFDM) Orthogonality of subcarriers g(t) G(f) 0 T s t 1/T s 0 1/T s f carrier distance: G n (f) G n+1 (f) 1 T s G n 1 (f) G n+2 (f) 0 f n 1 f n f n+1 f n+2 f 10
11 Mathematical Description of the OFDM-Transmitter continuous-time representation of an OFDM transmitter: N 1 st () = d () igt it e n= 0 n S j2π fnt g t = rect t T f = n Δ f = nt () /, n / S N 1 j2π nt/ T S n n= 0 = d () i e, it t i+ 1 T S S S discrete-time representation of an OFDM transmitter: N 1 j2 π nkt / T n n= 0 sik st d ie k N (, ) = ( ) = ( ) A S, [0,1,2,..., 1] N = T / T N 1 n= 0 t= it + kt S A S A j2 π nk/ N = d ( i) e = N IDFT d ( i), d ( i),..., d ( i) n 0 1 N 1 11
12 Mathematical Description of the OFDM-Receiver received signal in time domain received signal after DFT (n = subcarrier index) r(i, k) =s(i, k) +n(i, k) =IDFT{d n (i) +n(i, k)} x n (i) = DFT{r(i, 0),r(i, 1),,r(i, N 1)} = NX 1 k=0 r(i, k)exp(j2πkn/n) Complete System: x n (i) = DFT IDFT{d n (i)} + n(i, k) ª = d n (i) +DFT{n(i, k)} Decided Data: ˆdn(i) =Q{xn(i)} 12
13 Symbol Rate Model of an OFDM System 13
14 Outline Chapter 4: Orthogonal Frequency Division Multiplexing Fading Channel Flat fading channel Frequency selective channel ISI Single Carrier Equalization Orthogonal Frequency Division Multiplexing Principle of Multi-carrier systems Inter Carrier Interference Orthogonal Frequency Division Multiplexing: OFDM Cyclic Prefix Equalization Impulse Shortening Equalizer Channel Estimation Digital-to-Analog Interface 14
15 Inter-Symbol- (ISI) and Inter-Carrier-Interference (ICI) (- i2 ) (- i1) (+ i 0 ) (+ i 1 ) (+ i 2) OFDM symbol OFDM symbol magnitude of channel impulse response: OFDM symbol c h a (t) (t) a t OFDM symbol OFDM symbol t... symbol( i1 - ) fade out (ISI) fade in (ICI) symbol i 15
16 The OFDM Cyclic Prefix / Guard Interval cyclic prefix G (- i1 ) G (+ i 0 ) G (+ i 1) G magnitude of channel impulse response: h c a (t) a t... symbol( i1 - ) fade in symbol i T g T s fade out The OFDM cyclic prefix serves for the suppression of ISI and ICI! 16
17 OFDM Transmitter Mod. Map. d i 0( ) Map. d i 1( ) source CC S/P Map. d i 2( ) IDFT N PS/GI DAC... Map. dn-1( i) channel coding (convolutional codes with Viterbi decoding) IDFT: discrete realized filter bank (very efficient FFT) cyclic prefix / guard interval (GI) prevents intersymbol interference (ISI) 17
18 OFDM Receiver x 0 (i) e 0 Demap. Mod. x 1 (i) e 1 Demap. ADC PE SYNC GI -1 N DFT x 2 (i) x N 1 (i) e 2 e N-1 Demap.... P/S CC -1 Viterbi decoder dest. Synchronization FFT window position (time domain) sample and modulation frequency correction Pre equalizer (PE) for impulse compression OFDM: Orthogonal Frequency Division Multiplexing separate multiplicative channel correction on each subcarrier equalizer coefficient design: e n = 1 / H n circular convolution 18
19 OFDM Circular Convolution Received signal in time domain (noiseless case) r(i, k) =s(i, k) Circular convolution due to cyclic prefix iff * h(k); * = Circular convolution w.r.t. T > τ g max k Discrete Fourier Transform yields n o DFT (k) N s(i, k) * h(k) {z } x n (i) n =DFT (k) Equalization by simple division separately for each subcarrier y n (i) = 1 H (n) x n(i); e n = 1 H (n) N o s(i, k) {z } d n (i) n o DFT (k) N h(k) {z } H (n) 19
20 Eye Pattern for QPSK Transmission (real part) 20
21 Influence of Guard Interval Bandwidth Efficiency under Guard Interval β 1 N symbol rate T s + T G 1 = = = bandwidth 1 T N 1 + T T s G S SNR Loss caused by Guard Interval SNR E = T S g ( t ) g ( t ) dt 0 RX TX S TS T 2 S N 2 0 g ( ) ( ) 0 RX t dt g T TX t dt 2 ES TS ES TS ES = = = β N T T + T N T + T N ( ) ( ) 0 S S G 0 S G 0 G 2 e.g. T = 20% of T + T G G S 1dB loss 21
22 Impulse Shortening Equalizer Linear pre-filter; impulse response e pre (k) such that h(k) e pre (k) k=k0 +κ = ½ g(k), κ =0,,`g 1; `g <N g ε 0 (k) else Cost function: P (k) ε 0 (k) 2 min, s.t. ½ g(0) = 1 MMSE, Kammeyer 1995 P g(k) 2 = 1 Falconer 1973 MMSE-solution: e pre =[R rr 1 σ 2 S R rs R H rs] 1 r rs where R rr = autocorr.matrix received signal; R rs ; r rs = Cross corr. Matrix/vector 22
23 Examples h(k) N g =16 Equalizer: n =32, `g =8 23
24 Parameters of an OFDM System Meaning Time continuous Time discrete Sampling frequency Core symbol duration Guard time Total symbol duration Subcarrier spacing Bandwidth Data rate R - T S f A = 1 = N T T A N T A N T TG G A T = T + T T = ( N + N ) T b S G Δ f = 1 Δ f = 1 T N T S B N Δ f B N Δ f = N ld( M) T + T S G R b G S A A = N ld( M) T ( N + N ) A G 24
25 Outline Chapter 4: Orthogonal Frequency Division Multiplexing Fading Channel Flat fading channel Frequency selective channel ISI Single Carrier Equalization Orthogonal Frequency Division Multiplexing Principle of Multi-carrier systems Inter Carrier Interference Orthogonal Frequency Division Multiplexing: OFDM Cyclic Prefix Equalization Impulse Shortening Equalizer OFDM Channel Estimation Digital-to-Analog Interface 25
26 Pilot Symbol Constellation for WLAN burst structure of HIPERLAN/2 and IEEE802.11a short symbols for AGC and raw synchronization training sequence (TS): 2 identical symbols per subcarrier (52) data OFDM symbols with 48 user data and 4 pilot symbols each pilot symbols for fine synchronization (insufficient for channel estimation) n data symbols pilot symbols i 26
27 Nonblind (reference-based) Channel Estimation yk () S/P y 0( i) y 1( i) y i P-1( ) disc. Prefix & FFT ~ d y0,ref 0 (i) () i ~ d () i y 1 (i) 1,ref ~ d () i y N 1 (i) N-1, ref Cn ( ) = Ĥ (n) d n,ref ~ ~ d (0) + d (1) y n (0) + y n (1) nref, 2d nref, nref, N Channel estimator N 1 Cn ( ) Ĥ (n) Equalizer d 0( i) d 1( i) d i N-1( ) Averaging over only two identical training symbols 2 db loss in SNR compared to estimator with ideal channel knowledge Perform additional noise reduction (NR) to increase estimation quality 27
28 Noise Reduction Algorithm (NR) Background a-priori knowledge: limited channel impulse response in time domain channel impulse response fits into guard interval lowpass filtering in frequency domain NR algorithm (required operations) transform the estimated channel transfer function into time domain (IDFT) truncate the estimated impulse response (rectangular window) re-transform into frequency domain (DFT) noise reduction (NR) CE ĤC IDFT ĥc ~ c h DFT ~ C H N C windowing in time domain 28
29 Noise Reduction Algorithm Example estimated and real channel transfer functions (frequency domain) 0 db -10 db -20 db Ĥn C n H n C n n... in time domain ĥ(k) c(k) h(k) c(k) k 29
30 Noise Reduction Algorithm - Example smoothed and real transfer functions (in frequency domain) 0 db -10 db -20 db ~ H C n H n C n n time limited (windowed) impulse response ~ h(k) c(k) k 30
31 Noise Reduction Algorithm Simulation Result simulation of a HIPERLAN/2 system (27 Mbit/s) time invariant Rayleigh distributed multipath channel 10 0 only CE CE+NR ideal (only CE) E b /N 0 loss: about 1.8 db PER 10-1 (CE+NR) E b /N 0 loss: about 0.5 db 10-2 (ideal) perfectly known channel E b /N 0 31
32 Scattererd Pilot Constellation:Time-Frequency Interpolation n distance of sampling points in time direction i distance of sampling points in frequency direction 32
33 Scattererd Pilot Constellation:Time-Frequency Interpolation (2) Estimation of transfer function at Choose a set of neighbored pilot symbols P(n, i) At sampling points the transfer function is simply: P (n, i) n H (n Pi,i Pi )= x n Pi (i Pi ) d npi (i Pi ) i Perform two-dimensional Wiener Interpolation X Ĥ(n, i) = b(n n 0,i i 0 ) H(n 0,i 0 ) {n 0,i 0 } P(n,i) Wiener ansatz: b opt =argmin b E{ H (n, i) Ĥ (n, i) 2 } ª 33
34 Outline Chapter 4: Orthogonal Frequency Division Multiplexing Fading Channel Flat fading channel Frequency selective channel ISI Single Carrier Equalization Orthogonal Frequency Division Multiplexing Principle of Multi-carrier systems Inter Carrier Interference Orthogonal Frequency Division Multiplexing: OFDM Cyclic Prefix Equalization Impulse Shortening Equalizer OFDM Channel Estimation Digital-to-Analog Interface 34
35 Digital to Analog Interface Critical sampling f A = N/T S, no guard interval For correct analog reconstruction: Ideal low-pass (band-pass) necessary, which is not realistic. Solution: Oversampling, overlapping rect-impulses with raised cosine slopes instead of pure rect impulses. 35
36 Realistic analog transmit filter: 36
37 Intersymbol interference due to overlapping symbols 37
38 Nonlinearity of the Power Amplifier 38
39 Characteristics of Nonlinear Class A and B Amplifier 39
40 Input Backoff (IBO) Clipping Class A Class AB IBO: Ratio between maximum output magnitude and root mean square of input signal 40
41 Conclusions OFDM converts frequency selective channel into N non-selective subchannels. Very simple equalization by the use of a guard interval Equivalent structure: Single Carrier Frequency Domain Equalizer Pre-equalizer for impulse shortening Channel estimation: Preamble for slowly varying channels (noise reduction) Scattered pilots with Wiener interpolation for fast varying channels Digital-to-analog interface Time-domain cos-roll-off shaping Nonlinear distortions by power amplifier 41
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