2018 Industry Roundtable Meeting Agenda April 5-6, 2018

Transcription

1 April 5-6, 2018 The Liaison Capitol Hill 415 New Jersey Avenue, NW Washington, DC Ph: DAY ONE April 5 Meeting Location: The Hill 2:30 p.m. 2:45 p.m. Registration 2018 Industry Roundtable Meeting Agenda April 5-6, :45 p.m. 2:50 p.m. Day 1 Kickoff Ben Taylor, Callan Associates/ Industry President 2:50 p.m. 3:00 p.m. President s Update Keith Overly, Ohio Deferred Compensation/NAGDCA President 3:00 p.m. 3:45 p.m. Cybersecurity Panel Best practices and lessons learned Moderator: Panelists: Ben Taylor, Callan Associates Christina Ayiotis, Cybersecurity & Information Governance Leadership & Consulting Emilian Papadopoulos, Good Harbor Security Risk Management Alex Petrow, Ascensus 3:45 p.m. 4:30 p.m. Discussion Groups (Optional) In contrast to prior years, the discussion groups will be an optional meeting session. For those who wish to participate, NAGDCA asks that you agree to the expectations below, and volunteer in advance by selecting the group you would most like to participate in on your registration form. Discussion Group Participant Expectations: NAGDCA asks that participants commit to providing thoughts or research to their discussion group prior to the meeting. NAGDCA asks that participants commit to working with the NAGDCA Board to carry out proposed initiatives if approved for the Board for action. 1. Cybersecurity Discussion Leader: Ben Taylor, Callan Associates Discuss advantages and risks associated with developing a CLIENT-side threat-sharing community with FS-ISAC or similar groups, and coordination with the SPARK cybersecurity initiative; how can NAGDCA be a leader and best help its members? 2. Data Discussion Leader: Ketul Thaker, MassMutual Discuss optimal ways for enhancing the manner in which the industry gets participant data to provide them a snapshot of where they are in reaching their retirement goals. What solutions are available to help participants achieve their goals?

2 3. Auto Enrollment Coordination of auto-enrollment best practices & resources Discussion Leader: Kathleen Wilson, ICMA-RC Discuss how NAGDCA can support government plans already engaging in autoenrollment and those who would like to implement auto-enrollment features. 4:30 p.m. 4:45 p.m. Break 4:45 p.m. 5:30 p.m. Legislative Update Paul Beddoe, NAGDCA Director of Government Affairs 6:00 p.m. 8:00 p.m. Networking Event Join your peers for a casual evening with food/drinks at The Dubliner, a local Irish pub. Cost - $60/person DAY TWO April 6 Meeting Location: The Hill 8:15 a.m. - 8:45 a.m. Continental Breakfast 8:45 a.m. 8:50 a.m. Day 2 Kickoff Ben Taylor, Callan Associates/ Industry President 8:50 a.m. 9:00 a.m. Discussion Group Report Out Discussion Group Leaders 9:00 a.m. 9:45 a.m. RFP Panel Best practices and lessons learned Moderator: Panelists: 9:45 a.m. - 10:00 a.m. Break Jeff Snyder, The Morning Pulse Keith Overly, Ohio Deferred Compensation Cindy Rehmeier, MOSERS 10:00 a.m. 10:45 a.m. Legislative Panel Moderator: Paul Beddoe, Director of Government Affairs Panelists: Chris Allen, Senior Advisor for Benefits and Exempt Organizations, Majority, Senate Committee on Finance, Senator Orrin Hatch (R-Utah), Chairman Charlie Bolton, Legislative Assistant, Senator Rob Portman (R-Ohio), Member, Senate Committee on Finance Kara Getz, Chief Counsel, Minority, House Committee on Ways and Means, Representative Richard Neal (D-Mass.), Ranking Member 10:45 a.m. 11:00 a.m. Wrap Up Ben Taylor, Callan Associates/ Box lunch available Industry President

3 Cybersecurity Panel April 5 3:00 p.m. 3:45 p.m. Moderator: 2018 Industry Roundtable Speaker Bios Ben Taylor, Callan Associates & NAGDCA Industry President April 5-6, 2018 The Liaison Capitol Hill 415 New Jersey Avenue, NW Washington, DC Ph: Ben Taylor is a vice president and a defined contribution consultant in Callan's Fund Sponsor Consulting group based in the San Francisco office. Taylor serves as a lead consultant to DC plans and has a primary focus on public sector DC plans, ranging from 457(b) plans to single and multi-vendor 403(b)/401(a) and 401(k) plans. As a member of Callan s DC team Taylor also conducts specialized research, fee studies, plan structure analyses, and serves as a project manager for TPA and record keeper searches. Prior to his career at Callan, Taylor was a DC specialist at R.V. Kuhns & Associates where he served as a consultant to the DC plans of four states, and several large city and university DC systems. He also formerly taught economics at Harvard University, where he received an award for excellence in teaching. Taylor earned a Master of International Political Economy and Development from Fordham University. He also earned a Master of Public Policy with a concentration in international trade and finance from Harvard University s Kennedy School of Government. He received his BA from Reed College. Panelists: Christina Ayiotis, Cybersecurity & Information Governance Leadership & Consulting An internationally recognized business executive and attorney, Christina Ayiotis brings a unique strategic perspective, honed from years of building substantive (geopolitically contextualized) cyber expertise. A true "Cyber Connector," she brings together cross-functional (and international) constituencies to foster productive collaborative solutions. She founded and Co-Chaired the Georgetown Cybersecurity Law Institute and served on AFCEA International s Cyber Committee, as well as The Cybersecurity Canon Committee. In March 2018, she was recognized as one of The Top 15 Women in Cybersecurity and InfoSec Today; in January 2017, as one of the Top 50 Women in Internet Security and, in July 2016, as one of the Top 20 Women in #InfoSec to follow on Twitter after having been named one of the Top #InfoSec People to Follow on Twitter. She taught a Masters Level Information Policy class at GW and served as Deputy General Counsel Information Governance, at CSC (a global technology services provider). She led global programs at Booz Allen Hamilton, Ernst & Young International, and Deloitte Touche Tohmatsu. She served on the Boards of Directors of ARCS MWC, Fairfax Law Foundation, ARMA NOVA, Hellenic American Women's Council and Women s Bar Association of DC. She earned a Zertifikat Deutsch als Fremdsprache from the Goethe Institut and studied French at the Alliance Française, Paris. In 2008, she earned the Certified Records Manager certification. A magna cum laude graduate of Virginia Commonwealth University (BS- Biology/ BA-Philosophy; Minors- Mathematics/French; University Honors), she earned a Juris Doctorate from William & Mary Law School. She has been an active Member in Good Standing of the Virginia State Bar since 1991 and the District of Columbia Bar since She is the extremely proud Mom of a 20-year-old PhD candidate in Neuroengineering at the Johns Hopkins University School of Medicine. Emilian Papadopoulos, Good Harbor Security Risk Management Emilian Papadopoulos is president of Good Harbor, a premiere cyber security risk management advisory firm. Emilian advises Boards, CEOs, investment professionals, and government leaders on managing cyber risk. His clients span sectors including financial services, insurance, energy, technology, defense, and manufacturing, as well as regions including North America, Latin America, the Middle East, and Asia. Emilian is adjunct professor at Georgetown University s School of Foreign Service, teaching on cyber security. He co-authored The Governor s Guide to Cybersecurity with the National Governors Association and has presented repeatedly at RSA and other cyber security conferences. Before leading Good Harbor, Emilian worked for Foreign Affairs Canada and for the Canadian Embassy in Washington, D.C. Mr. Papadopoulos is a graduate of the University of Toronto and received a Masters of Public

4 Policy from the Kennedy School of Government at Harvard University, where he is currently serving on the Alumni Board of Directors. Alex Petrow, Asscensus Alex Petrow is the of Information Security at Ascensus. He joined Ascensus in 2011 and is responsible for information security across the enterprise. Alex formalized and grew the security program working closely with surrounding Risk Management, Legal, and IT teams. Prior to joining Ascensus, Alex was an information security consultant with PwC for nine years performing a range of capabilities from penetration testing and assessments to security strategy. Alex worked with large and medium-sized companies across several industries with a concentration in financial services. Alex holds a bachelor s degree in Accounting Information Systems from Bryant University honors program and is CISSP certified. RFP Panel April 6 9:00 a.m. 9:45 a.m. Moderator: Jeffrey Snyder, The Morning Pulse Jeffrey H. Snyder currently serves as a President/CEO and National Public Markets Practice Leader for The Morning Pulse, Inc. He is an industry board member of the National Association of Government Defined Contribution Administrators, a Public Policy Committee member of the Defined Contribution Institutional Investment Association and an advisory board member for the Defined Contribution Real Estate Council and Defined Contribution Alternatives Association. Considered an "industry insider" and an independent voice, he has appeared in both television and print discussing the issues related to retirement and the capital markets. He also is the creator, producer and host of the interview show Staying Ahead of the Curve, available through the Bloomberg network. Panelists: Keith Overly, Ohio Deferred Compensation Keith Overly has been the Executive Director of the Ohio Deferred Compensation Program (Ohio DC) since Ohio DC provides a supplemental defined contribution plan to Ohio local and state government employees and administers over 200,000 participant accounts with assets in excess of $13 billion. Before joining Ohio DC, Keith had 29 years of local government service in Ohio and Michigan including chief financial officer in three cities and most recently, Deputy City Manager in Kalamazoo Michigan. He has been a member of the National Association of Government Defined Contribution Administrators (NAGDCA) since He is also a member of the Governmental Finance Officers Association (GFOA), the Ohio GFOA, the International Foundation of Employee Benefit Plans, and the Defined Contribution Institutional Investment Association (DCIIA). He is also a past member of the GFOA Executive Board, served on the GFOA Committee on Retirement and Benefit Administration for 13 years, has been active on NAGDCA task forces and committees, and is a frequent speaker at professional conferences. His education includes a B.A. from Wittenberg University and M.P.A. from the University of Dayton. Cindy Rehmeier, MOSERS Cindy Rehmeier is the Manager of Defined Contribution Plans with the Missouri State Employees' Retirement System (MOSERS). Cindy focuses on the oversight of three defined contribution plans of which responsibilities include: record keeper selection and oversight, communications and education oversight, compliance and policy aspects, and the selection of investment options and investment manager due diligence. Cindy joined MOSERS in July 1999 and prior to her current position, she managed the defined benefit plan's internal short-term fixed income portfolio and all securities lending activity and assisted in the oversight of MOSERS equity and fixed income external investment managers. Cindy completed the Certified Financial Planner program with the College of Financial Planning and received the

5 Certified Financial Planner designation. She also received a Master of Business Administration from William Woods University. She attended Missouri State University and Columbia College graduating with a Bachelor of Science degree in business administration. Cindy is a member of Financial Planning Association and has also served on the executive board of the Missouri Association of Public Employees' Retirement Systems for the past 11 years.

6 2018 Industry Roundtable ATTENDANCE ROSTER Robert Haverstrom VP, Consultant Relations AIG VALIC 2929 Allen Parkway L6-20 Houston, TX Tracy Tucker NAGDCA Association Director AMR 201 E. Main Street Ste Lexington, KY Alex Petrow, Information Security Ascensus 200 Dryden Road Dresher, PA Kamila Kowalke Director, Institutional Sales BMO Global Asset Management 115 S. LaSalle Street 11th Floor Chicago, IL Ben Taylor Senior Callan Associates 600 Montgomery St suite 800 San Francisco, CA Ronan Burke Relationship Manager Capital Group 630 Fifth Avenue 36th Floor New York, NY Sara Shean Head of Institutionall Defined Contribution Cohen & Steers 280 Park Ave New York, NY Christina Ayiotis Cybersecurity & Information Governance Leadership & Consulting Marilyn Collister Senior Director, Legislative and Regulatory Affairs Empower Retirement 2282 Colorado Blvd. Denver, CO Kristin Pelling Consultant Relations Director Empower Retirement One Post Office Square 9th Floor Boston, MA Angela Holland Renewal Sales Director Empower Retirement 8515 E. Orchard Road 10T3 Greenwood Village, CO Tim Scott Partner Enterprise Iron Financial Industry Solutions, Inc. 100 Matawan Road Ste. 300 Matawan, NJ /28/2018

7 2018 Industry Roundtable ATTENDANCE ROSTER Suzanne Rogers, Public Sector Practice Lead Fidelity Investments Springbrook Drive San Diego, CA Alain Michnick Head of Defined Contribution FTSE Russell 1270 Avenue of the Americas 28th Floor New York, NY Emilian Papadopoulos President Good Harbor 2020 K St. NW Suite 620 Washington, DC emilian@goodharbor.net Jerry Yen GuidedChoice 8910 University Center Lane Suite 400 San Diego, CA x101 jyen@guidedchoice.com Elizabeth Masson Attorney Hanson Bridgett LLP 425 Market Street, 26th Floor San Francisco, CA lmasson@hansonbridgett.com John Saeli ICMA-RC 777 North Capitol Street, NE Washington, DC jsaeli@icmarc.org Kathleen Wilson Director, National Relationship Management Team ICMA-RC 777 N. Capitol Street, NE Suite 600 Washington, DC kwilson@icmarc.org Alex Hannah MVP, Marketing & Communications ICMA-RC 777 North Capitol Street, NE Washington, DC ahannah@icmarc.org Jeffrey Gibson - New Business ICMA-RC 777 North Capitol Street, NE #600 Washington, DC jgibson@icmarc.org Andrew Whiting JP Morgan 270 Park Ave New York, NY andrew.whiting@jpmorgan.com Michael McAtamney National Director of Consultant Relations Lincoln Financial Group N 60th Street Scottsdale, AZ michael.mcatamney@lfg.com Kasi Boyles Institutional Retirement Distribution Lincoln Financial Group kasi.boyles@lfg.com 3/28/2018

8 2018 Industry Roundtable ATTENDANCE ROSTER Chris Allen Senior Advisor for Benefits and Exempt Organizations Senate Committee on Finance (Majority) 219 Dirksen Senate Office Building Washington, DC Ketul Thaker National Director, Consultant Relations MassMutual 100 Bright Meadow Blvd Enfield, CT Charlie Bolton Legislative Assistant U.S. Senator Rob Portman (Ohio) 448 Russell Senate Office Building Washington, DC Roberta Rafaloff VP, Income Annuities MetLife 200 Park Ave New York, NY Sean Kenney Head of Defined Contribution MFS Investment Management 111 Huntington Avenue Boston, MA Michael Consorte Relationship Manager MHConsulting 583 West 215 Street Suite F2 New York, NY Kara Getz Chief Counsel House Committee on Ways and Means (Minority) 341 Cannon House Office Building Washington, DC Marla Kreindler Partner Morgan, Lewis & Bockius, LLP 77 West Wacker Drive Chicago, IL Cindy Rehmeier Manager of Defined Contribution Plans MOSERS 907 Wildwood Dr Jefferson City, MO Matt Petersen Executive Board Advisor NAGDCA 2824 N Stowell Ave Milwaukee, WI mpetersen@nagdca.org Kurt Walten SVP- Investment Affairs & Industry Education Nareit 1875 I St. NW Suite 600 Washington, DC kwalten@nareit.com John Chavez Managing Director, Consultant Relations Nationwide Retirement 2405 Granada Way Carlsbad, CA john.chavez@nationwide.com 3/28/2018

9 2018 Industry Roundtable ATTENDANCE ROSTER Brenda Anderson Associate Nationwide Retirement 10 West Nationwide Blvd. Columbus, OH Rachel Bailey Neuberger Berman 3414 Peachtree Road NE Neuberger Berman, 2nd Floor, Suite 225 Atlanta, GA Rebecca Reinhardt Retirement Program Services Manager - VP North Shore Bank W Bluemound Road Brookfield, WI rreinhardt@northshorebank.com Keith Overly Executive Director Ohio Deferred Compensation 257 E Town St Ste 400 Columbus, OH koverly@ohiodc.org Paul Beddoe NAGDCA Government Affairs Director Paul V. Beddoe Government Affairs 811 4th St. NW Washington, DC paul@pvbga.com David Starr Managing Director PFM Asset Management 1735 Market Street 43rd Floor Philadelphia, PA starrd@pfm.com Jim Link Managing Director PFM Asset Management 1735 Market Street 43rd Floor Philadelphia, PA linkj@pfm.com John Turk Prudential 105 6th Avenue Belmar, NJ john.turk@prudential.com Zach Karas Principal Retirement Plan Advisors (RPA) 294 Tunxis Rd West Hartford, CT zkaras@retirementplanadvisors.com Anthony Randazzo Executive Director Retirement Security Foundation anthony@retirementsecurityfoundation. org Jacob O'Shaughnessy Managing Director SageView Advisory Group 522 SW 5th Ave Suite 1225 Portland, OR joshaughnessy@sageviewadvisory.com Wendy Carter VP, Publc Sector DC Director Segal New Farrington Court Glen Allen, VA wcarter@segalco.com 3/28/2018

10 2018 Industry Roundtable ATTENDANCE ROSTER Jeffrey Snyder Founder & CEO The Morning Pulse, Inc. 4 Beacon Way Apt.502 Jersey City, NJ jeffrey.h.snyder@gmail.com Christina Stauffer Head of DCIO Business Development Thornburg Investment Management 2300 N. Ridgetop Road Santa Fe, NM cstauffer@thornburg.com Thomas Grogan TIAA 200 N Lasalle 1600 Chicago, IL tgrogan@tiaa.org Darren Lopes Managing Director TIAA 15 Park Row West Suite 102 Providence, RI dlopes@tiaa.org Wendy Daniels SVP, Government Business Leader VALIC 2929 Allen Parkway 14th Fl Houston, TX wendy.daniels@valic.com Jamie Salafia Consultant Relations Director Voya Financial One Orange Way Windsor, CT Jamie.Salafia@voya.com Trampus Bright Voya Financial 1030 Nevada Street, Suite 203 Redlands, CA trampus.bright@voya.com Gavin Gruenberg Senior Voya Financial 1030 Nevada St Suite 203 Redlands, CA gavin.gruenberg@voya.com Kerry Woods Consultant Relations Voya Financial One Orange Way Windsor, CT kerry.woods@voya.com Jed Petty Managing Director Wellington Management 280 Congress Street Boston, MA jepetty@wellington.com Total Attendees: 58 3/28/2018