Spectrum Sharing on a Wideband Fading Channel with Limited Feedback

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1 Spectrum Sharing on a Wideband Fading Channel with imited Feedback Invited Paper Manish Agarwal and Michael. Honig Dept. of EECS orthwestern University 45 Sheridan Road, Evanston, I 6008 USA {m-agarwal,mh}@northwestern.edu Abstract We consider a multiple access, doubly-selective block Rayleigh fading channel in which the users coordinate spectrum sharing through a limited feedback scheme. Each user probes a random set of sub-channels, known to the receiver, by sending a pilot sequence at the beginning of each coherence block. Multiple users may probe the same sub-channel, causing interference. he receiver assigns each sub-channel to the user with the highest estimated sub-channel gain via limited feedback, provided that this gain exceeds a predetermined threshold. Our problem is to optimize the number of channels to probe, or probing bandwidth, for each user. We maximize a lower bound on the ergodic capacity, and consider a large system limit in which the system bandwidth and number of users scale linearly with the coherence time. We show that the optimal probing bandwidth grows as O, assuming a linear Minimum log Mean Square Error channel estimator, and the achievable rate increases as O log log per user, where is the number of available subchannels. In contrast, if the users are pre-assigned nonoverlapping subchannels on which they probe and transmit, then the capacity per user converges to a constant as becomes large. Additionally, the optimal training length and training power are computed and the effect of system load number of users per unit coherence time on the achievable rate is studied. I. IRODUCIO he current scarcity of spectrum for many types of services can be alleviated by dynamically sharing spectrum across a multitude of services. hat possibility motivates the consideration of wideband systems in which each user can choose from among a large number of coherence bands. A primary challenge when the users are non-cooperative is the mitigation and control of interference. In this work we assume that the available spectrum is shared by several independent devices, which communicate synchronously with a central transceiver. Although the devices do not coordinate transmissions directly, indirect coordination takes place through a feedback channel. We focus on the multiple access uplink, and assume that the transmitting devices use multi-carrier signaling. Given many available sub-channels, each device wishes to choose a subset of sub-channels, which his work was supported by the U.S. Army Research Office under grant DAAD and SF under grant CCR avoids interference from other devices and exploits available frequency diversity. he achievable rate for a doubly-selective fading channel depends on what channel state information CSI is available at the receiver and transmitter. amely, CSI at the receiver can increase the rate by allowing coherent detection, and CSI at the transmitter allows adaptive allocation of rate and power across sub-channels e.g., see [, Ch. 6] in addition to opportunistic scheduling across the users. his information is all the more important given a wideband fading channel, which offers many degrees of freedom for diversity. Obtaining CSI at the receiver and/or transmitter typically requires overhead in the form of a pilot signal and feedback. Hence there is a fundamental tradeoff in allocating available resources between learning CSI and data transmission. he channel from each user to the central receiver is assumed to be i.i.d. doubly-selective block fading, and is divided into several independent flat Rayleigh fading subchannels. hat is, each sub-channel remains static for a certain number of channel uses coherence block, and then changes to a new independent value in the next block. Furthermore, sub-channel gains are assumed to be independent across the users. o simplify the analysis, we assume that the users are both symbol- and frame-synchronous, where each frame corresponds to a coherence block. Each user selects a random subset of available subchannels, known to the receiver, to probe, i.e., send pilot sequences at the beginning of each coherence block. Multiple users may choose to probe a particular sub-channel, creating interference. he receiver estimates the sub-channel gain using the possibly interfering pilots and assigns the sub-channel for rest of the coherence block to the user with highest estimated gain via a feedback channel, provided that it is above a predetermined on-off threshold. We assume that the assignment process takes a negligible amount of time. he preceding assumptions lead to the following tradeoff: We have assumed that the choice of subset, although random, is shared between each transmitter and the central receiver as common randomness. For example, we can assume a synchronized pseudo random generator for sub-channel selection.

2 Probing a large number of channels gives inaccurate channel estimates due to the increased likelihood of interference and also because the probing power per sub-channel is small. On the other hand, probing a small number of channels is likely to give accurate channel estimates, but does not exploit available degrees of freedom. his work is extension of [5], which studies the preceding tradeoff with a single user. Related work on single-user wideband models, which accounts for the effect of channel probing and the associated channel estimation error on the achievable rate, is presented in [7], [8]. Other models for multi-channel probing by a single user are studied in [9], [0]. We characterize the optimal number of sub-channels to probe, or probing bandwidth, for a large system in which the total number of sub-channels coherence bands and number of users K scale linearly with the coherence block, consisting of channel uses. amely, the optimal probing bandwidth increases as O, assuming the receiver computes log an optimal inear Minimum Mean Square Error MMSE estimate of the channel, and as O with a log log log sub-optimal channel estimate obtained from a matched filter. he corresponding capacity per user grows as O log log, which is the same as the order-growth with perfect channel knowledge [6]. For the model considered, we characterize the second-order loss in capacity due to channel estimation. In contrast, if the users are pre-assigned to non-overlapping subchannels, then the capacity per user converges to a constant as, K, and become large. We also characterize the associated optimal on-off threshold, training power, and training length. A comparison of the asymptotic bounds with results from numerical optimization of finite-size systems shows that the asymptotic analysis accurately predicts performance only when the number of users K is large e.g., a few hundred, although the asymptotic trends are visible for small K as well. II. MODE AD CAPACIY OBJECIVE We consider a synchronous multiple access channel model in which K users transmit through a wideband Rayleigh fading channel. he channel for each user is divided into identical independent flat Rayleigh fading sub-channels. Furthermore, the wideband channel is assumed to be independent across the users. Block fading is assumed, so that the channel gains are constant within a coherence block of symbols for all users, and are independent across coherence blocks. At the beginning of a coherence block, each user chooses a random subset of sub-channels on which to probe, i.e., transmit a training sequence. In what follows, without any loss of generality, we do not indicate the dependence on coherence block index l explicitly and focus on sub-channel. For the l th coherence block, let K denote the set of indices of users who select subchannel to probe, and the corresponding number of users K = K. he received scalar signal on the sub-channel is he result with MMSE channel estimation also applies to the single-user model considered in [5]. given by y = h s + n where s is the K vector of transmitted symbols across users k K, h is the corresponding K vector of independent zero mean circularly symmetric complex Gaussian CSCG channel gains, each with variance σh, and the noise n is also CSCG, zero-mean, and white with variance σn. Each coherence block consists of training symbols followed by D data symbols, assuming the sub-channel is used for data transmission. We therefore partition the vector of received symbols on the sub-channel within coherence block l as y = [y y D ] = h [SX] + n where y and y D are the and D received vectors during training and data transmission, respectively, S is the K matrix of training symbols, X is the K D matrix of transmitted data symbols, and n is the vector of noise samples. ote that the rows of S and X contain the training and data symbols transmitted by users in K. he training symbols have zero mean and variance P where P is the power during the training period for a particular user, which is split uniformly among randomly probed sub-channels. he row of X corresponding to user k K, say x k, has data symbols with power variance P D if user k is assigned the sub-channel explained below, otherwise it has zero power. Given an average power constraint P av, for each user, we have ǫ + q αp D = P av 3 where ǫ = αp is the average training power, α = / denotes the fraction of the coherence block devoted to training and, q is the probability that user k is assigned the sub-channel. For each user i K with channel gain h i, the receiver computes the corresponding channel estimate ĥi with estimation error e i = h i ĥi. he error variance σ e K i = E [ e i K ] in general depends upon the particular training sequences transmitted by the users probing the sub-channel. Since the training sequences are assigned randomly, the variance σ e K i is random in general and can be different for different users in K. he receiver uses the channel estimates for both coherent detection, and to assign sub-channels. hat is, sub-channel is assigned to user k K if its estimated channel gain is largest among users probing the sub-channel, and it exceeds the threshold tk, i.e., letting ˆµ i = ĥi, ˆµ k ˆµ i, for all i K, and ˆµ k tk. 4 Here we explicitly denote the dependence of the threshold on K. he assigned user then transmits data on the subchannel during the rest of the coherence block. If ˆµ i < tk for all i K, then the sub-channel is not used. he subchannel assignments are made after training and before data transmission. Here we assume that these assignments take up a negligible fraction of the coherence block.

3 he capacity for user k and hence for any user by symmetry summed over all sub-channels is given by 3 C k = α x D I k ;y D, K, {σe K i}, {ĥi} where the mutual information for a particular sub-channel is where r = I x k ;y D, K, {σe K i}, {ĥi} [ ] P D ˆµ k user k is assigned qd E log + P D σe K k + σ n the subchannel etting 6 he first line 5 is the mutual information for a fading channel with channel estimation error and the lower bound in 6 is taken from [4], [5]. Our performance objective is ergodic capacity per user and hence the expectation in 6 is over the joint distributions of K, {ˆµ i }, and {σ e K i} given that user k is assigned the sub-channel. In general, the channel estimates across the users, {ˆµ i }, can be correlated due to non-orthogonal training sequences. In what follows, we will take a large system limit in which the channel estimates are independent and the channel estimation error variance converges to a constant, which depends only on K. hat is, in this limit the variance does not depend on the particular realizations of random training sequences. We therefore simplify the analysis by assuming that this is true for a large but finite-size system. Hence, dropping the dependence on the user index i, the error variance for all users probing the same sub-channel is denoted as σ e K. Averaging the lower bound in 6 over the distribution of K and {ˆµ i } gives the achievable rate per user, C = α β ρ [ K ] P D t log + tk P D σe K + σ f max;k tdt pk n 7 error variance σe K i. K = 5 Assuming that each user probes a randomly chosen subset of channels out of the available channels, we also have that K pk = K r K r K K K = 0,,...K 0 is the probability that sub-channel is probed by a particular user. Here is assumed to be the same for all users and is defined as probing bandwidth. Hence the average number of users, which probe a particular sub-channel is rk. uk = Pr{ˆµ max;k tk K } = tk f max;k tdt, the probability that user k is assigned to sub-channel is q = K K uk pk. K = Given the system parameters K,, and users, coherence time, and bandwidth, our objective is to determine the training length, probing bandwidth and average training power ǫ, which maximize the achievable rate 7. his can be done numerically; however, to gain further insight, we will consider a large system limit in which all the system parameters {K,,} tend to infinity with fixed ratios {β,ρ}. In that case, we wish to characterize the growth in optimal α, ǫ and r training length, training power and probing bandwidth with total number of users K. o achieve the rate 7, the receiver must feed back the index of the probing user with the highest estimated channel gain, which requires log K bits per coherence block per sub-channel. We also remark that in sub-channel assignment rule 4 the users are assigned sub-channels based only on their estimated channel gains, which does not account for estimation error. A more general scheme could also take into account the where β = is the normalized available bandwidth and ρ = K is the normalized load number of users. Also, f max;k is the pdf of ˆµ max;k = max i K ˆµ i given K = K, and pk is the probability that K = K. With Rayleigh fading and the assumption justified in next section that {ĥi} are independent CSCG random variables with variance, [ E ĥi ] = σ = σ ĥ K h σe K, i K 8 we have, f max;k t = K σ ĥ K e t/σ ĥ K K e t/σ ĥ K, t 0. 3 he notation {σ e K i} = {σ e K i : i K} and similar definitions holds for {ĥi} and {ˆµ i }. 9 III. CHAE ESIMAIO ERROR VARIACE In this section we compute the channel estimation error variance, σ e K, which appears in the capacity expression 7. We consider two linear channel estimators, which give different asymptotic growth rates for the optimal parameters. In both cases, since we compute a inear Minimum Mean Squared Error MMSE estimate, the relation 8 holds. Furthermore, because the sub-channels are i.i.d., without loss of generality, we again focus on subchannel. A. Matched Filter Estimator Given the vector of received samples y, corresponding to training symbols in, for user k K the matched filter estimator first computes z k = s k y = s ks k h k + n I 3

4 where s k is the row vector containing the training symbols of user k and n I contains the interference from other users and noise. he channel estimate is then ĥk = cz k, where c is selected to minimize E[ h k ĥk ]. Here we assume that the training sequences consist of binary symbols ± K users probing the sub-channel, we have P. With σ = E[ˆµ ĥ K k ] = [ ] 4 σh + K σ h + P σn B. MMSE Channel Estimator For the model with known training sequence, the MMSE estimate of the vector of channel gains across users probing the sub-channel is σ 4 h ĥ = σ hs [ σ hs S + σ ni ] y 5 and the covariance matrix is Φĥ = E [ĥĥ ] = σ 4 hs [ σ hs S + σ ni ] S. 6 Here the training symbols, i.e., the entries of S, are complex i.i.d. random variables with mean zero and variance P. o guarantee that the estimation error variance converges to a large system limit, we also assume that the symbols have finite fourth moment []. For a finite size system, the covariance matrix depends on the particular realization of signatures. However, in the large system limit considered here, under certain conditions on parameters {α,r,ǫ } to be described subsequently, the diagonal elements of Φĥ converge to a deterministic value given by [], [3] where ξ = K σ n + K 4σ 4 n σ ĥ K = σ4 h σ h + aξ aσh + K + σnaσ h + 4aσ h / 7 8 and a = ǫ rβ. In what follows, we will take this to be the channel estimate variance, even though for finite K and, σ depends on the realization of training sequences. ĥ K his substitution still leads to the correct large system limit provided that the variance of σ tends to zero sufficiently ĥ K fast with K and. More precisely, the results in [3] can be used to show that this variance is bounded by κ a K, where κ is a constant. According to the results in the next section, the optimal parameters scale in such a way that this variance and the error in achievable rate incurred by using 7 are expected to go to zero in the large system limit. For both channel estimators considered, the set of channel estimates are zero-mean CSCG random variables, and are assumed to be independent for the following reasons. For the MMSE estimator with parameter values of interest, the offdiagonal terms of Φĥ converge to zero in the large system limit, so that the channel estimates become pair-wise independent. However, the set of channel estimates across probing users are still dependent since the eigenvalue distribution of Φĥ is non-degenerate in the large system limit []. his dependence increases with the ratio K. Since we expect to operate at small values of K in the large system limit i.e., to avoid interference, the error in calculating the achievable rate due to this independence approximation is expected to be quite small. A similar argument justifies the independence assumption in the case of the matched filter estimator. Moreover, assuming that the estimates are independent in a finite system implies more diversity than is actually available, and should therefore give an optimistic estimate of the achievable rate. IV. SIMPIFIED RAE OBJECIVE In this section, we characterize the parameters α training duration, ǫ training power, and r probing bandwidth, which maximize the asymptotic growth rate of the capacity 7 for both channel estimators presented in the last section. It is difficult to work with the capacity expression 7 directly, so that instead we optimize the following simpler expression, which has the same asymptotic behavior: R = α β P av ǫ σ logrk ρ log ĥ rk + α β 9 ρ σ n where 0 < α,r, 0 ǫ P av and σ is the variance ĥ rk of the sub-channel estimate given that rk users probe the subchannel. We wish to maximize this expression over α, ǫ, and r. he following theorem states that the optimal values also maximize the asymptotic growth rate of the capacity C, given by 7. heorem : et α,ǫ,r = arg max α,ǫ,r R, R be the corresponding maximum, and C be the value of C evaluated at α,ǫ,r with thresholds chosen as, tk = σ ĥ r K logr K σ ĥ r K log logr K, K 0 If C has a unique maximum, denoted by C max = max α,ǫ,r,{tk } C, then for fixed β and ρ, lim K,, R C + C max C = 0 with either the Matched filter or MMSE channel estimator. he proof is omitted to save space. Hence the parameters, which maximize R, also maximize C asymptotically, and the optimized R and C max exhibit the same asymptotic behavior. Further, the theorem implies that to maximize the asymptotic capacity, the threshold can be chosen as in 0. hat is, the threshold can be set according to the average number of probing users, r K, as opposed to varying it with the instantaneous number of probing users, K.

5 A. umerical Comparison Fig. compares the parameter values obtained by maximizing R with the corresponding values obtained by maximizing the actual capacity C. he system load ρ = 0.. Here and in the numerical results that follow, P av = σh =, the SR P av σh /σ n = 0 db, β =, and we only show results for the MMSE channel estimator. Similar curves were obtained for the matched filter channel estimator. Also, to reduce the computational complexity, we assume that the threshold {tk } = t 0, independent of K, and numerically maximize C in 7 with respect to α,ǫ,r and t 0 for each K. Figure shows the corresponding plots of R and C max. he figures show that the optimized system parameters and the corresponding rates exhibit the same asymptotic trends. he gaps between the optimized parameters and between R and C max close, albeit very slowly, as the system size becomes large. Fig. 3 compares the threshold t 0, which maximizes C with the asymptotically optimal threshold given by 0. he figure indicates that the growth rate is the same in each case, although there is a significant gap between the curves. Optimal Parameter Values Obtained from asymptotic expression R Obtained from actual expression C Probing Fraction r raining fraction α raining Power ε umber of User K Fig.. Comparison of parameters obtained by maximizing R in 9 and C in 7. V. OPIMA PARAMEERS Setting the derivatives of R with respect to ǫ,r,α to zero gives the necessary conditions Achievable Rate nats/channel use umber of User K Optimal On Off hreshold Fig.. Actual Expression C Asymptotic Expression R Optimized rates R and C max. Optimal threshold Asymptotically optimal threshold umber of Users K Fig. 3. Comparison of optimal on-off threshold t 0 with the asymptotically optimal threshold 0. hese conditions appear to be difficult to solve directly, so that we consider asymptotic properties as K with fixed β and ρ. We assume certain properties of the asymptotic solution, which simplifies these conditions. We can then determine the asymptotic behavior of r, α, and ǫ, and verify that the corresponding solution indeed satisfies the original assumptions. σ ĥ rk + P av ǫ σ ĥ rk r σ ĥ rk σ ĥ rk + logr K r ǫ = 0 = 0 3 R e Rρ/ αβ α + αβ ρ e [ Rρ/ αβ ] σ ĥ rk σ α + ĥ rk = 0 4 α σ ĥ rk A. Matched Filter Channel Estimator We first simplify the necessary conditions -4 by drawing analogies with the single-user analysis in [5]. amely, there it is shown that as the system size scales, both the optimal training length α and training power ǫ tend to zero. However, the optimal probing bandwidth r 0 fast enough so that the channel estimation error tends to zero. With this in mind, we assume that α,ǫ,r 0, ǫ logrk 0 and σ h ρ α + βσ n ǫ r 0 as K. With these assumptions,

6 , 3 and 4 imply 4 r logrk ǫ P avσ n σ h α σ h ρ α [ log σ h βr 5 + βσ n 6 ǫ ρr ] 7 P av σh logrk e σn β ρ From these relations we obtain the following asymptotic behavior for the optimal r, ǫ, and α, r ǫ α ρlog logk logk 8 P av σnβ σh ρ log logk / logk 9 log logk logk 30 It is easy to verify that these relations satisfy the initial assumptions about the solution. he asymptotic expressions 5-7 accurately estimate the optimal values provided that the system size K is large enough so that σ h ρ α + βσ n ǫ r << σ h and ǫ << P av. umerical results in the next section show that this is satisfied only when K is in the range of several hundred or greater. evertheless, the asymptotic trends are present for finite-size systems of interest. B. MMSE Channel Estimator Substituting K = rk in 7, we have aξ = ǫ rβ ǫ ρ βα + σ n ǫ rβ ǫ ρ βα 4σ 4 n σh + ǫ rβ + ǫ ρ βα σnσ h + 4σ 4 h / 3 ow if we assume that as K, the optimal values of the parameters α,ǫ,r 0, and ǫ r, α r, and rk all tend to infinity, then, 3 and 4 simplify to which imply ǫ P avσn βr 3 σ h ǫ logrk P av 33 P av α ǫ ρr [ ] 34 P log av σh logrk e σn β ρ 4 he notation F K F K denotes lim K F K F K =. r P avσ h σ nβ ǫ α P av log K logk ρ Pav σ h β σn log logk / logk 3/ 37 hese relations are consistent with our initial assumptions about asymptotic behavior. In this case, for 3-34 to give an accurate estimate of the optimal values, K should be large enough so that α r >> ρ, ǫ r >> βσ n and ǫ σh << P av. As for the matched filter, this implies that K must be at least several hundred. VI. ASYMPOIC REDS AD UMERICA RESUS We now highlight some asymptotic properties, and show numerical results for finite-size systems. We also compare the preceding results for the multiple-access channel MAC with the analogous results for a single user presented in [5]. he model in [5] assumes the same probing and on-off feedback scheme as that considered here. here the asymptotic results are presented as the coherence time with an infinite number of independently fading subchannels. A. Capacity he asymptotic rate in 9 has the form R = c ρ log + c ρlogrρ, 38 where c and c are constants. For large, R therefore grows as Olog log and decreases with system load ρ. In contrast, the capacity grows as Olog for single user model considered in [5]. he Olog log growth for the MAC model is optimal, i.e., matches the order growth with perfect CSI at the transmitter [6]. Here there is a second-order term, which denotes the additive loss in capacity due to channel estimation and one-bit feedback. Specifically, substituting the optimal asymptotic parameters into 9 suggests that this term decreases as O for the matched filter estimator, and as log log log / log 3/ O for the MMSE estimator. As expected, the loss in capacity is greater for the matched filter estimator. Because 9 approximates the capacity for a finite-size system, these error terms are only estimates. A more accurate analysis must take into account the rate at which the gap between 9 and 7 closes. Rather than allowing the users to choose sub-channels to probe at random, suppose that the users probe non-overlapping sets of sub-channels. In that scenario the number of subchannels assigned to each user is K = β ρ. A non-integer value of β ρ implies time-sharing of some of the sub-channels. Even if the transmitter has perfect CSI for all users, as K,,, the capacity per user converges to a constant, which is upper

7 bounded by β ρ Cwf, where C wf is the ergodic capacity per subchannel achieved by water-pouring over the channel states across time. Hence probing overlapping sets of subchannels exploits multi-user diversity, in spite of the interference present during channel estimation. Fig. 4 shows plots of the capacity for the MAC channel model C versus coherence time. As the load ρ increases, the per user capacity decreases due to interference, as shown in the figure. he gap between the single-user curve and the MAC curves should increase as increases. he range of coherence times is not large enough to make this apparent. Probing Bandwidth Single User MAC ρ = 0. MAC ρ = 0.3 MAC ρ = 0.6 Achievable Rate C in nats/channel use Single User MAC ρ = 0. MAC ρ = 0.3 MAC ρ = Coherence ime in Channel Uses Fig. 4. Achievable rate versus with different user loads ρ. B. Probing Bandwidth he asymptotic relations 8 and 35 imply that the optimal probing bandwidth = r scales sublinearly with. More specifically, the probing bandwidth grows as O log logρlogρ and O logρ for the matched filter and MMSE estimators, respectively. For the single-user model with an MMSE channel estimator, it can be shown that the optimal probing bandwidth grows as O log. However, the asymptotic results also imply that for the MAC model, the optimal probing bandwidth decreases with ρ. his is because of the additional interference associated with larger ρ, which degrades the channel estimates. Hence as ρ increases, users should probe fewer sub-channels. Figure 5 shows optimized probing bandwidth versus. he figure shows that the single-user curve has the same shape as the curves for the MAC channel. Although not shown here, the optimized probing bandwidth with the matched filter estimator is less than that with the MMSE estimator. C. raining Power From 9 and 36, the average training power per user ǫ 0 at the rate O and log logρ / logρ O logρ for the matched filter and MMSE estimators, respectively. For the single-user model with the MMSE Coherence ime Fig. 5. Optimal probing bandwidth versus for different system loads ρ. channel estimator, it can be shown that the optimal training power decreases as O log. Although the training power tends to zero asymptotically, the rate of decrease is sufficiently slow to guarantee increasingly accurate channel estimates. o see this, note that the training energy per fading coefficient, given by ǫ r, tends to infinity as Olog logρ / logρ and Ologρ for matched filter and MMSE estimators, respectively. Similarly, for the single-user model it increases as Olog. he optimized training energy for the matched filter estimator is therefore larger than that for the MMSE estimator, whereas the optimized training power is smaller. Similarly, as ρ increases, the optimized training power decreases, whereas the optimized training energy increases. his reversal of trends is due to the asymptotic behavior of the probing bandwidth, which decreases as ρ increases. Consequently, the optimized training power is spread over fewer sub-channels. As an example, Figure 6 shows optimal training power versus. he average training power decreases at a similar asymptotic rate for both the MAC and single-user channel models, and also decreases with load. D. raining Duration Figure 7 shows plots of optimal training length versus with different values of ρ. his figure shows that for the singleuser model the training length should be minimized, i.e., =, so that α 0 as increases. hat is, for the single-user model, the training energy is concentrated in a single symbol. 5 However, the training length increases almost linearly with for ρ > 0, and the slope increases with ρ. he increase in the length of the training sequence allows for interference suppression during the channel estimation phase. hat is, the MMSE channel estimator can suppress the interferers provided that the length of the training sequence exceeds the number of users probing the particular sub-channel. 5 It is shown in [5] that as, the performance depends on α only through ǫ.

8 Average raining Power ε Single User MAC ρ = 0. MAC ρ = 0.3 MAC ρ = Coherence ime Fig. 6. Optimized training power versus for different loads ρ. he average number of users probing a particular subchannel is r K, which increases sublinearly with K. Although the optimal α 0, it is also true that r /α 0. Hence the average number of users probing a particular sub-channel should be small relative to the duration of the training sequence. From 30 and 37 the training length log log log log log / log 3/ grows as O for the matched filter estimator, and as O for the MMSE estimator. As expected, the optimal training length for the matched filter estimator is larger than that for the MMSE estimator. raining ength Single User MAC ρ = 0. MAC ρ = 0.3 MAC ρ = Coherence ime Fig. 7. Optimal training length versus for different loads ρ. VII. COCUSIOS We have studied spectrum sharing over a doubly-selective block Rayleigh fading multiple access channel. A random access protocol is assumed, in which the users coordinate transmissions based on limited feedback about channel conditions. Our main results show how the optimal probing bandwidth, training power, and training duration behave asymptotically as the number of users K, bandwidth, and coherence time scale linearly. he scheme is order-optimal in the sense that the capacity exhibits the same growth with coherence time as the capacity with complete channel knowledge at the transmitters i.e., Olog log. he loss due to training overhead and channel estimation is a second-order term, which tends to zero as. In contrast, if the users avoid interference by probing and transmitting on non-overlapping sub-channels, then the ergodic capacity per user is a constant, i.e., does not increase with. he asymptotic analysis shows that the number of users, which probe a particular sub-channel, increases as O K/log K. his provides increasingly accurate channel estimates, even though the training power per user tends to zero. he optimal probing bandwidth and training power decrease with the load ρ. An extension of the single-user results in [5] shows that each parameter exhibits the same ordergrowth with as for the MAC model. In contrast, the training length must be at least as long as the expected number of users per sub-channel in order to effectively suppress interference from other users probing the same sub-channel. Although the asymptotic results accurately predict the performance only for very large K, the asymptotic trends presented are visible for system sizes of interest. he model and results presented here might be extended in different ways. For example, we have assumed synchronous training, whereas uncoordinated users are likely to be asynchronous. Also, the sub-channels across frequency and time are likely to be correlated. his may reduce the amount of overhead needed to obtain accurate sub-channel estimates, although it may not change the order of capacity growth from the i.i.d. model. Finally, extensions to other network configurations e.g., peer-to-peer may also relate to practical spectrum sharing scenarios. REFERECES [] D. se and P. Viswanath, Fundamentals of Wireless Communication, Cambridge University Press, 005. [] J. Evans and D..C. se, arge System Performance of inear Multiuser Receivers in Multipath Fading Channels, IEEE rans. on Info. h., vol. 46, pp , Sep [3] D..C. se and O. Zeitouni, inear Multiuser Receivers in Random Environments, IEEE rans. on Info. h., vol. 46, pp. 7-88, Jan [4] M. Medard, he effect upon channel capacity in wireless communications of perfect and imperfect knowledge of the channel, IEEE rans. Inform. heory, vol. 46, pp , May 000. [5] M. Agarwal and M. Honig, Wideband Fading Channel Capacity with raining and Partial Feedback, Proc. Allerton Conference, Sept [6] Y.K. Sun, ransmitter and Receiver echniques for Wireless Fading Channels, PhD thesis, orthwestern University, December 004. [7] V. Raghavan, G. Hariharan, and A.M. Sayeed, Exploiting ime- Frequency Coherence to Achieve Coherent Capacity in Wideband Wireless Channels, 43rd Allerton Conference, September 005. [8] S. Borade and. Zheng, Wideband Fading Channels with Feedback, Allerton Conference on Communication, Control, and Computing, Urbana, I, USA, September 004. [9] S. Guha, K. Munagala, S. Sarkar, Jointly optimal transmission and probing strategies for multichannel wireless systems, Conference on Information Sciences and Systems CISS, March -4, 006, Princeton, J. [0] A. Sabharwal, A. Khoshnevis and E. Knightly, Opportunistic Spectral Usage: Bounds and a Multi-band CSMA/CA Protocol, ACM ransactions on etworking, 006, accepted for publication.

3432 IEEE TRANSACTIONS ON INFORMATION THEORY, VOL. 53, NO. 10, OCTOBER 2007

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