ZHOU ZHANG, Ph.D., CFA

Transcription

1 ZHOU ZHANG, Ph.D., CFA University of Regina Faculty of Business Administration Office: (306) Wascana Parkway Fax: (306) Regina, SK, Canada S4S 0A2 EDUCATION Ph.D. (Finance), I.H. Asper School of Business, University of Manitoba, 2007 Chartered Financial Analyst (CFA), CFA Institute, 2008 M.A. (Economics), University of Manitoba, 2001 B.Econ. (Accounting), Hangzhou Institute of Commerce, 1997 WORK EXPERIENCE Associate Professor in Finance (Tenured), Faculty of Business Administration, University of Regina, 2012 to current (with Leaders Council Scholar, ; Viterra Faculty Fellow, 2010 to 2013) Research Scientist and Associate Member, Institute for Energy, Environment and Sustainable Communities (IEESC), 2014 to current Assistant Professor in Finance, Faculty of Business Administration, University of Regina, 2007 to 2012 (with CMA Faculty Fellow, ) Education Chair and Board of Directors, CFA Society of Saskatchewan, 2008 to 2013 Research Assistant, I.H. Asper School of Business, 1999 to 2005 Financial Analyst, China Construction Bank, PEER REVIEWED JOURNALS Corporate Social Responsibility and Irresponsibility: A Stakeholder Specific Examination across Coordinated Market Economies and Liberal Market Economies, 2017, with Kent Walker and Na Ni, British Journal of Management, Forthcoming. The Use of Praxis in the Classroom to Facilitate Student Transformation, 2017, with Bruno Dyck, Kent Walker and Fred Starke, Journal of Business Ethics, Forthcoming. "The Angel-halo Effect: How Increases in Corporate Social Responsibility and Irresponsibility Relate to Firm Performance", 2016, with Kent Walker and Bing Yu. European Business Review 28, The Effect of Internal Control Material Weakness on Firm Valuation: Evidence from SOX Section 404 Disclosures, 2016, with Yingqi Li, Junli Yu and Xiaofan Zheng. Finance Research Letters 17, The Impact of Occupational Community on the Quality of Internal Control, 2016, with Shelagh Campbell, Yingqi Li, Junli Yu. Journal of Business Ethics 139, "Board Independence, Ownership Concentration and Corporate Performance - Chinese Evidence", 2015, with Ke Li, Lei Lu and Usha R. Mittoo. International Review of Financial Analysis 41,

2 Asymmetric Information, Illiquidity, and Asset Returns: Evidence from China, 2014, with Guangchuan Li, Lei Lu and Bo Wu. Quantitative Finance 14, Government Intervention and Investment Comovement: Chinese Evidence, 2013, with Donghua Chen, Saqib Khan and Xin Yu. Journal of Business Finance and Accounting 40, Bond Market Access, Credit Quality and Capital Structure: Canadian Evidence, 2010, with Usha R. Mittoo. Financial Review 45, The Capital Structure of Multinational Corporations: Canadian versus U.S. Evidence, 2008, with Usha R. Mittoo. Journal of Corporate Finance 14, Accounting for Interaction and Individual Specific Effects in an Ordered Probit Analysis of International Air Traveler Preferences, 2014, with Najam U. Saqib and Edward R. Bruning. Studies in Business and Economics. Hedging Against Mother Nature? Weather Derivatives might be the Solution, 2011, with Saqib Khan, SMEE Review 4 (1), BOOK CHAPTERS & CASES Multinational Cost of Capital and Capital Structure, 2012, with Franck Bancel and Usha R. Mittoo. In Baker, K., and Riddick L. (Ed.), Survey of International Finance, Chapter 22. Edison, NJ: Oxford University Press. Country-of-Origin Determinants of Value Creation in International Joint Ventures: A Comparison of Hong Kong and U.S. Investments in China, 2010, with Dennis Chung and Usha R. Mittoo, In Harold Black, Lyod Blenman, and Edward Kane (Eds.), Banking and Capital Markets: New International Perspectives. Prairie Venture Limited, 2009, with Jim Hatch, Ivey Case Publishing, University of Western Ontario, 9B09N025. WORKING PAPERS Do Sources of Occupational Community impact Corporate Internal Control? The case of CFOs in the High Tech industry, with Junli Yu, Shelagh Campbell and Jing Li. Accounting, Auditing & Accountability Journal, Revise and Resubmit. Me Too! Evidence for a Relationship between CSR Comovement and Firm Value, with Donal Crilly, Na Ni, Cuili Qian and Xin Yu. In-House Production or Contracting Out to Government? Understanding the Dilemma for Philanthropic Foundations in China, with Helen Huang, Na Ni and Shunming Zhang, under journal review. The Evolving Borrowing Costs of Rule 144A Market: A Cross-Country Analysis, with Usha R. Mittoo. Asymmetry and Confidence Effects in the Information Diffusion Process of Financial Markets, with Haijun Yang, Shu Qi and David Koslowsky. January 2018 Zhou Zhang Page 2

3 REFEREED CONFERENCE PRESENTATIONS Unintended Consequences of the Sarbanes-Oxley Act's Timing for the U.S. and Foreign Rule 144A Debt Issuers, with Usha Mittoo Presented at the 2017 Midwest Finance Association Annual Meeting, 2016 Financial Management Association Annual Meeting. Determinants of Deterioration in Internal Control Reported under SOX 404, with Chunhua Chen, Tianze Li and Steven Zheng Presented at the 2016 AAA Mid-Atlantic Region Meeting. "The Effect of Internal Control Weakness on Firm Valuation: Evidence from SOX Section 404 Disclosures, with Yingqi Li, Junli Yu and Steven Zheng Presented at the 2015 Canadian Academic Accounting Association Annual Meeting, 2015 Conference on Convergence of Financial and Managerial Accounting Research, and 2015 American Accounting Association Annual Meeting. Asymmetry and Confidence Effects in the Information Diffusion Process of Financial Markets, with Haijun Yang, Shu Qi and David Koslowsky Presented at the 2015 American Economic Association. Board Independence, Ownership Concentration and Corporate Performance, with Ke Li, Lei Lu and Usha R. Mittoo Presented at the Midwest Finance 2012 conference and 2012 World Finance and Banking Symposium (Shanghai). Government Intervention and Investment Comovement, with Donghua Chen, Saqib Khan, and Xin Yu. Presented at the Australasian Finance and Banking 2010 conference, Financial Management Associating 2011 conference, 2012 CSBF Finance Conference (Beijing) The Evolving Borrowing Costs of Rule 144A Market: A Cross-Country Analysis, with Usha R. Mittoo Presented at the Midwest Finance 2011 conference, Northern Finance Association 2010 conference, and Administrative Sciences Association of Canada 2010 conference (Best Paper Award in Finance Division). The Geography of European Convertible Bonds: Why Firms Issue Convertibles?, with Franck Bancel and Usha R. Mittoo Presented at the Midwest Finance Association 2009 conference and the Northern Finance Association 2009 conference. Country-of-Origin Determinants of Value Creation in International Joint Ventures: A Comparison of Hong Kong and U.S. Investments in China, with Dennis Chung and Usha R. Mittoo Presented at the Midwest Finance Association 2008 conference. The Capital Structure of Multinational Corporations: Canadian versus U.S. Evidence, with Usha R. Mittoo Presented at the Financial Management Association 2005 conference, Eastern Finance Association 2005 conference, and Northern Finance Association 2004 conference. Bond Market Access, Credit Quality and Capital Structure: Canadian Evidence, with Usha R. Mittoo January 2018 Zhou Zhang Page 3

4 Presented at the Financial Management Association 2006 conference, Eastern Finance Association 2006 conference, and Northern Finance Association 2005 conference. Market Timing, Capital Structure and Cross Listing: Canadian Evidence, with Usha R. Mittoo Presented at the Financial Management Association 2007 conference and Northern Finance Association 2006 conference. Accounting for Interaction and Individual Specific Effects in an Ordered Probit Analysis of International Air Traveler Preferences, with Najam U. Saqib and Edward R. Bruning Presented by the co-authors at the Administrative Sciences Association of Canada 2005 conference. Changing Patterns of Non-Trading on the Toronto Stock Exchange, with Usha R. Mittoo Presented at the Administrative Sciences Association of Canada 2003 conference. INVITED SEMINARS University of Saskatchewan (2016, 2011), Shanghai Lixin University of Commerce ( ), Shanghai University of Finance and Economics (2011), Zhejiang University (2011), Nanjing University (2011, 2010). ACADEMIC SERVICE Referee for Journals Journal of Corporate Finance, Journal of Banking and Finance, Journal of Empirical Finance, The Financial Review, The European Journal of Finance, Pacific-Basin Finance Journal, Managerial Finance, Canadian Journal of Administrative Sciences, International Review of Financial Analysis, Emerging Markets Finance and Trade. Thesis Defense External examiner for Peter Pan, Master of Applied Science in Environmental Systems Engineering, University of Regina, 2016 Committee member for Li Guo, Doctor of Philosophy in Interdisciplinary Studies, University of Regina, External Examiner for Myles Shedden, Master in Finance, University of Saskatchewan, 2016 Chair of Examining Committee for Xiujuan Chen, Master of Applied Science in Environmental Systems Engineering, University of Regina, 2014 Chair of Examining Committee for Yu Song, Master of Science in Computer Science, University of Regina, 2014 Chair of Examining Committee for Yanbin Gong, Master in Engineering, University of Regina, 2014 Chair of Examining Committee for Sixu Zheng, Master in Petroleum Systems Engineering, University of Regina, 2012 External Examiner for Weiting Zhou, Master in Finance, University of Saskatchewan, 2011 External Examiner for Fei Yu, Master in Arts (Political Science), University of Regina, 2008 Chair of Examining Committee for Ibrahim Ali Abdussalam, Master of Engineering, University of Regina, 2008 Conference Committee Program Chair, Finance Division of 2012 ASAC Conference Academic Reviewer, Finance Division of 2011 ASAC Conference Discussant for Conferences World Finance and Banking Symposium (2012) Midwest Finance Association Annual Meetings (2017, 2013, 2011, 2008) January 2018 Zhou Zhang Page 4

5 Australasian Finance and Banking conference (2010) Northern Finance Association Annual Meetings (2010, 2006, 2005, 2004) Administrative Sciences Association of Canada Annual Meetings (2011, 2010, 2003) Eastern Finance Association Annual Meeting (2005) TEACHING EXPERIENCE University of Regina: 2007 to current Introduction to Finance (BUS290) Finance: Theory and Applications (BUS395) International Financial Management (GBUS891 and BUS491) Personal Financial Planning (BUS492AA) Security Analysis (BUS492AC) UR Investing Program (BUS492AD) University of Manitoba: Corporation Finance (AF9.220) AWARDS AND GRANTS Awards Leaders Council Scholar, University of Regina, Viterra Faculty Fellowship, University of Regina, CMA Faculty Fellowship, University of Regina, Nominated for the Governor General s Gold Medal Best Dissertation Award, University of Manitoba, 2007 University of Manitoba Graduate Fellowship, I.H. Asper School of Business Ph.D. Fellowship, Canadian Credit Management Foundation Ph.D. Fellowship, AIMR s Society Scholarship (Winnipeg), 2002 and 2004 AIMR Student CFA Scholarship, 2001 Hangzhou Institute of Commerce Fellowship, Grants SSHRC Insight Grant (co-investigator, , with Dr. Usha Mittoo and Dr. Madhu Kalimipalli) President s Fund and SSHRC General Research Grant Fund, University of Regina, 2007 and 2012 Dean s Research Grant, University of Regina, 2007, 2008, 2009, 2012 and 2015 University of Manitoba Graduate Travel Grant, 2005 and 2006 I.H. Asper School of Business Conference Travel Grant, 2003, 2005 and 2006 University of Manitoba Students Union SiGPAC Travel Fund, 2005 I.H. Asper School of Business Internal Research Grant, 2003 Alumni Association of the University of Manitoba Travel Fund, 2003 OTHER SERVICE Board of Directors and Investment Committee member, UR Investing Program, 2010 to current. Board of Directors, Association of Chinese-Canadian Professors (ACCP), Regina Chapter, 2010 to current (being the Chair for ). Scholarship Committee, Faculty of Business Administration, University of Regina, 2009 to 2013 Dean s Advisory Committee, Faculty of Business Administration, University of Regina, 2008 to Faculty Representative to the Dr. John Archer Library, 2007 to January 2018 Zhou Zhang Page 5

6 Faculty Representative to the Faculty of Education, University of Regina, 2011 to MEDIA INTERVIEW Global TV (August 9, 2011) on sovereign debt crisis. MEMBERSHIP CFA Institute, CFA Society of Saskatchewan, Midwest Finance Association, Canadian Academic Accounting Association. January 2018 Zhou Zhang Page 6