Special Executive Report

Transcription

1 Special Executive Report S-6531 WEEKLY POSTING MEMBERSHIP/SHARE SALES AND TRANSFERS Members having any information regarding the transferees listed below are requested to communicate the same to the Shareholder Relations and Membership Services Department ( the Department ) on or before February 04, In accordance with CME Rule 110, At the conclusion of the 20 day claim filing period, the Market Regulation Department and the Department shall conduct an investigation of all claims properly filed against the seller s membership or its proceeds. All claims against the seller of a membership shall be submitted in writing to the Department on or before February 04, TRANSFEREE DIVISION TRANSFEROR RULE/AMOUNT DATE Vincent D. D'Agostino GEM **Richard I. Atlas 106D Transfer 01/07/2013 J.P. Morgan Clearing Corp CME Nicholas Parras 106D Reinstatement 01/07/2013 Nicholas Parras IMM Louis A. Pagano Revocable 106D Transfer 01/07/2013 Trust U/D/T January 6, 1997, Louis A. Pagano, Trustee #Joseph M. Goerdt IOM Stanley D. Kubacki 106H/D Transfer 01/08/2013 MCA TRADING LLC B. Perry Smith IMM Vigilant Futures LLC 106D Reinstatement 01/08/2013 Commerzbank AG IMM Joachim E.H. Von Eiberg 106D Reinstatement 01/08/2013 MCA Trading LLC IOM Peter J. Costello Revocable 106H/D Transfer 01/08/2013 Trust Agreement Dated 1/22/08, Peter J. and Mary Alice Costello, Co-Trustees PDT Partners Portfolio III, LLC IOM + B3 George H. Keefe III $75,000 01/09/2013 PDT Partners Portfolio III, LLC IMM + B2 Thomas A. Grisafi $183,000 01/09/2013 Jeffrey S. Waters IMM Dean C. Costalas 106F Transfer 01/09/2013 ELDORADO TRADING GROUP LLC Thomas S. Beller IOM Richard A. Mesirow 106D Transfer 01/09/2013 J.P. Morgan Securities, LLC IOM Whitney L. White 106F Transfer 01/09/2013 J.P. Morgan Securities, LLC IOM James D. Criner 106F Transfer 01/09/2013 J.P. Morgan Securities, LLC IOM Brian P. Twohig 106F Transfer 01/09/2013 PDT Partners Portfolio III, LLC IMM + B2 Arthur J. Duquette $190,000 01/10/2013

2 Page 2 PDT Partners Portfolio III, LLC GEM + B4 Agnieszka Jankuc $23,000 01/11/2013 PDT Partners Portfolio III, LLC CME + B1 Mark R. Slobodnik $459,000 01/11/2013 Charles Hirsh IOM John J. Lattner 106D Reinstatement 01/11/2013 Gregory J. Heraty IOM Charles Hirsh 106D Transfer 01/11/2013 William R. Shepard CME Matthew M. Kosanda 106F Transfer 01/11/2013 PNT FINANCIAL LLC PDT Partners Portfolio III, LLC IOM + B3 Irv L. Slosberg $81,000 01/11/2013 * New Applicant ** Shareholder # New Applicant Previously Posted ELECTRONIC CORPORATE MEMBER FIRM WITHDRAWAL MCA Trading, LLC has withdrawn as a CME Rule 106.R. Electronic Corporate Member Firm Volume Incentive Program, effective January 8, TRADING MEMBER FIRM APPROVAL MCA Trading, LLC has been approved as a CME Rule 106.H. Trading Member Firm IOM Division, effective January 8, LMR Global Opportunities Master Fund Limited has been approved as a CME Rule 106.H. Trading Member Firm IMM Division, effective. Swiss Re Financial Products Corporation has been approved as a CME Rule 106.H. Trading Member Firm IMM Division, effective. CLEARING MEMBER APPROVAL Wells Fargo Securities, LLC has been approved as a CME clearing member, effective Monday,. OTC CLEARING MEMBER APPLICATION Société Générale has applied for OTC Derivatives Clearing Membership for FX Products. Members who have information concerning the firm which would be helpful to the Clearing House Risk Committee, are requested to communicate the same in confidence to the Chairman of the Committee. Officers Craig Overlander, Chief Executive Officer Americas Paul Rattier, Chief Financial Officer Americas Mark E. Kaplan, Chief Operations Officer Americas

3 Page 3 NEW APPLICANTS FOR MEMBERSHIP The applicants listed below are applying for membership and will be transferred membership at a later date. Any member having any information regarding these applicants is requested to communicate the same to the Shareholder Relations and Membership Services Department on or before February 04, Photographs of new applicants will be displayed on the bulletin boards located on the trading floor. APPLICANT Joel M. Stender Chicago, IL DIVISION IMM BID, OFFER AND LAST SALE FOR MEMBERSHIP INTERESTS WITH ASSOCIATED CLASS B SHARES AS OF Friday, January 11, 2013 at 4:00 P.M. CME IMM IOM GEM Date 01/11/ /10/ /11/ /11/2013 Last $459,000 $190,000 $81,000 $23,000 Bid $400,000 $170,000 $62,500 $10,000 Offer $480,000 $220,000 $90,000 $24,500 BID, OFFER AND LAST SALE FOR MEMBERSHIP INTEREST SWAP MARKET AS OF Friday, January 11, 2013 at 4:00 P.M. CME FOR IMM CME FOR IOM IMM FOR IOM Date 10/02/ /01/ /29/2009 Last $250,000 $175,000 $230,000 Bid $100,000 NONE $50,000 Offer $250,000 NONE $290,000

4 Page 4 Chicago Mercantile Exchange Inc. Reported Lease Prices and Membership Interests for Lease Monday, 10:00 AM Lease Information Line (312) CURRENT LEASE INFORMATION IS AVAILABLE AT I. REPORTED LEASE PRICE INFORMATION II. MEMBERSHIP INTERESTS AVAILABLE FOR LEASE I. REPORTED LEASE PRICE INFORMATION 1. Lease prices are updated as received and are listed in the Membership Services Department. Lease prices can be accessed on the CME Group Website ( 2. To request a fax of this document, please call the LIL at (312) Rule 106.D.12 NOW REQUIRES ALL LESSORS TO NOTIFY THE EXCHANGE OF ANY NEW OR RENEWED LEASE PRICES WITHIN TWO BUSINESS DAYS OF THE NEGOTIATED LEASE AGREEMENT. Lease Reporting Forms are available by contacting the Membership Services Department at (312) The Exchange will report all information submitted and makes no claim as to the completeness or accuracy of this information. CME DIVISION - REPORTED LEASE INFORMATION - NEW LEASES 01/01/ mo. $2,000 12/26/ /30/ mo. $2,100 11/29/ /01/ mo. $2,000 11/29/ /01/ mo. $2,100 11/07/ /24/ mo. + 8 days $2,000 10/22/ /24/ mo. + 8 days $2,000 10/22/ /02/ mo days $2,100 10/01/ /24/ mo. + 7 days $2,000 09/19/ /24/ mo. + 7 days $2,000 09/19/ /18/ mo. $2,100 09/13/2012

5 Page 5 CME DIVISION - REPORTED LEASE INFORMATION - LEASE RENEWALS 02/01/ mo. $2,000 01/09/ /01/ mo. $2,000 01/02/ /01/ mo. $2,000 01/02/ /01/ mo. $2,000 12/28/ /01/ mo. $2,000 12/27/ /01/ mo. $2,000 12/27/ /01/ mo. $1,950 12/27/ /01/ mo. $2,000 12/19/ /20/ mo. $2,000 12/19/ /01/ mo. $2,000 12/20/2012 IMM DIVISION - REPORTED LEASE INFORMATION - NEW LEASES 01/16/ mo. $900 01/11/ /08/ mo days $850 01/07/ /01/ mo. $925 12/12/ /01/ mo. $925 12/12/ /04/ mo. $900 12/03/ /01/ mo. $950 11/28/ /01/ mo. $950 11/28/ /01/ mo. $925 11/29/ /19/ mo days $900 11/16/ /19/ mo days $950 11/16/2012

6 Page 6 IMM DIVISION - REPORTED LEASE INFORMATION - LEASE RENEWALS 02/01/ mo. $925 01/11/ /01/ mo. $925 01/11/ /01/ mo. $925 01/09/ /01/ mo. $925 01/09/ /01/ mo. $925 01/01/ /01/ mo. $925 01/01/ /01/ mo. $900 12/31/ /01/ mo days $900 12/31/ /01/ mo days $900 12/31/ /01/ mo. $900 12/31/2012 IOM DIVISION - REPORTED LEASE INFORMATION - NEW LEASES 01/11/ mo days $350 01/10/ /01/ mo. $375 01/09/ /09/ mo days $350 01/09/ /08/ mo days $375 01/07/ /03/ mo. $350 01/03/ /03/ mo. $350 01/03/ /01/ mo. $350 12/13/ /01/ mo. $300 12/28/ /31/ mo. $375 12/31/ /01/ mo. $350 12/28/2012

7 Page 7 IOM DIVISION - REPORTED LEASE INFORMATION - LEASE RENEWALS 02/01/ mo. $375 01/11/ /01/ mo. $375 12/31/ /01/ mo. $350 12/31/ /01/ mo. $375 12/31/ /01/ mo. $375 12/31/ /01/ mo. $375 12/31/ /01/ mo. $375 12/31/ /01/ mo. $375 12/31/ /01/ mo. $400 12/31/ /01/ mo. $350 01/02/2013 GEM DIVISION - REPORTED LEASE INFORMATION - NEW LEASES 01/11/ days $125 01/10/ /07/ days $125 01/07/ /01/ mo. $150 12/31/ /05/ mo days $125 10/04/ /21/ mo days $150 09/21/ /01/ mo. $125 08/30/ /01/ mo. $125 07/31/ /23/ mo. + 9 days $150 05/22/ /01/ mo. $125 04/16/ /23/ mo. $150 04/19/2012

8 Page 8 GEM DIVISION - REPORTED LEASE INFORMATION - LEASE RENEWALS 01/01/ mo. $150 12/31/ /01/ mo. $150 12/31/ /01/ mo. + 6 days $150 12/19/ /01/ mo. + 9 days $150 12/19/ /01/ mo. $150 12/13/ /01/ mo. $150 11/29/ /01/ mo. $150 11/29/ /01/ mo. $125 11/28/ /01/ mo. $125 11/26/ /01/ mo. + 9 days $150 11/26/2012 II. MEMBERSHIP INTERESTS AVAILABLE FOR LEASE 1. Lessors are requested to contact the Leasing Information Line LIL at (312) or the Membership Services Department at (312) to initially list a membership available for lease. Listings must be received by 6 p.m. to be included on the next days list. This list is updated once per day by 10 a.m. each morning. 2. Names will be posted on this list for five (5) business days. To renew your listing, please call the LIL voice mail renewal at (312) All names will be listed on under the Memberships For Lease section in date order as they are received by the Membership Services Department. CME Memberships for Lease Lessor Date Available Contact Tel. Number Edward J. Verdino Immed. Becky Christie (312) Kenneth W. Challand Immed. Gregg Williams (312) Burt E. Gordon Immed. Mark Robertson (312) William L. Waldock Immed. Paula McKinney (847) William M. Cavanagh Declaration Of Trust 5/19/98 Immed. Maria Abbate (312) IMM Memberships for Lease Lessor Date Available Contact Tel. Number Richard W. Kaspar Revocable Trust Agreement Immed. Paula McKinney (847) Harvey C. Paffenroth Jr. Immed. Laura McGuire (312) Estate Of Richard J. Appel Immed. Margie Gralla (312)

9 Page 9 Norman W. Lieber Immed. Becky Christie (312) Helen Ann King Revocable Trust U/A/D 6/23/95 Immed. Karen Matrenec (708) Donna Shannon Mulchrone Living Trust Immed. Karen Matrenec (708) Phillip T. Karafotas Immed. Karen Matrenec (708) John E. Anderson Immed. Laura McGuire (312) Clifford Kabumoto Trust Immed. Margie Gralla (312) The Marjorie Susan Bennett Trust Dated May 15, Immed. Karen Matrenec (708) Donald L. Minucciani Trust Dated 12/12/84 Immed. Karen Matrenec (708) Jean L Geurkink Trust Immed. Karen Matrenec (708) Paul P.L. Seet Immed. Paula McKinney (847) Donald W.B. Drapeau Immed. George Klahn (312) Dennis C. Suder Immed. Paula McKinney (847) The Ernest Nissen Revocable Trust Immed. Tracy Christie (773) Kevin T. Duffy Immed. Kevin Duffy (920) K.G. Birks Marital Trust Immed. Karen Matrenec (708) Lorrayne Ltd Immed. Karen Matrenec (708) Barry S. Cohn Revocable Trust Immed. Karen Ellison (312) Gerald B. Fleischman Immed. Karen Ellison (312) Louis A. Pagano Revocable Trust U/D/T January 6, Immed. Becky Christie (312) Paul J. Finkel Immed. Becky Christie (312) Steven E. Jacobs Immed. Becky Christie (312) Robert J. Allen Immed. Becky Christie (312) Trust Agreement Of Thomas A. Cicardo And Lori L. Immed. Karen Matrenec (708) Cicardo Norma G. Means Revocable Trust U/A/D 10/24/94 Immed. Paula McKinney (847) Donald M. Karel Immed. Paula McKinney (847) Dolores M. Crilly Living Trust Dated 9/14/92 Immed. Karen Matrenec (708) Michael J. Lawlor Immed. Paula McKinney (847) David Horberg Living Revocable Trust Immed. Paula McKinney (847) Walter A. Broussardi Immed. George Klahn (312) Michael P. Mullins Immed. Becky Christie (312) Raymond E. Page Trust Dated 10/4/96 Immed. Becky Christie (312) Norton D. Waltuch Immed. Eric (773) Robert S. Venit Immed. Becky Christie (312)

10 Page 10 Stephen D. Friend Immed. Margie DeLorme (312) Brian J. Barry Trust Dated Feb. 26, 2004 Immed. Margie DeLorme (312) B. Perry Smith Immed. Becky Christie (312) John And Darice Eastman Trust Dated 7/25/00 Immed. Margie DeLorme (312) William G. Mulchrone Immed. Margie DeLorme (312) IOM Memberships for Lease Lessor Date Available Contact Tel. Number Anthony Carl Cirro Living Trust Dated July 24, 2006 Immed. Christine White (847) Harold Burland Trust Immed. Larry Burland (312) Fred Bourg (715) George Segal Revocable Trust Immed. Theresa Quinlan (312) Susan C. Gruebnau Declaration Of Trust U/A DTD. Immed. Bernard Doyle (312) /21/2006 Barry M. Hirsch Immed. Paula McKinney (847) Sidney S. Frank Immed. Tracy Christie (773) Thomas R. Lembeck Immed. Milly Limas-Dutton (312) Samuel F. Adam Revocable Trust Dated June 9, Immed. Nikki (312) Todd T. Stewart Immed. Paula McKinney (847) Denis P. Duffey Immed. Becky Christie (312) Michael R. Levine Immed. Becky Christie (312) Gregg R. Schneider Family Trust Immed. Karen Ellison (312) Marvin Steinberg Amended And Restated Revocable Immed. Milly Limas-Dutton (312) Trust Dated Irv L. Slosberg Immed. Tracy Christie (773) George Hase Living Trust 6/30/94 Immed. Milly Limas-Dutton (312) Thomas G. Pandola Immed. Becky Christie (312) Dominic Cimino Declaration Of Trust Dated Immed. Milly Limas-Dutton (312) Georgi Komon-Gold Immed. Becky Christie (312) Pauline Jesser Family Trust Dated 10/22/84 Immed. Becky Christie (312) Clifford Kabumoto Trust Immed. Margie Gralla (312) Patrick J. Mulchrone Immed. Margie DeLorme (312) Charles Hirsh Immed. Becky Christie (312) Douglas D. Boys Declaration Of Trust Dated May 5, Immed. Doug Boys (630) Edward G. Denten Immed. Becky Christie (312)

11 Page 11 Nicholas D. Gabrione Immed. Margie DeLorme (312) Eddy H. Lamar Immed. Margie DeLorme (312) Sy Nagorsky Immed. Paula McKinney (847) Nick A. Guarino Immed. Paula McKinney (847) Mary J. O'Connor Immed. Mary J. O'Connor (312) Savinothree, LLC Immed. Becky Christie (312) The James T. Napolitan Living Trust Dated 8/4/09 Immed. Becky Christie (312) Todd Walker Living Trust DTD 2/26/07 Immed. Laura McGuire (773) Robert G. Caire III Immed. Becky Christie (312) Gerald M. Bear Immed. Becky Christie (312) Norton D. Waltuch Immed. Eric (773) Michelle M. Scheffel Immed. Val Visus (312) Trust Agreement Of Thomas A. Cicardo And Lori L. Immed. Karen Matrenec (708) Cicardo Seymour H. Persky Revocable Trust Dated Immed. Karen Matrenec (708) September 27, 2000 Mark R. Kellner Immed. Margie DeLorme (312) Maury A. Kravitz Immed. Becky Christie (312) Jeffrey S. Worley Immed. Becky Christie (312) Helen Ann King Revocable Trust U/A/D 6/23/95 Immed. Karen Matrenec (708) Michael D. Okun Immed. Karen Matrenec (708) Carie J. Graham Immed. Karen Matrenec (708) Carl W. Peterson Jr. Trust Under Declaration Dated April 5, Immed. Karen Matrenec (708) GEM Memberships for Lease Lessor Date Available Contact Tel. Number Harold C. Stein Revocable Trust Immed. Milly Limas-Dutton (312) Frederick & Barbara J. Hoekstra Trust U/T/A Dated Immed. Paula McKinney (847) /30/97 Barnett Bakal Revocable Trust U/A/D 12/28/88 Immed. Theresa (312) Barry S. Cohn Revocable Trust Immed. Karen Ellison (312) William F. Kulp Immed. Gregg Williams (312) Robert G. Mulchrone Immed. Margie DeLorme (312) Gerald Ordman Immed. Paula McKinney (847) K.G. Birks Marital Trust Immed. Karen Matrenec (708)

12 Page 12 Kraig L. Dippold Immed. Karen Matrenec (708) Alan V Mitchell 1998 Trust Immed. Paula McKinney (847) Burton S. Steck Immed. Paula McKinney (847) Anthony Carl Cirro Living Trust Dated July 24, 2006 Immed. Christine White (847) Charles J. Riley Immed. Becky Christie (312) Lee J. Kanefield Immed. Karen Ellison (312) Arthur G. Lyle Revocable Trust Immed. Karen Matrenec (708) Woodrow H. Levin Immed. Becky Christie (312) Walter W. Hautamaki Immed. Tracy Christie (773) Alan V. Bush Immed. Same (630) Trust Agreement Of Thomas A. Cicardo And Lori L. Immed. Karen Matrenec (708) Cicardo Seymour H. Persky Revocable Trust Dated Immed. Karen Matrenec (708) September 27, 2000 Marsha A. Browdy Immed. Karen Matrenec (708) Marc B. Hirsch Immed. Paula McKinney (847) Richard D. Kohn Immed. Becky Christie (312) John M. Baker Jr. Immed. Milly Limas-Dutton (312) Paul S. Doppelt Immed. Becky Christie (312) Anthony Carl Cirro Living Trust Dated July 24, 2006 Immed. Christine White (847) Edward J. Verdino Immed. Becky Christie (312) Todd S. Newberger Immed. Milly Limas-Dutton (312) Thomas F. Pace Trust Dated Immed. Margie DeLorme (312) James R. Levinson Immed. Karen Matrenec (708) Megan M. Vanhazebroeck Immed. Milly Limas-Dutton (312) Susan M. Serota Trust Immed. Karen Matrenec (708) Juliana Raduenzel Revocable Living Trust Dated Immed. Karen Matrenec (708) /13/08 J. Timothy Kelley Trust Dated 9/17/05 Immed. Karen Matrenec (708) Hershel H. Herrendorf Revocable Trust Immed. Margie DeLorme (312) Teresa F. Colella Immed. Laura McGuire (312) Stephen R.J. Adie Immed. Becky Christie (312) Michael D. Montgomery Immed. Michael Montgomery (219) Kevin B. Coyner Immed. Kevin Coyner (203) Copyright Chicago Mercantile Exchange Inc. All rights reserved.