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ENGINEERING COMMITTEE Interface Practices Subcommittee AMERICAN NATIONAL STANDARD ANSI/SCTE 119 2006 Measurement Procedure for Noise Power Ratio

NOTICE The Society of Cable Telecommunications Engineers (SCTE) Standards are intended to serve the public interest by providing specifications, test methods and procedures that promote uniformity of product, interchangeability and ultimately the long term reliability of broadband communications facilities. These documents shall not in any way preclude any member or nonmember of SCTE from manufacturing or selling products not conforming to such documents, nor shall the existence of such standards preclude their voluntary use by those other than SCTE members, whether used domestically or internationally. SCTE assumes no obligations or liability whatsoever to any party who may adopt the Standards. Such adopting party assumes all risks associated with adoption of these Standards, and accepts full responsibility for any damage and/or claims arising from the adoption of such Standards. Attention is called to the possibility that implementation of this standard may require the use of subject matter covered by patent rights. By publication of this standard, no position is taken with respect to the existence or validity of any patent rights in connection therewith. SCTE shall not be responsible for identifying patents for which a license may be required or for conducting inquiries into the legal validity or scope of those patents that are brought to its attention. Patent holders who believe that they hold patents which are essential to the implementation of this standard have been requested to provide information about those patents and any related licensing terms and conditions. Any such declarations made before or after publication of this document are available on the SCTE web site at http://www.scte.org. All Rights Reserved Society of Cable Telecommunications Engineers, Inc. 140 Philips Road Exton, PA 19341 i

TABLE OF CONTENTS 1.0 SCOPE...1 2.0 INFORMATIVE REFERENCES...1 3.0 COMPLIANCE NOTATION...1 4.0 DEFINITIONS AND ACRONYMS...2 5.0 EQUIPMENT...5 6.0 SETUP...5 7.0 PROCEDURE...6 8.0 CALCULATING DYNAMIC RANGE...9 9.0 NOTES...10 APPENDIX A: TEST REPORT...12 LIST OF FIGURES FIGURE 1: SPECTRUM OF INJECTED SIGNAL 3 FIGURE 2: SIGNAL WITH INTERMODULATION AND CLIPPING DISTORTION 4 FIGURE 3: NPR DYNAMIC RANGE EXAMPLE 4 FIGURE 4: INITIAL SETUP 6 FIGURE 5: EQUIPMENT CONNECTION 7 FIGURE 6: NOISE-NEAR-NOISE CORRECTION 9 FIGURE 7: NPR DYNAMIC RANGE EXAMPLE 10 ii

1.0 SCOPE This procedure defines a method of measurement for Noise Power Ratio (NPR) of active Cable Telecommunications equipment. It is intended for measurement of 75-ohm devices having type "F" or 5/8-24 KS connectors. See the Cable Telecommunications Testing Guidelines document, SCTE 96 2003 (formerly IPS TP 200), for a discussion of proper testing techniques. This procedure uses a spectrum analyzer to measure the noise power in a narrow frequency band. Other means of measurement such as a narrow band filter followed by a power meter may be used as long as the results can be shown to correlate to this method. 2.0 INFORMATIVE REFERENCES The following documents may provide valuable information to the reader but are not required when complying with this standard. SCTE 96 2003 (formerly IPS TP 200): Cable Telecommunications Testing Guidelines 3.0 COMPLIANCE NOTATION SHALL This word or the adjective REQUIRED means that the item is an absolute requirement of this specification. SHALL NOT This phrase means that the item is an absolute prohibition of this specification. SHOULD This word or the adjective RECOMMENDED means that there may exist valid reasons in particular circumstances to ignore this item, but the full implications should be understood and the case carefully weighted before choosing a different course. SHOULD NOT This phrase means that there may exist valid reasons in particular circumstances when the listed behavior is acceptable or even useful, but the full implications should be understood and the case carefully weighed before implementing any behavior described with this label. MAY This word or the adjective OPTIONAL means that this item is truly optional. One vendor may choose to include the item because a particular marketplace requires it or because it enhances the product, for example; another vendor may omit the same item. 1

4.0 DEFINITIONS AND ACRONYMS 4.1 Noise Power Ratio (NPR) Test: A test method that examines the amount of noise and intermodulation distortion in a channel. A test signal, comprised of flat Gaussian noise band limited to the frequency range of interest and with a narrow band (channel) of the noise deleted by a notch filter or other means, is injected into the Device Under Test (DUT). The NPR is measured at the output of the DUT as the test signal is swept across a power range. See Figure 1 for an example of an NPR test signal. 4.2 Noise Power Ratio: The ratio of the signal power density to the power density of the combined noise and intermodulation distortion in the channel. Essentially, NPR is the depth of notch. The signal power density is defined with the entire passband filled with energy. The power density of the noise and intermodulation distortion shall be measured by removing signal power from a range of frequencies with a notch filter while maintaining constant total signal power at the DUT input. 4.3 Signal: In an NPR measurement, the injected noise is referred to as the signal. 4.4 Noise Region: The range of input powers where the power in the notch is dominated by thermal noise, laser RIN, shot noise, and other noise contributors that do not change with signal level. The noise region is on the left side of a dynamic range plot. In the noise region, NPR increases approximately 1:1 with an increase in input power. 4.5 Intermodulation Region: The range of input powers where the power in the notch is dominated by intermodulation noise. In a dynamic range plot this is evidenced by a rounding of the top of the curve. The intermodulation region is between the noise and clipping regions. If the distortion performance of the DUT is extremely good, the NPR curve will transition from the noise region to the clipping region with a minimal or no intermodulation region present. 4.6 Clipping Region: The range of input powers where the power in the notch is dominated by high order intermodulation noise caused by clipping. Clipping occurs when RF or optical devices are driven into an operating region in which the input-tooutput transfer function is quickly reduced. The clipping region is on the right side of a dynamic range plot. In the clipping region, NPR decreases rapidly with an increase in input power. See Figure 2 for an example of a DUT output in the clipping region. 4.7 Dynamic Range: The range of input levels that produces a desired NPR. 2

4.8 Dynamic Range Plot: A plot that shows the dynamic range of the DUT. Generally, the range of input or output powers is on the x-axis and the NPR is on the y-axis, with the noise region on the left and the clipping region on the right. See Figure 3 for an example of a dynamic range plot. 4.9 Peak NPR: The highest NPR reading. REF 35.0 dbmv ATTEN 10 db INJECTED NOISE 10 db/ CORR'D NOISE NOTCH START 0 Hz STOP 50.00 MHz RES BW 100 khz VBW 100 Hz SWP 10 sec Figure 1: Spectrum of Injected Signal 3

REF 35.0 dbmv ATTEN 10 db INJECTED NOISE 10 db/ INTERMODULATION NOISE CORR'D START 0 Hz STOP 50.00 MHz RES BW 100 khz VBW 100 Hz SWP 10 sec Figure 2: Signal with Intermodulation and Clipping Distortion Intermodulation Region Peak NPR NPR (db) High NPR Noise Region Dynamic Range Clipping Region Low RF Level Total RF Input Power (db) High RF Level Figure 3: NPR Dynamic Range Example 4

5.0 EQUIPMENT 5.1 Only equipment specific to this procedure is described in detail here. The Cable Telecommunications Testing Guidelines, SCTE 96 2003 (formerly IPS TP 200), should be consulted for further information on all other equipment. 5.2 Required Equipment Additive White Gaussian Noise (AWGN) source with a bandwidth at least as wide as the passband to be tested Signal Shaping bandpass filter equal to the passband to be tested Bandstop (notch) filter centered at the specified frequency (generally in the middle of the passband) with a depth at least 10 db deeper than the desired maximum NPR measurement NOTE: As an alternative to the first three items, a synthesized source may be used, provided that the output waveform is Gaussian (i.e., not clipped or compressed) and the programmed bandstop region has sufficient depth. If the bandstop depth is not sufficient, a filter may be added to the output of the synthesized source. 2 way signal splitter/combiner (2) Precision variable attenuators (0.5 or 1 db step capable) Self terminating A/B switch RF power meter Spectrum analyzer with noise measurement mode (sometimes referred to as a noise marker or a noise normalization) Adapters, connectors, and cables as required 5.3 Optional Equipment Amplifier to obtain sufficient level at the DUT input Amplifier to obtain sufficient level at the spectrum analyzer input 1 db step attenuator to adjust input level to spectrum analyzer Bandpass filter with a passband wider than the notch filter. 6.0 SETUP 6.1 Following the equipment manufacturer's recommendations, perform the appropriate warm-up and calibration procedures. 6.2 Connect the equipment as shown in Figure 4. Be certain that the total power incident on the power meter does not exceed the maximum rating of the power meter. Note: If an amplifier is required to obtain sufficient signal level, the amplifier should be placed between the bandpass and notch filters as shown in Figure 4. No amplifier should be used after the notch filter because its distortion will reduce the depth of the notch. Be certain that any amplifier used has sufficient capability to produce the required level without compression. Any amplifier that follows the filters can reduce 5

the peak-to-average ratio of the injected noise, which could produce unrealistically good results. AWGN SOURCE ATT 1 SIGNAL SHAPING BANDPASS FILTER AMPLIFIER (Optional) BANDSTOP (NOTCH) FILTER A B A/B SWITCH ATT 2 POWER METER Figure 4: Initial Setup 6.3 Put the A/B switch in position B and adjust ATT2 until the power at the power meter is within the power meter s optimal range (do not overload the power meter). Adjust ATT1 so that the power when the switch is in position A is equal to the power in position B. 6.4 Adjust ATT2 until the power at the power meter is equal to the optimal (nominal) input level to the DUT. Record the setting of ATT2 and the measured power. 6.5 Replace the power meter with the spectrum analyzer and measure the flatness of the noise signal. The noise should be flat across the passband. A level variation less than 2 db across the band is recommended. 7.0 PROCEDURE 7.1 Connect the DUT as shown in Figure 5 and allow time for the DUT to warm up and stabilize before making measurements. 6

AWGN SOURCE ATT 1 SIGNAL SHAPING BANDPASS FILTER OPTIONAL AMPLIFIER BANDSTOP (NOTCH) FILTER A B A/B SWITCH ATT 2 SPECTRUM ANALYZER OPTIONAL AMPLIFIER OPTIONAL TEST CHANNEL BANDPASS FILTER OPTIONAL ATTENUATOR DEVICE UNDER TEST Figure 5: Equipment Connection 7.2 Set the spectrum analyzer as follows: Center Frequency: Frequency Span: Amplitude Scale: IF Resolution Bandwidth: Sweep Time: Input Attn: Marker Type: Center of notch Approx. 5 to 10 MHz (see text) 10 db/div Approx. 30 to 100 khz (see Note below) Automatic for calibrated measurement As required (see steps below) Noise Marker Note: The width of the notch at the depth of interest must be at least as wide as the resolution BW setting on the analyzer. For instance, to use the recommended RBW of 100 khz, the notch should be at least 100 khz wide at the depth of interest. 7.3 Put the analyzer into the sample detection mode. (Note: On many analyzers, activating the noise measurement mode will automatically put the analyzer into the sample detection mode.) 7.4 Set the A/B Switch to position B. 7.5 Set the video filter to automatic (or off) and adjust the reference level so that the peaks of the noise never exceed the top of the display. The input attenuator should be in the automatic mode during this adjustment. 7

7.6 Measure the noise level by placing the marker in the center of the notch. If the marker reading is not stable, turn on video averaging or use a lower video bandwidth. (Note: On some spectrum analyzers, the noise marker reads all frequencies within about ±½ graticule of the marker location. Therefore, if the notch is not at least one graticule wide, readjust the frequency span setting.) 7.7 Adjust the input attenuator of the spectrum analyzer high enough so that the analyzer does not cause additional intermodulation noise, and low enough so that the analyzer does not cause additional thermal noise. Do this by measuring the noise level in the bottom of the notch and adjusting the attenuator for a minimum reading. There should be at least a 10 db range of attenuator values that has less than a 1 db effect on the reading of the notch floor. If this cannot be obtained, the optional test channel bandpass filter (centered at the notch frequency) might be required to minimize spectrum analyzer distortion. Or, if the steps of the spectrum analyzer s attenuator are too coarse, the level can be adjusted with an optional 1 db step attenuator in front of the analyzer. If the level into the spectrum analyzer is too low, the optional amplifier should be inserted in front of the spectrum analyzer. 7.8 Record the Noise Level. 7.9 Verify that the analyzer noise floor is sufficiently below the noise notch level by either externally attenuating the signal (at the analyzer input) by at least 30 db or by disconnecting the signal and terminating the analyzer input. If the drop is less than 15 db, optimize the dynamic range of the receiver by adding the optional test channel bandpass filter and/or optional amplifier as described in step 7.7 and repeat steps 7.8 and 7.9. If the drop is still less than 15 db, calculate a Correction Factor by using Equation 1 or the noise-near-noise correction chart in Figure 6. -Noise Drop 10 Correction (db) = 10log1 10 db (1) Note: Corrections for any drops less than 2.0 db are subject to significant potential errors. Therefore, it is recommended that, for noise deltas less than 2.0 db, a 4.3 db correction factor be used and the total NPR result be expressed as greater than (>) x db. 7.10 Set the A/B Switch to position A and measure the Signal Level by placing the noise marker on the signal at the same frequency. If the marker reading is not stable, turn on video averaging or use a lower video bandwidth. 7.11 Calculate the NPR by subtracting the noise level (step 7.8) from the signal level (step 7.10) and adding the correction factor (step 7.9). NPR = Signal Level - Noise Level + Correction Factor (2) 8

Note: When measuring noise with a spectrum analyzer, correction factors are usually required to correct for bandwidth; however, since this measurement is a relative measurement of one noise level vs. another noise level, corrections are not required. Correction (db) 4.5 4.0 3.5 3.0 2.5 2.0 1.5 1.0 0.5 0.0 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Beat-to-Noise or Noise-to-Noise Drop (db) Figure 6: Noise-Near-Noise Correction 7.12 Decrease ATT2 and repeat steps 7.4 through 7.11 to measure the clipping side of the dynamic range. 7.13 Return ATT2 to the initial level and then increase ATT2 settings and repeat steps 7.4 through 7.11 to measure the noise side of the dynamic range. 7.14 If a measurement of Peak NPR is desired, fine tune ATT2 and measure NPR until the highest NPR value is obtained. 8.0 CALCULATING DYNAMIC RANGE Dynamic Range is the range of input levels that produces a desired NPR. If the required minimum NPR is Q db, then the dynamic range is the range R of RF input powers over which the NPR is Q db or higher. The calculation of dynamic range shall be performed as described in this section. See Figure 7 for reference. The NPR shall be measured at any convenient interval of input power, but not greater than 1 db. Then, the two input power levels that correspond to a NPR of Q shall be approximated by doing a linear interpolation of the two points on either side of Q, on both the ascending and descending parts of the curve. The dynamic range is the difference 9

between the power at the intersection point on the ascending part of the curve and the power at the intersection point on the descending part of the curve. See Equations 3 through 5 and Figure 7 for the calculation. = P1+ P2 - P1 NPR2 - NPR1 ( Q - NPR1) PAscending (3) = P3 + P4 - P3 NPR4 - NPR3 ( Q - NPR3) PDescending (4) Dynamic Range = PDescending PAscending (5) NPR (db) Q P2, NPR2 P1, NPR1 P3, NPR3 Dynamic Range (R) P4, NPR4 Total RF Input Power (P db) Figure 7: NPR Dynamic Range Example 9.0 NOTES This NPR procedure measures the power density of a signal that fills the entire passband (without a notch). Some NPR measurement procedures use the notched noise signal for all measurements, with the NPR being measured by comparing the level adjacent to the notch to the level inside the notch. Such an alternative procedures is allowable only if it can be 10

shown to correlate to the definitions given in this standard. Some issues that must be addressed when using the alternative procedure are mentioned below. The result is dependent on the flatness of the system being measured and the selection of the RF frequency at which to make the level measurements. The frequencies used must be consistent from measurement to measurement and must be selected such that they are at average points within the flatness of the system. The power density of the noise signal with the notch is higher than the power density of the noise signal with no notch. In order to use an alternative method, the amount of this error must be measured and subtracted from each NPR result. 11

APPENDIX A: TEST REPORT Device under test Equipment Type: Model Number: Manufacturer: Serial number: Test equipment Description Manufacturer Model Number Serial Number Calibration Date Test Results Passband Freq.: Notch Freq.: Peak NPR: ATT 2 Setting Input Level Signal Level (step 5.10) Noise Level (step 5.8) Correction Factor (step 5.9) NPR (step 5.11) Dynamic Range Calculation Required NPR: P ascending : P descending : Dynamic Range: Tested by Date 12

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