CHAPTER -4 STUDY OF COMMON MODE VOLTAGE IN 3-LEVEL INVERTER FED INDUCTION MOTOR DRIVE USING SPACE VECTOR MODULATION

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73 CHAPTER -4 STUDY OF COMMON MODE VOLTAGE IN 3-LEVEL INVERTER FED INDUCTION MOTOR DRIVE USING SPACE VECTOR MODULATION 4.1. INTRODUCTION Multilevel inverters [51] have attracted much interest from the researchers especially in applications involving high voltage and high power such as the utility and large motor drive applications (Peng, 2000). This increased recognition of MLI is due to the limitations of the conventional 2-level output inverters in handling high power conversions. The MLI can be developed by either using multiple 3-phase bridges or by increasing the number of switching devices per phase, in order to increase the number of levels. The concept of MLI involves in utilizing an array of series switching devices to perform the power conversion in a small increase of voltage steps by synthesizing the staircase voltage from several levels of DC capacitor voltages (Skvarenina, 2002; Soto and Green, 2002; Rodriguez et.al., 2002).The advantages of MLI are the dv/dt stresses on the switching devices are reduced due to the small increment in voltage steps, reduced electromagnetic compatibility (EMC) when operated at high voltage (Skvarenina, 2002), smaller rating of semiconductor devices (Lai and Shyu, 2002) and better feature of output voltage in term of less distortion, lower harmonics contents and lower switching losses (Feng and Agelidis, 2004; Peng, 2000).

74 As the numbers of levels are increased, the amount of switching devices and other components are also increased tremendously, making the inverter becoming more complex and costly. This is one of the disadvantages of MLIs. A complicated controller with a proper gate drive circuit is needed to control and synchronize the switching devices. Higher number of levels also means that the numbers of DC capacitors used are substantial, which could cause voltage imbalance among the DC capacitors that may results in overvoltage in one or more of the switches [51]. This chapter presents the 3-level neutral point clamped inverter structure with 3-phase IM as load. In this proposed work, the inverter bridge is made using MOSFET devices and controlled by using space vector modulation. The gating signals have been generated using PIC µ- controller and it is added with additional auxiliary circuit. For the generation of gating signals, the space vector diagram of the 3-level NPC inverter is considered. The measurement of phase voltage, line voltage and CM voltage is done. The working of the 3- level Inverter fed IM is satisfactory for the rated 3-phase voltage of 415V. Simulation is done using MATLAB/SIMULINK software and the experimental results are compared with simulation results. For experimentation 450 V DC is used as an input to the 3-phase inverter circuit. In order to protect the switching devices of the inverter circuit, Undeland snubber circuit is used.

75 4.2. LITERATURE SURVEY The MLIs are started with 3-level inverter which is introduced by Nabae et al. [6, 39]. Since then considerable research has been done in this area with different modulation schemes, each of which has its own advantages and disadvantages. The MLIs have found wide acceptability in adjustable speed IM drive applications because of less distortion in the inverter output voltages [39, 45]. Since the MLIs have many switching states, the inverter output voltage is closer to sinusoidal voltage which tends to reduce CM voltage, EMI, harmonics voltages and less dv/dt stress on the devices when compared to 2- level inverter. MLIs are considered as the best alternative in high-power mediumvoltage power control. The important structures of MLIs are (1) diodeclamped inverter (neutral-point clamped) (2) capacitor-clamped inverter (flying capacitor) and (3) cascaded multi cell with separate DC sources. Fig. 4.1[17, 38] shows a schematic circuit diagram of one phase leg of inverter with different numbers of levels. Fig.4.1.One phase leg of an inverter (a) 2- level, (b) 3- level, and (c) n- levels. As the number of levels of the inverter increases, the output voltages have more steps which generate a staircase waveform. There are several

76 modulation schemes adopted for MLIs; they are multilevel sinusoidal pulse width modulation (SPWM), multilevel selective harmonic elimination and space-vector modulation (SVM). 4.2.1. Multi-level (3-Level) NPC inverter Fig.4.2 shows the 3- level NPC inverter connected to 3-phase IM [6,38 & 39]. The system is constituted with DC supply, and a 3- level voltage source inverter, based on MOSFETs as devices. Each arm contains four MOSFETs, four anti-parallel diodes and two neutral clamping diodes. The inverter is feeding a 3- phase IM. In Fig.4.2 0 indicates the neutral point with respect to the DC source. (S1a, S4a), (S1b, S4b), (S1c S4c), are the main inverter devices operating as switches for PWM and (S2a S3a), (S2b, S3b), (S2c, S3c) are auxiliary devices to clamp the output terminal Fig.4.2. Power circuit diagram of 3- level inverter. potentials to the neutral point potential, together with (D1a D3c). SVM method is applied for the inverter circuit (Fig.4.2). In order to obtain the desired 3-level voltages, the inverter must ensure complementarities

77 between the pairs of switches; (S1a, S3a) and (S2a, S4a). Output terminal potentials of the conventional 2-level inverter vary between (+Vdc/2) and (-Vdc/2), but in the NPC-3-level inverter the potentials vary between (+Vdc/2) and (0) or (-Vdc/2) and (0). The 3- level NPC Inverter is shown in Fig.4.2 consists of two capacitors in series and uses center tap as the neutral [17, 62]. Each phase leg of 3-level inverter has two pairs {2(m-1)} switching devices, (m=level=3). The center of each device pair is clamped to neutral through clamping diode [62]. The DC bus capacitors need to be connected in series to get the midpoint that provide the zero voltage at the output. The switching state of the 3- level inverter and its output is as shown in Table 4.1[38, 39 and 62]. Table- 4.1 Switching states of a 3- level inverter (x= a, b or c) Switching states S1x S2x S3x S4x SxN P ON ON OFF OFF Vdc/2 O OFF ON ON OFF 0 N OFF OFF ON ON -Vdc/2 4.3. GENERATION OF SVM SCHEME FOR NPC 3 - LEVEL INVERTER 4.3.1. Basic Principle of 3- level Inverter There are 3 kinds of switching states P, O and N in each phase, so there will be 27 {m p, where m= the no. of levels and p= the no. of phases (3 3 )} switching states in 3-phase 3- level inverter. The output space vector

78 is identified by combination of switching states P, O, N of the three legs. For example, in the case of P, O, N the output terminals a, b and c have the potentials Vdc/2, 0, and Vdc/2 respectively. By using the space vector diagram shown in Fig 4.3[62], the basic principles of the simplified SVM method can be easily understood. Fig.4.3. Space vector diagram of a 3- level inverter The modulating command voltages of a 3-phase inverter are always sinusoidal and therefore they constitute a rotating space vector V*. Fig. 4.4 shows a convenient way to calculate the reference vector V* by using the adjacent vectors V1 and V2 to satisfy the average output demand. Va and Vb are the components of V* aligned in the directions of V1 and V2 respectively.

79 Fig.4.4. Calculation of reference vector V* In each switching period, the required (sampled) reference voltage vector is realized by using two directly adjacent active vectors; their duty ratios are determined in such a way that the real output voltage vector, when averaged over one switching cycle, coincides with the reference vector. The two active vectors occupy only part of a switching cycle, the rest has to be filled out by using null vectors and is called null-vector time. Considering the period Tc during which the average output should match the command voltage. Time intervals ta and tb satisfy the command voltage but time to fills up the remaining gap for Tc with zero or null vectors. V * = Va + Vb (4.1) V * = V1(ta/Tc) + V2(tb/Tc) + (V0 or V7)(t0/Tc) (4.2) Ta = (Va/V1) Tc (4.3) Tb = (Vb/V2) Tc (4.4) T0 = Tc (ta + tb) (4.5) V0 or V7 are chosen to minimize switching. Ts = 2 Tc = 1/fs Where fs = Switching frequency.

80 4.3.2. Calculation of reference voltage vector In this section, the procedure for calculation of the reference voltage vector for the simplified 3- level space vector PWM method is described. The magnitude and direction of the reference voltage vector V* can be found with the help of adjacent vectors whose magnitude and direction are already known. If the reference voltage vector V* lies in the region as shown in Fig. 4.3, the adjacent switching states (PNN) and (PON) can be used to evaluate the magnitude and direction of vector V*. Fig.4.4 shows the adjacent vectors Va and Vb which can be used for this purpose. Fig. 4.5 shows the simplification in calculating the reference vector V*. From Fig. 4.5, the following expression can be obtained [62]. Fig. 4.5. Simplification in calculation of reference vector V* Vb/2 = V* sinc (4.6) Vb = 2 V* sinc (4.7) Va/2 = V* sin (30 c) (4.8) Va =2 V* sin (30 - c ) (4.9) Space vector calculation and vector location:-this section determines the magnitude and direction of the reference voltage vector V*.

81 The simplification of the expression for space vector leads to V* = 2/3 (Vas + a Vbs + a 2 Vcs) [33] (4.10) a = e j2π/3 (4.11) a 2 = e j4π/3 (4.12) Vas, Vbs and Vcs are the stator phase voltages of 3-phase balanced system. The parameters a and a 2 can be interpreted as unit vectors assigned to the respective bs and cs axes of the machine, and the reference axis corresponds to Vas axis. Using the three phase to two phase transformation, the three phase modulation waves are converted into magnitude (V*) and direction (α) with the help of the expression obtained for space vector. 4.4. GATE DRIVE CIRCUIT Fig.4.6. Gate drive circuit The gate drive circuit is shown in Fig. 4.6. Only the outermost twelve voltage vectors of the 3-level space vector diagram are considered for the generation of gating signal since the other voltage vectors are redundant. Table 4.2 shows [62] the switching sequence of 3-phase 3-level inverter,

82 in which the outermost voltage vectors are listed. The selection of the voltage vectors are taken vertically from Table 4.2 for the 12 switching state vectors. The switching pattern of the devices is drawn manually which is as shown in Fig. 4.7. Here a1, a2 represents the switching pattern of first leg (a-phase) top switches and for the bottom devices of the first leg the inversion of the signal is taken respectively ( ā1 & ā2). In the similar way b and c phases is also shown as in Fig.4.7. PIC16F877 µ-controller was used for the generation of gating signals. Six gating signals were generated by using the µ-controller for the top side devices and for the bottom side the inverted signals of the top side (using 7404 hex inverter) signals were used. Hence the total 12-gating signals are recorded using the MSO is as shown in Fig.4.7 (a). The PIC 16F877 µ- controller program for generation of gating signal is given in Appendix-4. Table- 4.2.Switching Sequence of 3-level inverter Phase Outermost Voltage Vector a 0 P P P P P 0 N N N N N b P P 0 N N N N N 0 P P P c N N N N 0 P P P P P 0 N

83 Fig.4.7. Gating signal generation (switching pattern drawn manually)

84 Fig.4.7(a). Gating signal generation obtained from MSO The high voltage of the inverter is isolated from the low voltage gating signals by using the opto-isolator. The opto-isolator (6N139) is used since its isolation voltage is 5kV. The output of 6N139 is fed to the gate of the corresponding switching devices of the 3-level inverter bridge. The optoisolators are supplied with separate DC power supply for isolation purpose. Necessary interface circuits are provided. 2SK962 power MOSFETs were used with anti-parallel fast recovery diodes. The Undeland snubber circuit was used for reducing the voltage stress on the devices. Fig. 4.7(b) shows the phase to fictitious middle point voltage pole voltages, (Analog Ch1.Vao, Analog Ch2. Vbo, Analog Ch3. Vco.) and the 12 digital gating pulses are also shown (D1-D12). The pole voltages and the digital pulses are captured at the same instant of time which is useful for verifying the pole voltages.

85 Fig.4.7 (b).pole voltages (phase-to-fictitious middle point voltage) Analog Ch1.Vao, Analog Ch2. Vbo, Analog Ch3. Vco. Digital gating pulses D1-D12. 4.5. SNUBBER CIRCUIT FOR 3 - LEVEL INVERTER The Undeland snubber [35] is proposed to use due to its merits such as less number of components, better efficiency and less voltage unbalance. Fig.4.8. (a-b) shows an undeland snubber circuit for the 3- level NPC inverter one leg top side and bottom side[35]. Fig 4.8.(a-b). snubber circuit.

86 The snubber circuit consists of components which includes turn off capacitor Cs for dv/dt limitation, and turn on inductor Ls for di/dt limitation. The capacitor Co for over voltage clamping and snubber energy recovery normally about ten times larger than Cs, resister Rs for resetting snubber inductor and capacitor and diodes. Such a simple circuit Undeland snubber [35] has been used for 3-level inverter circuits. Fig. 4.9 shows the 3- level inverter with complete snubber circuit. Fig 4.10(a-b) shows the experimental setup photographs of the 3- level NPC inverter and its control circuit. Fig. 4.9. The 3- level inverter with complete snubber circuit

87 Fig. 4.10(a) Photograph of practical 3-level NPC Inverter Bridge Fig. 4.10(b) Photograph of LISN & converter circuit and IM. 4.6. SIMULATION MODEL OF 3-PHASE 3-LEVEL NPC INVERTER Simulation is carried out using MATLAB/ SIMULINK software. Fig.4.11 Shows SIMULINK model for 3-level inverter fed IM drive SIMULINK model also includes CM equivalent circuit with bearing model for measurement of shaft voltage and bearing current. Method used in modeling of high frequency IM and CM equivalent circuit parameters is as in the reference

L1a L1c L1b L1d L2a L2c L2b L2d L3a L3c L3b L3d A B C B1 B2 g S g D D g S D D g S g D D Conn1 Conn2 Conn3 A B C - Va Vb Vc Van Vbn Vcn - 88 [30]. Simulation is done for the IM output voltages like phase voltage, line voltage and the CM voltage. Here 450V DC link voltage is applied as an input to 3-level NPC inverter circuit with suitable modulation index. Line voltage1 Three level diode clamped SPWM inverter Fed ASD Measurement Neutral Voltages 5 HP motor equivalent circuit1 Discrete, Ts = 5e-005 s. powergui [L1a] [L2a] [L3a] S ource Impedence Subsystem C1 C2 [L1c] [L1d] [L1b] S g S g D S D [L2c] [L2d] [L2b] S g D S g D S g [L3d] [L3b] [L3c] S g S g D S D + v Csf Csr Common mode voltage Parasitic Capasitive model Cg i + - Rb Cb Zb Bearing current + Bearing voltage v [L1a] [L1c] [L1b] [L1d] [L2a] [L2c] [L2b] [L2d] [L3a] [L3c] [L3b] [L3d] 180 degree pulses Fig.4.11.Simulink model of 3-Level NPC inverter fed IM.

89 4.7. RESULTS 4.7.1. Simulation results of 3-phase 3-level NPC inverter (a) (b) (c) Fig.4.12.(a) Phase voltage (b) Line voltage (c)cm voltage

90 4.7.2. Experimental results of 3-phase 3-level NPC inverter Fig.4.13.DSO recorded waveform. Ch.1.200: 1 Phase voltage. (2v/Div) Ch 2: 200 : 1 CM voltage (1v/DIV) Ch 4: 1 : 1 Bearing current using the current probe Fig.4.14.DSO recorded waveform. Ch.1.200 : 1 Phase voltage.(2v/div) Ch.2.200 : 1 Line voltage.(2v/div) Ch 3: 200 : 1 CM voltage

91 Table-4.3: Simulated Values Parameters Phase voltage Refer Fig 4.12(a) Line voltage Refer Fig 4.12(b) Common mode voltage Refer Fig 4.12(c) Voltage(V) 320Vpeak 550Vpeak 155Vpeak Table-4.4. Experimental Values Parameters Phase voltage Refer Fig.4.13 Line voltage Refer Fig. 4.14. Common mode voltage Refer Fig. 4.14. Voltage(V) 314Vpeak 543Vpeak 135Vpeak The simulation is done on 3-phase 3-level NPC inverter connected to 3-phase IM load using the MATLAB/SIMULINK software and the motor voltages like phase voltage, line voltage and the CM voltage are identified and measured. The wave forms are as shown in Fig.4.12. The values of the phase voltage, line voltage and the CM voltage of the simulated results are shown in Table 4.3.

92 The 3-phase IM was connected as a load to the inverter with input DC link voltage of 450V. The phase voltage, line voltage, sum of phase currents, the bearing current in terms of voltage using current probe and the CM voltage are recorded using 4 channel DSO which is as shown in Figs 4.13 & 4.14. Referring Figs 4.13 & 4.14, the values of the phase voltage, line voltage and the CM voltage of the experimental results are shown in Table 4.4. The signal analysis software is used to plot the FFT results of the DSO recorded waveforms. Figs. 4.15 to 4.20, show the FFT results of phase voltage, line voltage and the CM voltage applied to IM in terms of volts and dbµv respectively. The significance of these plots is to study and compare with 2-level inverter and the same results can also be used for the comparison with higher level inverters. Figs. 4.15 & 4.16 show the FFT of phase voltage in volts and in dbµv respectively. Figs. 4.17 & 4.18 show the FFT of line voltage in volts and in dbµv respectively. From Fig.4.19 it is observed that the FFT of CM voltage is around 44 volt in 3- level NPC inverter for the fundamental frequency and the other higher order frequency components are very less. Fig.4.20 show the FFT of the CM voltage in dbµv and it is observed that the CM voltage is around 180 dbµv. Similarly other high frequency FFT plots are given in Appendix-2 for reference.

93 200 150 Amplitude in volts 100 50 0 0 500 1000 1500 2000 2500 Frequency (Hz) Fig.4.15. FFT of Phase voltage in volts Explanation: Fig.4.15 shows the FFT of phase voltage. The voltage magnitude is found to be 180Vpeak at zero frequency, however observing the phase voltage DSO recorded waveform (Fig.4.14,ch.1) there exists the steady state values (stair case) hence the phase voltage magnitude is shown at zero frequency but it should be considered as fundamental. It is seen from the above plot that at 40Hz the voltage magnitude is around 10Vpeak. In real sense the fundamental frequency voltage magnitude is around 190Vpeak (180+10). The even harmonic components should not be considered since while doing the FFT, the ve values are changed as +ve as per Origin signal analysis software and due to symmetry of waveform the even harmonic voltages will get cancelled. The triplen harmonic components will circulate, hence should not be considered.

94 The 5 th and the 7 th harmonic component are found to be 2V and 1V respectively. All the other higher frequency magnitudes of voltages are negligible. 300 Amplitude in db µ V 200 100 0 0 500 1000 1500 2000 2500 Frequency (Hz) Fig.4.16. FFT of Phase voltage in db µ V Fig. 4.16 shows the FFT of phase voltage in dbµv. The voltage magnitude is found to be 270 db µv.

95 400 300 Amplitude in volts 200 100 0 0 500 1000 1500 2000 2500 3000 Frequency (Hz) Fig.4.17. FFT wave form of Line voltage in volts Explanation: Fig.4.17 shows the FFT of line voltage waveform. The voltage magnitude is found to be 330Vpeak at zero frequency, however observing the line voltage DSO recorded waveform (Fig.4.14,ch.2) there exists the steady state values (stair case) hence the line voltage magnitude is shown at zero frequency but it should be considered as fundamental. It is seen from the above plot that at 40Hz the voltage magnitude is around 30Vpeak. In real sense the fundamental frequency voltage magnitude is around 360Vpeak (330+30). The even harmonic components should not be considered since while doing the FFT, the ve values are changed as +ve as per Origin signal analysis software and due to symmetry of waveform the even harmonic voltages will get cancelled. The 5 th and the 7 th harmonic component are found to be 4V and 2V

96 respectively. All the other higher frequency magnitudes of voltages are negligible. 300 Amplitude in db µ V 200 100 0 0 500 1000 1500 2000 2500 Frequency (Hz) Fig.4.18. FFT wave form of Line voltage in db µ V Fig 4.18 gives the FFT of line voltage in db µv. The voltage magnitude is found to be 280 db µv. 50 40 Amplitude in volts 30 20 10 0-100 0 100 200 300 400 500 600 700 800 900 1000 Frequency (Hz) Fig.4.19. FFT of CM voltage

97 Explanation: Fig.4.19 shows the FFT of CM voltage waveform. The voltage magnitude is found to be 44Vpeak at zero frequency; however it is seen from the above plot that at 40Hz the voltage magnitude is around 5Vpeak. In real sense the fundamental frequency voltage magnitude is around 49Vpeak (44+5). The even harmonic components should not be considered since while doing the FFT, the ve values are changed as +ve as per Origin signal analysis software and due to symmetry of waveform the even harmonic voltages will get cancelled. The 5 th, 7 th and the 11 th voltage harmonic components are found to be 5V, 1V and 3V respectively. All the other higher frequency magnitudes of voltages are negligible. 200 Amplitude in db µ V 150 100 50 0 0 500 1000 1500 2000 2500 Frequency (Hz) Fig.4.20. FFT of CM voltage in db µv Fig 4.20 shows the FFT of CM voltage in dbµv and its magnitude of voltage is found to be 180 db µv.

98 4.8. CONCLUSION The basic structure of the 3-Level NPC inverter with snubber was designed, fabricated and tested with 3-phase IM as load. The gating signals for 40 Hz frequency were generated using the PIC µ-controller. Though there are 27 voltage vectors in 3-level NPC space vector diagram (Fig.4.3), only the twelve outermost voltage vectors in the space vector diagram was considered (since the other voltage vectors are redundancies in nature) for the generation of gating signals. Simulation is also done for 3-phase, 3-level NPC inverter connected to IM as load using MATLAB/SIMULINK software. Table 4.3 and Table 4.4 gives the simulated and experimental results of 3-phase, 3-level inverter fed IM respectively. Comparing these two tables the experimental results are in concurrence with simulated results with small deviations. The small deviations are accepted since in simulation the ideal conditions are considered. Comparing the Tables 4.3 & 4.4 with Chapter-3, Tables 3.1 & 3.2 the CM voltage in 3-level inverter is less compared to 2-level inverter. Comparing the CM voltage in 2-level inverter (Chapter-3, Fig.3.19. the FFT of CM voltage is found to be 68Vpeak), where as the FFT of CM voltage is found to be less in 3-level NPC inverter and it is around 49Vpeak. (Fig. 4.19) Hence it is concluded that CM voltage is less in 3-level inverter. From the FFT graphs the voltage amplitude of various harmonic frequency

99 components of CM voltage can be measured and hence the voltage %THDV has been computed and presented in Chapter-7. Note: Justification for Fig.4.13 and 4.14 The experimental CM voltage also contains the fast switching noise signals generated by fast switching action of the power MOSFET. However the waveform of CM voltage is repetitive in nature (the CM voltage frequency is three times that of inverter output frequency) and hence this is the actual CM voltage wave form for 3-level inverter. CM voltage waveform in Fig.4.13 (ch.2) and Fig.4.14 (ch.3) are identical and similar.