Characteristics and protection criteria for radars operating in the aeronautical radionavigation service in the frequency band

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Recommendation ITU-R M.2008 (03/2012) Characteristics and protection criteria for radars operating in the aeronautical radionavigation service in the frequency band 13.25-13.40 GHz M Series Mobile, radiodetermination, amateur and related satellite services

ii Rec. ITU-R M.2008 Foreword The role of the Radiocommunication Sector is to ensure the rational, equitable, efficient and economical use of the radio-frequency spectrum by all radiocommunication services, including satellite services, and carry out studies without limit of frequency range on the basis of which Recommendations are adopted. The regulatory and policy functions of the Radiocommunication Sector are performed by World and Regional Radiocommunication Conferences and Radiocommunication Assemblies supported by Study Groups. Policy on Intellectual Property Right (IPR) ITU-R policy on IPR is described in the Common Patent Policy for ITU-T/ITU-R/ISO/IEC referenced in Annex 1 of Resolution ITU-R 1. Forms to be used for the submission of patent statements and licensing declarations by patent holders are available from http://www.itu.int/itu-r/go/patents/en where the Guidelines for Implementation of the Common Patent Policy for ITU-T/ITU-R/ISO/IEC and the ITU-R patent information database can also be found. Series of ITU-R Recommendations (Also available online at http://www.itu.int/publ/r-rec/en) Series BO BR BS BT F M P RA RS S SA SF SM SNG TF V Title Satellite delivery Recording for production, archival and play-out; film for television Broadcasting service (sound) Broadcasting service (television) Fixed service Mobile, radiodetermination, amateur and related satellite services Radiowave propagation Radio astronomy Remote sensing systems Fixed-satellite service Space applications and meteorology Frequency sharing and coordination between fixed-satellite and fixed service systems Spectrum management Satellite news gathering Time signals and frequency standards emissions Vocabulary and related subjects Note: This ITU-R Recommendation was approved in English under the procedure detailed in Resolution ITU-R 1. Electronic Publication Geneva, 2012 ITU 2012 All rights reserved. No part of this publication may be reproduced, by any means whatsoever, without written permission of ITU.

Rec. ITU-R M.2008 1 RECOMMENDATION ITU-R M.2008 Characteristics and protection criteria for radars operating in the aeronautical radionavigation service in the frequency band 13.25-13.40 GHz (2012) Scope This Recommendation specifies the characteristics and protection criteria of radars operating in the aeronautical radionavigation service (ARNS) in the frequency band 13.25-13.4 GHz. The technical and operational characteristics should be used in analysing compatibility between radars operating in the aeronautical radionavigation service and systems in other services within this frequency band. The ITU Radiocommunication Assembly, considering a) that antenna, signal propagation, target detection, and large necessary bandwidth of radar required to achieve their functions are optimum in certain frequency bands; b) that the technical characteristics of radars operating in the aeronautical radionavigation service (ARNS) are determined by the mission of the system and vary widely even within a frequency band, recognizing a) that the frequency band 13.25-13.4 GHz is allocated on a primary basis to aeronautical radionavigation, exploration-satellite (active), and space research (active); b) that the exploration-satellite (active) and space research (active) services operating in the frequency band 13.25-13.4 GHz shall not cause harmful interference to, or constrain the use and development of, the aeronautical radionavigation service; c) that representative technical and operational characteristics of systems operating in frequency bands allocated to the ARNS are required to determine the feasibility of introducing new types of systems; d) that procedures and methodologies are needed to analyse compatibility between radars operating in the ARNS and systems in other services, recommends 1 that the technical and operational characteristics of the radars operating in the ARNS described in Annex 1 should be considered representative of those operating in the frequency band 13.25-13.4 GHz and used in studies of compatibility with systems in other services; 2 that Recommendation ITU-R M.1461 should be used in analysing compatibility between radars operating in the frequency band 13.25-13.4 GHz with systems in other services in this frequency band; 3 that the criterion of interfering signal power to radar receiver noise power level, I/N 10, should be used as the required protection level for the aeronautical radionavigation radars, and that this represents the aggregate protection level if multiple interferers are present.

2 Rec. ITU-R M.2008 Annex 1 Technical and operational characteristics of radars operating in the aeronautical radionavigation service in the frequency band 13.25-13.40 GHz 1 Introduction The ARNS operates worldwide on a primary basis in the frequency band 13.25-13.4 GHz. This annex presents the technical and operational characteristics of representative ARNS radars operating in this frequency band. Airborne Doppler navigation systems are installed in aircraft (helicopters, as well as certain airplanes) and used for specialized applications such as continuous determination of ground speed and drift angle information of an aircraft with respect to the ground. The Radio Technical Commission for Aeronautics has developed a minimum operational performance standard for this equipment DO-158 Airborne Doppler Radar Navigation Equipment. In addition, radars used for collision avoidance on board unmanned aircraft (UA) are also planned to support the integrations of unmanned aircraft systems (UAS) in non-segregated airspace. 2 Technical parameters The technical parameters of radionavigation radars operating in the frequency band 13.25-13.4 GHz are presented in Table 1. All systems are operated worldwide aboard aircraft. The radars are used for aircraft on-board navigation systems for accurate navigation in all weather conditions.

Rec. ITU-R M.2008 3 Platform TABLE 1 Parameter Radar 1 Radar 2 Radar 3 Radar 4 Radar 5 Radar 6 Radar 7 Radar 8 Platform maximum operational altitude (m) Radar type The range of measured ground speed (km/hr) Frequency (GHz) Emission type (helicopter) (helicopter) (airplane) (airplane) (helicopter) (airplane) (airplane) (helicopter) 3 600 3 660 10 400 15 000 0-4 500 15 000 15 000 3 500 Doppler navigation radar Doppler navigation radar Doppler navigation radar Doppler navigation radar Doppler radar velocity sensor Doppler radar velocity sensor Doppler navigation radar Doppler navigation radar 333 553 750 1 047 250 1 100 180-1 300 50-399 Continuous wave Intermittent continuous wave Frequency modulatedcontinuous wave Pulse width (μs) Not applicable 1-4 Not applicable Pulse rise and fall times (ns) RF emission bandwidth (khz) Pulse repetition frequency (pps) Peak transmitter power (W) 3 db 20 db 40 db Not applicable 20 Not applicable Not applicable 2 800 20 000 100 250 350 Not applicable Not available Not applicable Continuous wave Not available Not available Not applicable Not applicable Frequency modulatedcontinuous wave Not applicable (FM) Not applicable (FM) Not available Not available 150 0.85 0.132 0.18 1.0 0.050 Unmodulated pulse 13.25 to 13.40 Unmodulated continuous wave 13.295.to 13.355 Unmodulated continuous wave 4-7 Not applicable Not applicable 0.2, 0.2 Not applicable Not applicable 1 000 5 600 95 000 Not available Not available Not applicable 80 000 Not applicable Not applicable 40 20 Average 0.125...10 0.15...10

4 Rec. ITU-R M.2008 TABLE 1 (continued) Parameter Radar 1 Radar 2 Radar 3 Radar 4 Radar 5 Radar 6 Radar 7 Radar 8 Receiver IF 3dB bandwidth (khz) Sensitivity (dbm) Receiver noise figure (db) Antenna type Antenna placement 1.4 Estimated 135 for 0 db S/N 22 (Homodyne Receiver) Parabolic reflector 1.6 Estimated 135 22 (Dual Conversion Homodyne Receiver) 55 000 134 for 0 db S/N 12 (Double Conversion Super Heterodyne Receiver) 2.9 Estimated 138 for 3 db S/N 22 (Homodyne Receiver) Phased array Phased array Phased array Points towards 14 2 500 15 000 100 000 130 for 3 db S/N (V = 100 m/s) 160 for 3 db S/N (V = hover) 22 (Homodyne Receiver) Printed circuit array 96 for 3 db S/N (V = 100 m/s) 110 (acquisition mode) 120 (tracking mode) 144 7.5 Not available Not available Printed circuit array Phased array (Off-nadir angle 9 11 degrees) Horn-reflector (Off-nadir angle 18 degrees) Antenna gain (dbi) 27 27 26 29.5 26.5 18 20 27.8 First antenna side lobe (dbi) Horizontal beamwidth (degrees) Vertical beamwidth (degrees) 5.5 Not available 9 14.2 at 4 degrees 10 10 7 7.2 7 3.3 9 4.7 4.0 20 Not available Not available 4.5 5 3 2.5 3.4 4.2 Not available Not available Polarization Linear Not available Not available Linear Linear Linear Not available Not available Number of beams 4 4 4 4 4 2 3 or 4 3

Rec. ITU-R M.2008 5 TABLE 1 (end) Parameter Radar 1 Radar 2 Radar 3 Radar 4 Radar 5 Radar 6 Radar 7 Radar 8 Antenna beam configuration Antenna scan Protection criteria (db) Employs Janus system. Approximate four corners of a pyramid with each 18 degrees off-nadir Scan is one beam at a time for each corner of the pyramid Not available Scan is one beam at a time for each corner of the pyramid Employs Janus system. Approximate four corners of a pyramid with each 16 degrees off-nadir and 10.5 degrees laterally Scan is one beam at a time for each corner of the pyramid Employs Janus system Not available Employs Janus system. Approximate four corners of a pyramid with each 20 degrees off-nadir Scan is one beam at a time for each corner of the pyramid Two beams Not available Not available Not available Not available Not available 10 10 10 10 10 10 10 10 Table Notes NOTE 1 The service ceiling of helicopters is generally lower than 7 000 m above mean sea level (MSL), while the service ceiling of fixed-wing maritime patrol aircraft is approximately 15 000 m MSL. NOTE 2 The sensitivity calculation (assuming a minimum 3 db S/N requirement for tracking) for a Doppler system must account for the bandwidth of the receiver s tracker. Sensitivity calculated with respect to the wide-open receiver bandwidth will yield a relatively low figure compared with the sensitivity based on the tracker s dynamic bandwidth. In a current-generation tracker, this bandwidth is comparable to the bandwidth of the back-scattered radar signal s spectrum, which itself varies with the velocity of the aircraft. NOTE 3 The actual instantaneous pointing direction of individual antenna beams depends on the installation attitude of the airborne Doppler radar with respect to the aircraft reference axes (it is not always level), as well as the pitch and roll state of the aircraft. Helicopters flying search patterns or making abrupt acceleration/deceleration manoeuvres will often have roll and pitch values in excess of 30 degrees for short periods of time. The attitude excursions for highperformance military helicopters are even higher. NOTE 4 For systems where no noise figure is available, assume a value of 12 db for systems employing IF receivers and 22 db for Homodyne (zero IF) receivers. Reference Fried, W. R.: Principles and Performance Analysis of Doppler Navigation Systems, IRE Trans., Vol. ANE-4, pp.176-196, December 1957.

6 Rec. ITU-R M.2008 3 Characteristics of aeronautical radionavigation systems radionavigation radars in the frequency band 13.25-13.4 GHz operate continuously during flight to determine speed and heading. This encompasses an altitude range from just off the ground to approximately 4 500 m for Helicopter and 15 000 m for. Flight times can vary for many hours, and typically the majority of the flight time is spent en route, but also some linger time at either the departure or destination points is expected. This type of system uses four antenna beams as shown in Fig. 1. The beams may transmit in pairs or sequentially, depending on the system design. Figure 2 shows the antenna beam pattern on the iso-doppler lines. Antenna stabilizing hardware or software keeps the antenna pointing towards the ground. When the IF bandwidth, IF_BWIF in Hertz, is not available, the following approximation may be used: IF _ BW = 2 * v * fc * Bw * sin( a) / s where: IF_BW: IF bandwidth (Hz); v: velocity (m/s); f c : B w : Centre frequency (Hz); Antenna beam width 3 db in radians; a: Beam depression angle; s: Speed of light (m/s). For Janus radar systems an additional factor of 1.414 is included. Reference Fried, W.R.: Principles and Performance Analysis of Doppler Navigation Systems, IRE Trans., Vol. ANE-4, pp.176-196, December 1957. FIGURE 1 Example antenna beam pattern configuration from the aircraft Angle of beam depression Port back beam Port front beam Starboard back beam Starboard front beam M.2008-01

Rec. ITU-R M.2008 7 FIGURE 2 Example antenna beam pattern on the iso-doppler lines 2 1 3 4 M.2008-02 4 Characteristics of aeronautical radionavigation sense and avoid radar The safe flight operation of UA necessitates advanced techniques to detect and track nearby aircraft, terrain, and obstacles to navigation. UA must avoid these objects in the same manner as manned aircraft. The remote pilot will need to be aware of the environment within which the aircraft is operating, be able to identify the potential threats to the continued safe operation of the aircraft, and take the appropriate action. The sense and avoid radar is an unmanned aircraft collision avoidance system whose primary function is to provide the capability to detect, track and report air traffic information to the user in order to maintain adequate separation from intruders. The system utilizes a Pilot-in-the-Loop approach in which the ground-based UA pilot will have final authority regarding UAS avoidance manoeuvres. The technical parameters are provided in Table 2. TABLE 2 Technical parameters of Sense and Avoid radar Parameter Radar Platform Platform height (km) Up to 20 Air to air traffic collision avoidance Radar type system (Doppler Radar navigation aids) Ground speed (km/hr) Up to 1 500 Frequency tuning range (GHz) 13.25-13.4 Emission type Phase coded pulses Pulse width (μs) 1-2 Pulse rise and fall times (ns) 0.1 to 0.2 for rise and fall times RF emission bandwidth at 40 db (MHz) 30 Pulse repetition frequency (pps) 6 000-8 000 Average transmitter power (W) 25 to 35 (up to 50) Receiver IF 3dB bandwidth (MHz) 0.7-1.1 Sensitivity (dbm) 122 for 10 db SNR

8 Rec. ITU-R M.2008 Parameter TABLE 2 (end) Radar Receiver noise figure (db) 3 Antenna type Antenna placement Phased array Nose of aircraft Antenna gain (dbi) 28-32 First antenna side lobe (dbi) 15-19 Horizontal beamwidth (degrees) 5 Vertical beamwidth (degrees) 5 Polarization Antenna scan (degrees) Protection criteria (db) Linear vertical Vertical ±30 Horizontal ±110 10 5 Protection criteria The desensitizing effect on radars from other services of a continuous-wave or noise-like type modulation is predictably related to its intensity. In any azimuth sectors in which such interference arrives, its power spectral density (PSD) can, to within a reasonable approximation, simply be added to the PSD of the radar receiver thermal noise. If PSD of radar-receiver noise in the absence of interference is denoted by N 0 and that of noise-like interference by I 0, the resultant effective noise PSD becomes simply I 0 + N 0. For the radionavigation service considering the safety-of-life function, an increase of about 0.5 db would constitute significant degradation. Such an increase corresponds to an (I + N )/N ratio of about 10 db. These protection criteria represent the aggregate effects of multiple interferers, when present; the allowable I/N ratio for an individual interferer depends on the number of interferers and their geometry, and needs to be assessed in the course of analysis of a given scenario. The aggregation factor can be very substantial in the case of certain communication systems in which a great number of stations can be deployed.