Alessandro Battaglia 1, T. Augustynek 1, S. Tanelli 2 and P. Kollias 3

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Observing convection from space: assessment of performances for next- generation Doppler radars on Low Earth Orbit Alessandro Battaglia 1, T. Augustynek 1, S. Tanelli 2 and P. Kollias 3 1: University of Leicester, Leicester, UK (a.battaglia@le.ac.uk) 2: Jet Propulsion Laboratory, California Institute of Technology, Pasadena, California, USA 3: McGill University, Montreal, Quebec, CA

Aetas aurea for space-borne Radars What are the key scientific questions that we can address with Doppler capabilities?

Why Doppler from space? Goal Measurement of Vertical (and horizontal for scanning?) air motion/ Characterization of Convection Hydrometeor Classification Potential of Doppler Essential Moderate Alternative spaceborne observing systems & methods None in precipitation Potential use of lidar in clear air Radiometers - limited vertical resolution. Non-Doppler multi-frequency radars - performances to be verified. Contribution to Weather and Climate knowledge - Understanding of precipitation processes and dynamics on a global scale - Improvement in the characterization of convection (vertical profiling and temporal evolution) - Improvement in GCM s skills by assimilating vertical velocity - Cloud microphysics Estimation of High in Multiparametric approaches - Improvement in rainfall rate estimates for Precipitation and DSD stratiform assimilation in GCM's parameters Convective/Stratiform Classification Low in convection Moderate (multifrequency, combined radar/radiometer) - limted accuracy and/or vertical resolution Non-Doppler Radar - acceptable performances over the tropics(trmm) - to be verified on a global scale (GPM) Latent Heat High Multiparametric approaches (multifrequency, radar/radiometer) - good in estimating maximum, unreliable performances in vertical profiling (especially in convection) - Improvement in Latent Heating global maps - Improvement in radiation budget studies - Improvement in rainfall rate estimates - Improvement in Latent Heating vertical profiling for assimilation in atmospheric models 3

Airborne observations of convection 23 July 2002 CRYSTAL-FACE EDOP 9.6 GHz PRF 4400 Antenna BW 2.9 de Data, courtesy, J. Heymsfield (NASA-Goddard)

Convective tower: ER-2 observations 23 July 2002 CRYSTAL-FACE

Convective tower: Doppler velocities Staggered PRF 4/5 khz (V NYQ =15.9 m /s) Up to 20 m/s/km Critical regions: 1) low SNR 2) strong wind gradients (blurred region) For LEO satellites 3) multiple scattering 4) Doppler fading (accuracy, aliasing) 5) NUBF biases 6) pointing accuracy Tanelli et al.,2003-2004 Battaglia et al,.2011 v Nyq =4.8-6 EarthCARE Cloud Profiling Radar specs We have a Doppler dilemma even if EC is operated in nadir pointing configurations (low dynamic in the unambiguous range)

Polarization diversity technique High degree of correlation between the orthogonal copolarized backscatter coefficients (S vv and S hh ) of atmospheric particles The isolation between orthogonally polarized signals prevents ambiguity. This practically decouples r max from u max. Doviak and Sirmans (1973) Pazmany et al. (1999) Kobayashi et al., 2002

Polarization diversity technique: contra 1) Technological-issues PDPP requires two receiver channels that can simultaneously measure the orthogonal polarization components transmitter has to switch polarization from pulse to pulse 2) Blind-layer issues surface, MS, depolarizing hydrometeor Introduce cross-talk H V V H S H (r)=s co (r)+s cx (r-c/2t HV ) S V (r)=s co (r)+s cx (r+c/2t HV )

End to end instrument simulator DOMUS (Battaglia and Tanelli, 2011) is coupled with a signal processing simulator The output of the forward model produce co-polar and cross-polar periodograms of the return radar power (inclusive of MS/sat-vel) and then the radar complex signal V H (t)=i H (t)+jq H (t) V V (t)=i V (t)+jq V (t) cross correlation function at lag-one

Merging co and cross-pol signals Profile you ll see later MS is introducing cross talk Not only surface echoes but area MS contaminated are producing ghost echoes

Accuracy of Doppler estimates Profile you ll see later Zrnic 1977 µs PPPD is performing significantly better than simple PP

Single profile: EC vs EC-PolDiv EC-Pulse pair estimates (PRF=6600Hz) are: 1) oscillating between ±5.3 m/s in noise 2) Producing strong aliasing effects T HV =50 µs Region where good Doppler achievable with PPPD (very good agreement with MS- Doppler) but ghost Doppler!!!! ct HV /2 Ghost Onset of MS

Interlaced mode power PP T HV H V V V H V PPPD time In order to get the Doppler right In order to get the co and cross polar right

Conclusions 1) Aliasing (5-6 m/s Nyquist velocity for EarthCARE) is the primary concern when considering W-band Doppler observations of convection. 2) Polarization diversity technique can provide a viable (but more expensive) solution to significantly increase folding interval (factor 3-4) and reduce estimate errors (factor 2-3). 3) Preliminary results show that T HV ~30-50 µs is the best choice for optimal velocity estimates 4) Cross-talk introduced by multiple scattering, by surface return and by hydrometeor depolarization tend to introduce ghost echoes (blind layers). An interlaced mode is deemed necessary for identifying ghost echoes and regions where MS occurs. Doppler estimates are believed to be reliable and useful for regions with SNR>5dB and not-affected by MS.

Conclusions W-band radars Part of this research has been funded by ESA ITT AO/1-6661/11/NL/LvH Capability of atmospheric parameter retrieval and modelling for Wide-swath spaceborne atmospheric Doppler radars (WisDr)