Inter-cell Interference Coordination Schemes via Homo/Hetero-geneous Network Deployment for LTE-Advanced

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Inter-cell Interference Coordination Schemes via Homo/Hetero-geneous Network Deployment for LTE-Advanced Daichi IMAMURA Atsushi SUMASU Masayuki HOSHINO Katsuhiko HIRAMATSU April 27, 2010 Tohoku-Univ. GCOE Workshop Slide 1

Contents Introduction of 3GPP LTE-Advanced Rel.8 LTE air interface IMT-A & LTE-A requirements Candidate technologies Coordinated Multi-Point transmission and reception Introduction: CoMP transmission/reception Category on downlink CoMP transmission Limiting factor for supporting CoMP transmission Examples of system performance evaluation Heterogeneous Network deployment Consideration on System capacity HetNet & operation principle Summary Slide 2

Introduction of 3GPP LTE-Advanced Slide 3

LTE-Advanced (LTE-A) Enhancement of & release 8 LTE (Rel.8 LTE) Migration To be specified as release 10 and beyond Rel.9 LTE Proposed as a candidate Rel.8 LTE of IMT-Advanced (IMT-A) to ITU-R satisfying IMT-A requirements is one of main targets Time table of each LTE release Rel.8 LTE Rel.9 LTE Rel.10 LTE Rel.11 LTE Study Item Work Item Enhancement Rel.11 LTE CR WI Study Item Rel.10 LTE (Initial release) TODAY 2005 2006 2007 2008 2009 2010 2011 Feasibility study phase of candidate technologies for LTE-Advanced CR WI CR SI/WI Down selection & Specification phase Slide 4

Rel.8 LTE air interface Intra-cell orthogonal multiple access DL: OFDMA Resource block High commonality with Sub- frequency domain scheduling fram MIMO e UL: SC-FDMA Time Low PAPR property Maximize coverage Support of scalable bandwidth (1.4/3/5/10/15/20MHz) Peak data rate DL: 300 Mbps, UL: 75 Mbps (by highest UE category) MIMO multiplexing Support up to 4 transmission layers in DL Optimized for packet-switching (PS) mode VoIP capability supported Latency reduction on handover, data transmission, etc. Application of key techniques for packet radio access Frequency domain scheduling, AMC, Hybrid ARQ, etc. Frequency scheduling Freq. Slide 5

IMT-A & LTE-A requirements [Source: 3GPP TR25.912] Downlink Uplink Rel.8 LTE IMT-Adv. LTE-Adv. Rel.8 LTE IMT-Adv. LTE-Adv. Peak data rate [Mbps] Peak spectrum efficiency [bps/hz/cell] 300 (4x4) (1000) 1000 75 (1x2) (500) 500 x2 15 (4x4) 15 30 3.75 (1x2) 6.75 15 x4 Average cell throughput [bps/hz/cell] Cell edge user throughput [bps/hz/cell/ue] 1.69 (2x2) 1.87 (4x2) 2.67 (4x4) 0.05 (2x2) 0.06 (4x2) 0.08 (4x4) 2.2 (4x2) x1.4~1.6 0.06 (4x2) x1.4~1.6 2.4 (2x2) 2.6 (4x2) 3.7 (4x4) 0.07 (2x2) 0.09 (4x2) 0.12 (4x4) 0.74 (1x2) 1.10 (1x4) 0.024(1x2) 1.4 (2x4) x1.4~1.6 0.03 (2x4) x1.4~1.6 1.2 (1x2) 2.0 (2x4) 0.04 (1x2) 0.07 (2x4) Rel.8 LTE already satisfies some IMT-A requirements Higher requirements were set for LTE-A in 3GPP Slide 6

Candidate technologies Relation between requirements and candidate techniques for LTE-Advanced Requirements Backward Compatibility Peak data rate Peak spectrum efficiency Average cell throughput Cell-edge user throughput Coverage Extension Cost Efficient Deployment Candidate Technologies Band Extension (~100MHz) DL MIMO Enhancement (~8x8) UL MIMO support (~4x4) Coordinated Multi-point Tx/Rx Relay Extending the coverage Providing Higher data rates Continuously serve higher data rate communication Slide 7

CoMP: Coordinated Multi-Point transmission and reception Introduction: CoMP transmission/reception Category on downlink CoMP transmission Further categorization of JT (in 3GPP) Limiting factor for supporting CoMP transmission Examples of system performance evaluation Slide 8

CoMP transmission/reception CoMP so-called distributed MIMO or network MIMO Providing MIMO transmission/reception by geographically separated transmission points i.e. Dynamically coordinating among multiple geographically separated transmission/reception points Assuming frame timing synchronization among cells CoMP has been actively considered in 3GPP, esp. DL CoMP transmission Slide 9

Category on downlink CoMP transmission 1. Joint Processing (JP) Data to a single UE is simultaneously transmitted from multiple transmission points (CoMP transmission points) turn destructive inter-cell interference (ICI) into a constructive signal among neighboring cells Sub-categories Joint Transmission (JT) Dynamic cell selection (DCS) 2. Coordinated beamforming/scheduling (CB/CS) Data to single UE is only available at serving cell and transmitted from the serving cell Scheduling/weight decision are made in coordinated fashion among cooperating points. intelligently mitigate destructive inter-cell interference These schemes Enabling more spectrum efficient transmission Slide 10

Further categorization of JT (in 3GPP) Coherent Joint Transmission: Coherently combine amplitude and phase of data signals sent from all transmission points. Precoding vectors are obtained based on single optimization problem from CSI to all cooperative antennas. - Maximized received SINR, - Requiring higher capacity and smaller latency of the backhaul for coordinating transmission points Non-coherent Joint Transmission: Non-coherently combine amplitude and phase of data signals, but still sub-optimal gain can be obtained. Optimized precoding vectors are (typically) selected with assuming a single point transmission using partial CSI. - Sub-optimal received SINR gain, - Requirements to the backhaul can be alleviated, - More robust to the aging of CSI compared to coherent-jt Slide 11

Limiting factors for supporting CoMP transmission Coordination among a large number of transmission points providing a significant increase in cell-edge and cell throughput. In practical conditions, the following limiting factors (impairments) restrict CoMP performances 1. Backhaul capacity and latency 2. Uplink CSI feedback overhead 3. Reference signal structure These are also important factors for CoMP scheme consideration and selection Slide 12

1. Backhaul capacity and latency The following information has to be shared across cooperating points via backhaul Scheduling information, CSI, Beamforming weight, Data, etc. Higher number of cooperating points Large amount of CSI Trade-off between - system performance gain by CoMP and - performance degradation due to the backhaul limitation has to be carefully considered. Node type Backhaul Latency Higher backhaul capacity and small latency enb Legacy backhaul 20 msec (typical) Advanced backhaul A few msec RRE Optical fiber Several sec Relay Node Wireless backhaul Several tens msec Home enb Backhaul via internet Up to ISP (a few second) Slide 13

2. Uplink CSI feedback overhead CoMP transmission requires CSI: the radio channels of the serving cell The radio channels of all/some cells within the cooperating transmission points CoMP transmission is typically applied to UEs located close to a cell bounded For TDD operation Uplink sounding reference signal could be utilized to calculate CSI for CoMP Tx due to channel reciprocity Larger amount of CSI feedback More hardware complexity Consuming large amount of UL radio resources Smaller amount of CSI and CSI feedback algorithms with robustness against aging of the CSI have to be considered. Minimizing the number of the CSI feedback option is also important requirements to avoid unnecessary test effort Slide 14

3. Reference signal structure design Reference signal structure affects Channel quality estimation accuracy Channel estimation accuracy for demodulation Radio resource consumption/signaling overhead Support of two types of RS was agreed Demodulation RS (DRS) Transmitted to a specific UE Intend for data demodulation DRS can be precoded with the same precoding matrix applied to data part This aspect can reduce the signaling overhead of the scheduling information CSI RS Common RS transmitted to all UEs in a cell For CSI generation Exact format/pattern of the RSs are under consideration Slide 15

Examples of system performance evaluation Joint transmission (LGE, R1-101355) Coordinated beamforming (Motorola, R1-101130) Slide 16

JT example LG, R1-101355 (1/2) Coherent joint transmission Super cell set: cells belongs to single enb (i.e. 3 sectors per enb) No delay is concerned in terms of CSI sharing SLNR criteria can be applied as MU-MIMO on super cell set Precoding vectors are obtained based on effective channel on super cell set Effective channel for j-th UE on f-th sub-carrier: eff h ( f) u( f ) H ( f), j H j ( f ) H ( f) H ( f) H ( f ) j 0 j 1j 2 j where u( f ) is a receiver side beamforming and H ij ( f ) is channel matrix for i-th cell SLNR based precoding for j-th UE based on effective channel: v j arg max { w} l A, l H w R w j, H w R w L l j where is covariance matrix scaled by SINR j, namely H eff eff R h h j j R j, j Slide 17 j channel of cells are concatenated

JT example LG, R1-101355 (2/2) System level performance High traffic load scenario Ideal codebook 6 bits codebook 4 bits codebook Avg. cell SE 5% tile UE SE Avg. cell SE 5% tile UE SE Avg. cell SE 5% tile UE SE (bps/hz/cell) (bps/hz/ue) MU-MIMO 3.59 0.116 3.42 0.114 3.25 0.110 MU-JT 3.58(-1%) 0.149(28%) 3.34 0.143 3.15 0.130 For 5% tile UE SE 18-28% gain is obtained, while cell average SE is degraded slightly Low traffic load scenario Ideal codebook 6 bits codebook 4 bits codebook Avg. cell SE 5% tile UE SE Avg. cell SE 5% tile UE SE Avg. cell SE 5% tile UE SE (bps/hz/cell) (bps/hz/ue) MU-MIMO 2.56 0.343 2.46 0.342 2.37 0.327 MU-JT 2.70(5%) 0.446(30%) 2.56 0.425 2.44 0.397 Both 5% tile UE and cell average SE are improved JT seems to provide attractive performance improvement in particular below low traffic load scenario with vacant spatial resources Slide 18

CB example Motorola, R1-101130 (1/2) Covariance based coordinated beamforming Wideband covariance matrix shared among coordinated cells, intending SLNR criteria with iterative scheduler Impact for signalling overhead would be acceptable Robust for feedback/control delay Possibly extended for inter-enb coordination Detailed algorithm Precoding matrix for k-th cell is calculated as following F k eig R k 1 {( j k I) R } k i n1 I k jbk oj where; R j implies covariance matrix for j-th UE of k-th cell. k I implies interference observed at j-th UE excluding rx-power oj from k-th cell and its own serving cell, being updated by equation below as well as tentative UE set (Victim UE set) Iterative scheduler updates post-comp interference for j-th UE s measurement set n 1 B excluding k-th cell and its own serving cell: k A j ksj, ( ) k H m Ioj tr( Fm, n1 Rj Fm, n1) Noj ma j /{ k, s( j)} Nulling to victim UEs Slide 19

CB example Motorola, R1-101130 (2/2) System level performance Simulation mode Mean SE 5% Cell Edge user SE (bps/hz/cell) (bps/hz/ue) SU/MU-MIMO (non-comp) 2.70 0.10 SU/MU+CoBF PF 3.20 (18%) 0.11 with inter-enb CoBF scheduler SU/MU with intra-enb CoBF 2.98 (10%) 0.10 Modified SU/MU+CoBF PF with inter-enb CoBF 2.69 0.18 (80%) scheduler SU/MU with intra-enb CoBF 2.38 0.17 (70%) Coordinated beamforming (CoBF) with PF scheduler provides non negligible mean spectrum efficiency (SE) improvement, in particular with inter-enb CoBF Coordinated beamforming (CoBF) with Modified PF scheduler provides non negligible 5% cell edge user SE improvement, in particular with inter-enb CoBF CB seems to provide attractive performance improvement either mean SE or cell edge SE via multi-user scheduling Slide 20

HetNet: Heterogeneous Network deployment Consideration on System capacity HetNet & operation principle Details on node type for HetNet Slide 21

Consideration on System capacity Additional 428MHz has been assigned for IMT at WRC07 (World Radiocommunication Conference) Around 14-15 times traffic increase from 2012 to 2017 of mobile communication systems was estimated* Higher user throughput is needed especially in urban area where many users concentrate & at cell-edge Heterogeneous network deployment is desired as various network/cell configurations to improve spectrum effciency/m 2 Feasibility study of enhanced inter-cell interference coordination (eicic) under HetNet env. has been started since April 2010. *MIC (Ministry of Internal Affairs and Communications (Japan)) H20 年度情報通信審議会情報技術分科会携帯電話等周波数利用方策委員会報告 Slide 22

HetNet & operation principle Node types composing heterogeneous cell deployment enbs: connected via traditional or advanced backhaul Remote radio equipments (RRE): directly connected to a central baseband signal processing unit via optical fiber Home enb (HeNB): connected via high speed internet connection Relay Nodes (RN): connected via wireless backhaul Slide 23

Details on node type for HetNet Further detailed characteristics below 3GPP discussion: Access type: Open or closed subscriber group are served Power setting: Typical setting depends on intended coverage Placement: Placed outdoor or indoor depending on major use case Node type Access Ex. Power setting for 10MHz Notes Macro enb Open to all UEs 46 dbm Placed outdoors RRE Open to all UEs 24, 30 (37) Placed indoors (or outdoors) Pico enb Open to all UEs 24, 30 (37) Placed indoors (or outdoors) Home enb Closed Subscriber Group (CSG) 20 dbm Placed indoors Relay nodes Open to all UEs 30 dbm Placed outdoors Slide 24

Example of HetNet deployment (Macro + Pico) Macro Cell + Pico Cell Pico cells (small cells) are deployed over Hotzones (area with a high concentration of UEs) to Transmission power of UEs and base stations can also be reduced. More radio resources can be allocated to a single UE. Spectrum efficiency per m 2 would be improved. Pico cell covers Hotzone Directory connected to centralized unit by e.g. optical fiber Macro Cell (3 sectors) Hotzone Pico Cell (omni) Slide 25

Summary Introduced current status of feasibility study of CoMP in 3GPP Joint Processing and Coordinated Beamforming/Scheduling turn destructive inter-cell interference (ICI) into a constructive signal among neighboring cells or intelligently mitigate destructive inter-cell interference Several limiting factors in practical condition Backhaul capacity and latency, Uplink CSI feedback overhead, Downlink signaling overhead, RS structure, etc. Specifying CoMP has been postponed to later release due to limitation of Rel.10 time schedule and for further study. Briefly introduced feasibility study of eicic under Heterogeneous Network deployment These seems to be promising technologies to extend the coverage for higher data rate to provide seamless high data-rate services. Slide 26

Thank you Contact: imamura.daichi@jp.panasonic.com Slide 27