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IEEE L802.16-10/0061 Canadian Evaluation Group Raouia Nasri, Shiguang Guo, Ven Sampath Canadian Evaluation Group (CEG) www.imt-advanced.ca

Overview What the CEG evaluated Compliance tables Services Spectrum Technical Performance 17 May 2010 2

CEG evaluation Anticipates evaluating: IEEE P802.16m submission Both FDD and TDD modes/components Participants Manufacturers, Service providers, Universities and Research Institutions 17 May 2010 3

CEG procedure Used the self-evaluations Description template Gained an understanding of the radio interface Compliance templates Verified Evaluated parameters as explained in Report M. 2135-1 Through inspection, analysis and simulations Contributions on the above evaluations were made by participating organisations 17 May 2010 4

CEG commitment matrix 17 May 2010 5

Simulation assumptions (1) Deployment scenario Parameter Values used for evaluation Indoor hotspot Urban micro-cell Urban macro-cell Rural macro-cell Parameters and assumptions not shown here for each scenario are shown in ITU guidelines [ITU-R Report M.2135]. Duplex method and bandwidths FDD: 10+10 MHz for data & 5+5 MHz for VoIP for all except InH 20+20 MHz for data & 5+5 MHz for VoIP for InH TDD: 20 MHz for data & 10 MHz for VoIP for all except InH 40 MHz (2x20 MHz) for data & 10 MHz for VoIP for InH TDD DL-UL Ratio: 5 DL subframes & 3 UL subframes for data for all environments 4 DL subframes & 4 UL subframes for VoIP for all environments Network synchronization Synchronized Handover margin 1.0 db 17 May 2010 6

Simulation assumptions (2) Downlink transmission scheme Data: Scheme for all environments: OL-SU-MIMO using 2x2 configuration Scheme for InH and UMi: 6-bit Transformed Codebook based MU-MIMO using 4x2 configuration; adaptive switching among rank-1 CL-SU-MIMO, two stream CL-MU-MIMO, three stream CL-MU-MIMO and four stream CL-MU-MIMO Scheme for UMa and RMa: MU-MIMO with long term beamforming using 4x2 configuration (20 ms reporting period for the long-term covariance matrix); adaptive switching among rank-1 CL- SU-MIMO, two stream CL-MU-MIMO, three stream CL-MU-MIMO and four stream CL-MU- MIMO VoIP: SU-MIMO with wideband beamforming using 4x2 configuration Downlink scheduler Proportional Fair for full buffer data and delay-weighted Proportional Fair with persistent scheduling for VoIP Downlink link adaptation CSI assumption at enb Choice of 16 MCS schemes inclusive of coding rate and rate matching, see Section 11.13 of IEEE 802.16m-09/0034 Based on feedback from Mobile Station Downlink HARQ scheme Incremental Redundancy Asynchronous, adaptive, 3 subframe ACK/NACK delay, maximum 4 HARQ retransmissions, minimum retransmission delay 3 subframes 17 May 2010 7

Simulation assumptions (3) Downlink receiver type MMSE for both channel estimation and data detection Uplink transmission scheme Data Scheme for InH and UMi: 3-bit Codebook based MU- MIMO using 2x4 configuration; adaptive switching between single user and collaborative spatial multiplexing Scheme for UMa and RMa: MU-MIMO with long term beamforming using 2x4 configuration; adaptive switching between single-user and collaborative spatial multiplexing VoIP SU-MIMO using 2x4 configuration with SFBC + non-adaptive precoding Uplink scheduler Uplink Power control Uplink link adaptation Uplink HARQ scheme Proportional Fair for full buffer data and delay-weighted Proportional Fair with persistent scheduling for VoIP Open loop power control as described in 3.3.5.4 of IEEE 802.16m-09/0047; values for γ and SINRMIN should be chosen such that the average IoT meets the IMT-Advanced requirement Choice of 16 MCS schemes inclusive of coding rate and rate matching, see Section 11.13 of IEEE 802.16m-09/0034 Incremental Redundancy Synchronous, non-adaptive, 3 subframe ACK/NACK delay, maximum 4 HARQ retransmissions, minimum retransmission delay 3 subframes 17 May 2010 8

Simulation assumptions (4) Uplink receiver type MMSE for both channel estimation and data detection Antenna configuration base station DL: 4x2, BS: co-polarized, 4λ spacing (illustration for 4 Tx: ) Antenna configuration UE UL: 2x4, MS: Vertical polarized, 0.5λ spacing Channel estimation (Uplink and downlink) Channel estimation error modeling included for both uplink and downlink simulations (for both data and VoIP simulations) Control channel and reference signal overhead, Acknowledgements etc. Control channel overhead modeling included for both uplink and downlink (for both data and VoIP simulations) Feedback and control channel errors Feedback and control channel error modeling included for both uplink and downlink (for both data and VoIP simulations) 17 May 2010 9

Compliance Template for Services IEEE (FDD, TDD) 4.2.4.1.1 See Section 9.8 of the Final Report. 4.2.4.1.1.1 See Section 9.8 of the Final Report. 4.2.4.1.1.2 See Section 9.8 of the Final Report. 4.2.4.1.1.3 See Section 9.8 of the Final Report. 17 May 2010 10

Compliance Template for Spectrum IEEE (FDD, TDD) 4.2.4.2.1 4.2.4.2.1 17 May 2010 11

te on the values The numbers in the technical performance section are being finalized so a preliminary set is proposed. These could be revised for the June 2010 meeting of WP5D 17 May 2010 12

Compliance template for tech perf IEEE (FDD, TDD) Cell SE Minimum technical requirements item (4.2.4.3.x), units, and Report ITU-R M. 2134 section reference (1) Test environment Category Downlink or uplink Required Value (2), (3) value Requirement met? Comments 4.2.4.3.1 Cell spectral efficiency (bit/s/hz/cell) (4.1) Indoor Downlink 3 6.85 FDD 6.75 TDD Uplink 2.25 5.40 FDD 5.20 TDD See Section 9.9 of the Final Report. Microcellular Downlink 2.6 3.72 FDD 3.45 TDD Uplink 1.8 2.66 FDD 2.60 TDD Base coverage urban Downlink 2.2 2.99 FDD 2.62 TDD Uplink 1.4 2.46 FDD 2.38 TDD High speed Downlink 1.1 3.58 FDD 3.58 TDD Uplink 0.7 2.54 FDD 2.45 TDD 17 May 2010 13

Compliance template for tech perf IEEE (FDD, TDD) PSE & BW Minimum technical requirements item (4.2.4.3.x), units, and Report ITU-R M. 2134 section reference (1) Test environment Category Downlink or uplink Required Value (2), (3) value Requirement met? Comments 4.2.4.3.2 Peak spectral efficiency (bit/s/hz) (4.2) t applicable Downlink 15 TBC FDD TBC TDD Uplink 6.75 TBC FDD TBC TDD Yes Yes See Section 9.1.1 of the Final Report. 4.2.4.3.3 Bandwidth (4.3) t applicable Up to and including (MHz) 40 Upto 100 MHz supported. See Section 9.5 of the Final Report. Scalability Support of at least three bandwidth values (4) Upto 5 (5, 7, 8.75, 10 & 20 MHz) supported. See Section 9.7 of the Final Report. 17 May 2010 14

Compliance template for tech perf IEEE (FDD, TDD) Cell edge SE Minimum technical requirements item (4.2.4.3.x), units, and Report ITU-R M. 2134 section reference (1) Test environment Category Downlink or uplink Required Value (2), (3) value Requirement met? Comments 4.2.4.3.4 Cell edge user spectral efficiency (bit/s/hz) (4.4) Indoor Downlink 0.1 0.239 FDD 0.235 TDD Uplink 0.07 0.377 FDD 0.361 TDD See Section 9.10 of the Final Report. Microcellular Downlink 0.075 0.145 FDD 0.087 TDD Uplink 0.05 0.141 FDD 0.137 TDD Base coverage urban Downlink 0.06 0.0745 FDD 0.071 TDD Uplink 0.03 0.117 FDD 0.113 TDD High speed Downlink 0.04 0.095 FDD 0.095 TDD Uplink 0.015 0.130 FDD 0.125 TDD 17 May 2010 15

Compliance template for tech perf IEEE (FDD, TDD) C- & U-plane latencies Minimum technical requirements item (4.2.4.3.x), units, and Report ITU-R M. 2134 section reference (1) Test environment Category Downlink or uplink Required Value (2), (3) value Requirement met? Comments 4.2.4.3.5 Control plane latency (ms) (4.5.1) t applicable t applicable Less than 100 ms < 81 ms (idleto-active). < 31 ms (total C-plane connection establishment delay). See section 9.2 of the Final Report. 4.2.4.3.6 User plane latency (ms) (4.5.2) t applicable t applicable Less than 10 ms 5.13 ms (FDD) and 7.32 ms (TDD) at 10% HARQ BLER. See section 9.3 of the Final Report. 17 May 2010 16

Compliance template for tech perf IEEE (FDD, TDD) Mobility classes Minimum technical requirements item (4.2.4.3.x), units, and Report ITU-R M. 2134 section reference (1) Test environment Category Downlink or uplink Required Value (2), (3) value Requirement met? Comments 4.2.4.3.7 Mobility classes (4.6) Indoor Uplink Stationary, pedestrian Microcellular Uplink Stationary, pedestrian, vehicular up to 30 km/h See Section 9.11 of the Final Report. Base coverage urban Uplink Stationary, pedestrian, vehicular High speed Uplink High speed vehicular, vehicular 17 May 2010 17

Compliance template for tech perf IEEE (FDD, TDD) Mobility traffic channel link data rates Minimum technical requirements item (4.2.4.3.x), units, and Report ITU-R M. 2134 section reference (1) Test environment Category Downlink or uplink Required value Value (2), (3) Avg over NLOS, LOS Requirement met? Comments 4.2.4.3.8 Mobility Traffic channel link data rates (bit/s/hz) (4.6) Indoor Uplink 1.0 3.60 FDD 3.46 TDD Microcellular Uplink 0.75 1.77 FDD 1.49 TDD See Section 9.11 of the Final Report. Base coverage urban Uplink 0.55 1.48 FDD 1.42 TDD High speed Uplink 0.25 1.44 FDD 1.39 TDD 17 May 2010 18

Compliance template for tech perf IEEE (FDD, TDD) Handover Minimum technical requirements item (4.2.4.3.x), units, and Report ITU-R M. 2134 section reference (1) 4.2.4.3.9 Intra-freq HO interruption time (ms) (4.7) 4.2.4.3.10 Inter-freq HO interruption time within a spectrum band (ms) (4.7) 4.2.4.3.11 Inter-freq HO interruption time between spectrum bands (ms) (4.7) 4.2.4.3.12 Inter-system HO (4.7) Test environment t applicable t applicable t applicable t applicable Category Downlink or uplink Requi red value Value (2), (3) Requirement met? t applicable 27.5 0-15 ms t applicable 40 5-35 ms t applicable 60 5-35 ms t applicable t applic able t applicable Comments See Section 9.4.2 of the Final Report. See Section 9.4.2 of the Final Report. See Section 9.4.2 of the Final Report. See Section 9.4.3 of the Final Report. 17 May 2010 19

Compliance template for tech perf IEEE (FDD, TDD) # VoIP users Minimum technical requirements item (4.2.4.3.x), units, and Report ITU-R M. 2134 section reference (1) Test environment Category Downlink or uplink Required Value (2), (3) value Requirement met? Comments 4.2.4.3.13 Number of supported VoIP users (active users/ sector/mhz) (4.8) Indoor As defined in Report ITU-R M.2134 Microcellular As defined in Report ITU-R M.2134 50 144 (FDD) 146 (TDD) 40 80 (FDD) 84 (TDD) # See Section 9.12 of the Final Report. Base coverage urban As defined in Report ITU-R M.2134 40 74 (FDD) 78 (TDD) High speed As defined in Report ITU-R M.2134 30 96 (FDD) 99 (TDD) 17 May 2010 20

CEG process Participants ITU Manufacturers Service providers Universities Research Institutions Canadian Evaluation Group CNO 17 May 2010 21

Simulation results - how Each study had different antenna configurations Could not average over the results obviously so decided to stick with the median (or average of 2 middle values when # of results was even) 17 May 2010 22

CEG additional methods additional methods were used However, the CEG did evaluate the link budgets in detail the spread-sheets verifying the information provided by the IEEE candidate will be presented in the Final Report 17 May 2010 23

Summary All parameters for evaluation (by inspection, analysis or simulation) have been examined Most meet the minimum requirements (remainder at Vietnam WP5D meeting) Over 10 organizations contributed to evaluation activity Mix of Industry, Regulators, Academia 17 May 2010 24