Facilitating Technology Transfer and Management of IP Assets:

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Intellectual Property, Technology Transfer and Commercialization Facilitating Technology Transfer and Management of IP Assets: Thailand Experiences Singapore August 27-28, 2014 Mrs. Jiraporn Luengpailin Khon Kaen University Ms.Nisachol Sasanon Department of Intellectual Property 1

IP Laws in Thailand Ministry of Commerce Ministry of Agriculture Traditional Knowledge Patent Act 1979/1992/1999 Trademark Act 1991/2000 Plant Varieties Protection Act 2002 Optical Disc Production Act 2005 Intellectual Property Act Copyright Act 1994 Geographical Indications Act 2003 Trade Secret Act 2002 Protection of Layout-Designs of Integrated Circuits Act 2000 2

Constitution of the Kingdom of Thailand (2007) 3

Part 9. Policy Directive on Sciences, Intellectual property and Energy. Section 86 The State shall observe the policy directive on sciences, intellectual property, and energy by: 4

(1) Promoting scientific and technological development and innovation in various fields by means of specific legislations, appropriations to support education, research analysis, and enabling educational and development institutes to apply the result of research and development, to effect technology transfer, and to develop human resources efficiently and appropriately; 5

(2) Promoting inventions and innovations, conserving and developing local and Thai knowledge and intellectuals, and protecting intellectual property rights; (3) Promoting and supporting research and development of alternative energy from natural sources, eco-friendly, sustainable, and systematic. 6

July 9, 2009 the Cabinet approved the resolution. "National Intellectual Property Strategy" and "plan to expedite the protection and violations of intellectual property" proposed by the Deputy Minister of Commerce 7

COPYRIGHT ACT Section 14 The Ministries, Departments or other government or local units are the owners of copyright in the works created in the course of employment, order or control unless it is otherwise agreed in writing. 8

PATENT ACT B.E. 2522 As Amended by the Patent Act (No.2) B.E 2535 And the Patent Act (No.3) B.E. 2542 Section 11 The right to apply for a patent for an invention made in the execution of an employment contract or a contract for performing a certain work shall belong to the employer or the person having commissioned the work, unless otherwise provided in the contract. The provision of the first paragraph shall apply in the circumstance where an employment contract does not require in employee to exercise any inventive activity, but the employee has made the invention using any means, data or report that his employment has put at his disposal. 9

PATENT ACT B.E. 2522 As Amended by the Patent Act (No.2) B.E 2535 And the Patent Act (No.3) B.E. 2542 Section 12 In order to promote inventive activity and to give a fair share to the employee in the circumstances provided for in the first paragraph of Section 11, the employee-inventor shall have a right to remuneration other than his regular salary if the employer benefits from the invention. In the circumstances provided for in paragraph 2 of Section 11, the employee-inventor shall have a right to remuneration. 10

PATENT ACT B.E. 2522 As Amended by the Patent Act (No.2) B.E 2535 And the Patent Act (No.3) B.E. 2542 Section 13 In order to promote inventive activity among government officials and employees of the government organization or enterprises, an government official or an employee of a government organization or enterprise shall have the same right as that of the employee under Section 12, unless otherwise provided by the Rules or Regulations of such department of the government or organization or enterprise. 11

The policy, legal and institutional frameworks that govern technology transfer from research institutions/universities to industry Bayh-Dole? National Regulations Related to Intellectual Property (IP) Ownership of Publicly Funded Research Results Thailand Still, there is no Government s Law of IP Ownership 12

The policy, legal and institutional frameworks that govern technology transfer from research institutions/universities to industry The Ministry of Finance allows registered firms, including public and private firms, universities and research institutions, to deduct up to 200% of R&D expenditures from taxable incomes. 13

Thailand has several research and development institutes supporting technological transfer and capacity building. funding agency that gives fund for Research and Researchers for Industries such as the Thailand Research Fund, the National Research Council of Thailand. 14

The Thailand Science Park is the country's leading integrated R&D hub which came into operation in 2002. It is managed under the Ministry of Science and Technology. A Bridge between Knowledge Institutes and industry Science Park University Basic R & D Applied R & D Industry Development 15 R & D

The Thailand Science Park is a critical component in Thailand's efforts to strengthen its capabilities in research and innovation. 13 Science Parks 16

Intellectual Property Management Office Technology Business Incubator (TBI) Business Incubator Clinic Technology (Clinic) Laboratories (LABs) Industrial Technology Assistance Program (itap) Instrument Calibration Center Pilot Plant CD (Company Directed Technology Development Program) 17

THE GOVERNMENT Ministry of Education Ministry of Science and technology -Research fund -No Expert DIP (Department of Intellectual Property) Lack of IP personnel for the outside dissemination MOU University Universities at any part of the country can have joint-venture activities with local SMEs, OTOP. - SME - OTOP 18

The Thai government is supportive of this collaboration. It guides and encourages the industrial and business sectors to work together with universities in efforts to develop and utilize intellectual property. 19

Universities (or their staff) and industries enter into formal relations in the field of scientific and technological research and development. Such relations may imply the transfer of technology developed within universities, consultancies and transfer of know-how, collaborative research projects, sponsored research or other similar arrangements. 20

There is no publicly stated rule as to how they should share the outcome of such research collaboration; neither are there any regulations on royalties, disclosure of information, or reporting requirements. It is largely up to the bilateral deals between the parties involved. 21

Institutional policies for universities and R & D institutions Patents are considered by the universities as work load and academic success for each researcher. 22

80 78 60 40 20 20 University IP Office Now, we are setting University- IP Society of Thailand 0 There are 20 out of 78 universities which have technology transfer activities under different names such as -Intellectual property management office (IPMO) -Technology licensing office (TLO) 23

The university has its own IP policy in patent and copyright ownership and distribution of royalties (varied from 40% - 80% to the inventor). It is the university who bears the costs of filing patent applications. 24

Ownership of any intellectual property that is made, discovered, or created in the course of research funded, as approved by the institution, although normally the institution would claim ownership. 25

The challenges in establishing/strengthening such frameworks. 1. Traditionally, university scientists have attached far greater importance to writing academic papers and having them published in leading scientific journals than to transferring technology to the private sector or applying for patent protection. 26

The challenges in establishing/strengthening such frameworks. 2. Low awareness in applying for Intellectual Property Rights (IPRs) is also a problem of culture and mindset, although today faculty members increasingly have more positive attitudes towards applying for patents and establishing relations with business. 27

The challenges in establishing/strengthening such frameworks. 3. Political stability 4. Quality of the relationship between industry and government, and the extent they are able to work together effectively for long periods of time 5. Strong intellectual property rights (IPR) and effective enforcement 28

Since the international trade negotiation deals with all kinds of IP s, Thailand has obligation to announce more laws of IP in the future. 29

Thank you 30