IHE Anatomic Pathology Redesign. Sardinia, Italy Nov , 2017

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IHE Anatomic Pathology Redesign Sardinia, Italy Nov. 13-15, 2017

Specimen Workflow in a Nutshell (variations likely depending on context, e.g. collection location) Create Encounter Generate Results Order Procedure APW? Perform Procedure & Related Tasks Patient Registration Receive Specimen in Lab Collect Specimen

Digital APW Use Case #1 Create digital copies of glass slides to preclude exhausting tissue block for outside slide reviews Request for case review from outside facility or patient All glass slides reviewed by pathologist and key slides identified Selected key slides digitally imaged Original key slides sent out for review In future, digital version can be submitted for review If additional review request comes in, can reference digital versions and/or wait for original slides Usually blocks not sent out by policy

Digital APW Use Case #2 Creating digital copies of immunohistochemistry positive control slides to preclude the need for creating multiple positive control slides for distribution to pathologists Request for IHC stain processed as usual Only one IHC positive control run per batch IHC positive control slides imaged and saved to network folder Positive controls NOT distributed ($$$ savings) Glass IHC slides reviewed by pathologist but same positive control reviewed digitally by all pathologists for a given IHC (i.e. only a single cytokeratin positive control slide even if requested across 10 different patient samples)

Digital APW Use Case #3 Creating digital copies of all glass slides for primary diagnosis Specimen collected and transported Specimen gross exam with possible digital imaging and annotation Specimen processing Glass slides produced as usual All glass slides fed into high volume automated digital scanner Scanner tags images requiring manual intervention Digital images deposited in network share, VNA, or PACS Interface message to LIS sent as each barcode read off slide Acknowledgment from LIS indicates case is valid and ready for association with digital slide assets Additional message sent when slide digitization completed Interface message sent every time slide viewed or annotated

Digital APW Use Case #4 Conversion from a legacy information system Transfer of existing electronic data to include text and images (WSI also) on specimens that have already been evaluated and resulted Legacy accession # needs to be considered against goforward accessioning schema

APW Scope Start with a tissue specimen received in laboratory? Proposal: common profile for order management and result management for all of PALM (check Berlin F2F notes) More likely to change ordered procedure, need to specify site (laterality is important) Another input as consult from another laboratory ILW (Lab-35, Lab-36) Result: ORU vs APSRv2 document (messaging profile, can have both) Can leverage LCC (Lab-6, Lab-7) Lab-1, Lab-2, Lab-3 exist today and can be leveraged In scope: creation of glass slides that have been digitized and manage those digital assets for presentation and interpretation Actors: viewer, acquisition device, storage device, order filler, analyzer manager, analyzer Separate profiles for: creation, interpretation, (and possibly viewing as a separate profile) Out of scope: FNA ultrasound images (as this is covered by existing radiology profile), Uncertain: specimen radiograph, in vivo microscopy Clinical tissue specimen workflow only? Research, teaching, tumor board out of scope Our scope is to provide infrastructure to support a future profile that to manage use cases Every digital asset has a parent? root is patient? Should or should not cover tissue microarrays (many patients on one slide)?

The Promise of Machine Learning / AI

Current APW Diagram Daniel et al., Arch Pathol Lab Med Vol 133, November 2009

One step at a time Most EHR systems will have a single order for submitting a tissue specimen to an LIS Order questions may include: Source (e.g. skin), procedure (e.g. shave biopsy), site (e.g. rt cheek) Other data elements include: Patient name, MRN Collector ID, date/time stamp Barcoding 1D for clinical lab automation 2D for small containers 2016 College of American Pathologists. All rights reserved.

One step at a time The result can be the final pathology report OR a set of digital assets (we should decide) 2016 College of American Pathologists. All rights reserved.

One step at a time The LIS needs to manage the manufacturing process of the digital image(s) and if in scope, the text report, including structured and possibly unstructured data The LIS could create work orders similar for the clinical laboratory Histologic events tracked by an LIS are largely manual or barcode driven today but we should expect greater use and granularity in the future 2016 College of American Pathologists. All rights reserved.

One step at a time Once a digital slide has been created we can explore the other half of the original APW An LIS may not use a PACS An image manager need not be linked to an image archive Image display is best driven by the LIS 2016 College of American Pathologists. All rights reserved.

Tissue Processing Workflow Receive Specimen Accession Gross Bench (Tissue Block Creation) Block Transport Block Process Block Embed Block Cut (Glass Slide) Slide Stain Slide Image Glass Slide Manufacturing Process

Workflow steps (transactions) for APW v2 1. EHR sends case order with one or more specimens 2. LIS sends case results (diagnosis) 3. LIS requests stored image(s) for specimen 4. Archive returns image(s) 5. EHR requests all images for case (not likely?) EHR Evidence Creator (WSI scanner & other imaging modalities) 6. Archive returns image(s) 7. Creator sends images for storage 1 2 8 7 8. Archive acknowledges image(s) stored 9. LIS receives events as creator acquires, completes, modifies digital asset LIS 3 4 PACS / VN Archive 10.LIS acknowledges / approves creator transaction

Actors 2016 College of American Pathologists. All rights reserved.

LTW Overview

LTW

LTW

LDA Overview

LAW Overview

The EHR and LIS Connection The EHR focuses on the integrated care of a single patient The AP LIS focuses on the production, storage and conveyance of the diagnostic interpretation of stained tissue AP LIS modules are becoming part of larger EHR systems There is more to imaging than WSI We need to consider analyzers that work synchronously or asynchronously using machine learning for feature / pattern recognition and image analysis, likely managed by future LIS

Anatomic Pathology: Typical Digital Assets In Vivo Imaging (non-diagnostic) FNA ultrasound for needle placement Ex vivo Imaging Gross specimen radiograph (non-diagnostic) Glass slide (diagnostic) H&E Papanicolaou, Wright stain IHC FISH Instrument output (e.g. HPV DNA result) Digital assets include whole slide images but also other assets

Gross Specimen Imaging Prior to case accessioning ID with MRN, patient name, date/time stamp Annotations Block designations, clip designation, biopsy site, calcifications

The Glass Slide Label Identifiers Barcode, 2D vs 3D Control tissue Diagnostic tissue Multiple fragments Coded fragments (e.g. 2 LNs, 1 bisected and inked) Tissue microarrays

Metadata Data about data (Classify as Localized to Instrument, APLIS, or EHR) Slide scanning order(s) Magnification, Z-stacking, digital filters Slide received in machine Slide scanning started Slide scanning completed Slide scanning errors / warnings Slide manually retouched Operator ID, date/time stamps begin/end, audit trail of functions applied

Metadata Data about data (Classify as Localized to Instrument, APLIS, or EHR) Slide received/available in AP LIS / PACS Slide viewing started Viewer ID Start time, End time Audit trail of X-Y-Z at Mag M Audit trail of digital filters applied at timepoint Tissue Annotations Margin (designate), distance to margin, benign neoplasia, dysplasia, in situ malignancy, invasive malignancy, infectious finding, inflammatory finding (acute, chronic, specified, unspecified), cell classification, structure classification, uncertain finding (ROI not otherwise classified), tumor size (with axis designations), tissue floater, mitotic figure, mitotic hot spot ROI, capsule invasion, lymph node metastasis (size, extranodal) Mark up coordinates relative to slide origin or ROI origin Slide Annotations Stain issues (too pink), cutting issues (too thick, fragmented), visibility issues (frozen section artifact, air dry artifact)

Metadata Data about data (Classify as Localized to Instrument, APLIS, or EHR) Slide viewing completed Slide viewing inquiry Viewer ID (years in practice, area of specialty) Start time, End time Slide ID to include stain (H&E vs IHC etc) Case type (breast, GI, lung, b9 vs neoplastic dz etc) Percent of tissue not viewed Percent of tissue not viewed twice Percent of tissue not viewed at higher than 10x mag Size of tissue on slide (area of polygon)

Next Steps

EHR (HL7 order placer) (HL7 result tracker) Acquisition Manager (Generate WOS for acquisition devices) DICOM Acquistion Modality (WSI scanner) Automation Manager (Generate WOS, e.g for evidence creators) Acquistion Modality (Macroscopic Imager) Image Manager (DICOM) LIS (HL7 order filler) Image Display (DICOM) (Digital) Evidence Creator Image Archive (DICOM, VNA / PACS)

INCLUDED FOR REFERENCE ONLY Digital Pathology Standards Integration Committee IHE PaLM Change Proposal & DICOM considerations Berlin, May 25th 2016

Digital Pathology Standards Integration Committee Initiated by Visiopharm (2015) Identifying and resolving practical issues around use of standards for DP International group of vendors and users involved 41

Activities Meetings Kick-off October 2015 DICOM and IHE training 2016 F2F meeting April 2016 Berlin meeting May 25 th Change proposal submitted to IHE for APW profile IHE proposal approved DICOM suppl. 145 suggestions 42

Proposal Improve and expand profile with more recent experience from using DP for Tight workflow integration (primary diagnostics!) Image processing Practical implementations 43

Proposal Review APW profile (w/focus on DP) Make APW actor-transaction diagram consistent with SWF Extend APW with following use cases: Pathology reporting (comparable to RAD reporting) Quality control around using WSI Adjust Pathology General Workflow with post processing 44

Current actors/transactions APW 45

Use case: Pathology reporting IHE Radiology Technical Framework, Volume 1 (RAD TF-1): Integration Profiles See RAD vol. 1, chapter 13 DSS/ Order Filler RAD-4: Procedure Scheduled RAD-13: Procedure Update RAD-42: Performed Work Status Update Report Manager RAD-46: Query Reporting Worklist RAD-38: Workitem Claimed RAD-41: Workitem Completed RAD-39: Workitem PPS in Progress RAD-40: Workitem PPS Completed Report Creator Report Reader RAD-7: Modality PS Completed Performed Procedure Step Manager Image Manager Image Archive RAD-11: Image Availability Query 46

Pathology Current manual QC workflow Utrecht, 2 Feb 2016, update April 28 th 2016 Use case: quality control using WSI UROLOGIST Op room / theatre TRANSPORT BOOKING CLERK or TECHNICIAN Laboratory TECHNICIAN Laboratory Image(s) created Sampling Send sample Receive sample Grossing Acquire gross image Check order Accept Review gross image Place order Y N Check order OK OK? Y N Order Placer (EMR/EHR) HL7 order OML^O21 Order filler (LIS / LIMS) Reject Fixation & Tissue processing HL7 cancellation OML^O21 Slide prep & acquistion N Check sample against gross image OK? Y Embedding Sectioning Staining Slide making Optional N Acquisition modality (Slide scanner) Acquire whole slide image Y All OK? Optical check Image(s) created Automated Quality Control N OK? (per slide) Y Human review Optional (if scanner computed high probability of success) Is prep bad? Y Image Manager/ Image Archive (VNA) N Y Is acquisition bad? N PATHOLOGIST Laboratory / Office Review each slide Is prep bad? Y Y Is acquisition bad? N 47 Use image Y All needed views present? N N N Go back to sectioning

Use case: quality control using WSI Sectioning Staining Slide making N Acquisition modality (Slide scanner) Acquire whole slide image Y All OK? Optical check Image(s) created Automated Quality Control Image Manager/ Image Archive N OK? (per slide) Y Human review Optional (if scanner computed high probability of success) Is prep bad? N Y TECHNICIAN Laboratory Y Is acquisition bad? N PATHOLOGIST Laboratory / Office Review each slide Is prep bad? Y Y Is acquisition bad? N Use image Y All needed views present? N N N Go back to sectioning

Pathology General Workflow with post processing Current use case: 49

Pathology General Workflow with post processing Extended use case: PATHOLOGIST or Lab technican Laboratory / Office Order additional stains Optional Slide prep & acquisition Select slides for image processing N Y Tune algorithm parameters? N Select different slides? Y N Image Processing algorithm(s) OK? Y Inform LIS Tune parameters N: retry image processing algorithm (different tuning) 50 Store results as DICOM SR and annotations/markups Make report

Other IHE APW proposed changes Replace RAD-43 with RAD-10 RAD-16 (retrieve image) Fetching selected number of frames PaLM-16: DICOM 2011 PS3.4, Annex Y instead of Annex C Webservice version (QIDO/WADO) Specimen preparation information not always available at scanner, how to add later to image? Relation to LTW, LAW and/or LDA 51

DICOM issues Annotations / markups Store using real-world coordinates? Potentially 1000s polygons in one level / Z plane / colour plane, multiplied by planes stored within instance For computational purposes and zooming not feasible to store as overlay How to retrieve for tiles displayed on screen? Overlay object Per frame? Per depth of field level / colour plane? Per instance? Per study? 52

DICOM issues Virtual double-staining (applied by CAD software) How to register and store? How to standardise? Blending like PET-CT? 53

DICOM recommendations Optical path per image instead of frame Same tile size for all images (for all layers) Handling of empty tiles (fixing background colour?) Lens power shouldn t be Type 3 but Type 1 Tag needed for number of pyramid levels (at study level) Z-plane can have 1 n tiles in it, large file size, multiple bit depths Mix of bit depth could be a problem, especially with move to multispectral (50-60 channels) Consider dictating maximums, or when to create a new separate object Limit amount of transfer syntaxes 54