Introduction to Internet of Things (IoT) and 3D Printing Present Status of Patent Applications in Japan

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Introduction to Internet of Things (IoT) and 3D Printing Present Status of Patent Applications in Japan March 1, 2018 Yoshitaka Togashi Sonoda & Kobayashi IP LAW

First Industrial Revolution: mechanization of factories using hydraulic power and steam engines from the end of 18 th century Second Industrial Revolution: mass production using electric power based on division of labor in the early 20 th century Third Industrial Revolution: further automation using electronics and information technology from the early 1970s 2

Fourth Industrial Revolution: manufacturing revolution based on cyber-physical systems (CPS) today What is CPS? In CPS, data from the real world are collected and monitored using sensors, the data are processed and analyzed in cyberspace, such as in the Cloud, and information obtained as a result is returned to the real world. Almost synonymous with IoT. 3

Internet Of Things (IoT) and Big Data Various information ranging from operating status of factory machines to traffic, weather, and personal health conditions are converted into data, connected and integrated through a network, and analyzed and utilized to create new added information. Artificial Intelligence (AI) A computer is capable of self-learning and making certain decisions without being instructed on all the factors to be focused on for analysis by a human in advance. In addition, with conventional robotics, more complicated work is now possible, and with the development of the 3D printer, space-saved manufacturing of complex workpieces is now possible. 4

By collecting data using sensors and integrally processing the data on a network, work and situation analysis is carried out to be utilized in high valueadded services and efficient business operation. It is also possible to analyze big data collected in the IoT using AI, leading to new services. 5

A device for forming a 3D (three-dimensional) object based on 3D digital data. There are four main techniques in the mechanism for the 3D printer to output a 3D modeled object, depending on usable materials and the object to be modeled. 6

1. Stereolithography Technique: A tank is filled with liquid resin that cures when exposed to ultraviolet light. By emitting an ultraviolet laser toward the tank and curing the resin part that has been irradiated, a 3D modeled object is formed. This technique is the oldest, and the devices tend to be expensive. 2. Selective Laser Sintering Technique: In place of the liquid resin, the tank is filled with a powdered material. By sintering the material using a high-power laser beam, a 3D object is modeled inside the tank. An object with high-precision finishing and high strength can be obtained. 7

3. Fused Deposition Modeling Technique (FDM): ABS resin or the like is extruded from the printer head as a filamentous solution, which is laminated so as to knit a cross-section and is solidified. The technique is widely used in devices for personal use, and although the finish may be rather coarse in terms of 3D precision and surface conditions, the device is cheaper. 4. Inkjet Printing Technique: A fine particles are jetted from a nozzle of an inkjet printer to form lamination layers, which are irradiated with ultraviolet light and cured. By repeating this process, a 3D modeled object is formed. The technique uses the principle of the conventional twodimensional printer. 8

FY2016 Patent Application Technical Trends Survey Report (published by the JPO) Smart Manufacturing Smart manufacturing technology is one of the applications of IoT technology and is a generic term for technology that aims to improve productivity of factories and create new businesses by incorporating information and communications technology and the information processing technology into factory equipment. By collecting and analyzing data not previously fully utilized such as individual manufacturing conditions and log data of manufacturing equipment in production lines, the technology enables improving technologies to improve productivity and production control as well as for offering services. 9

Number of JPO applications for smart manufacturing technology Year of application (year of priority claim): 2005-2014 Year of Application Number of Applications 2005 833 2006 735 2007 599 2008 570 2009 658 2010 622 2011 501 2012 518 2013 587 2014 545 *Cited from FY2016 Patent Application Technical Trends Survey Report (published by JPO) 10

In November 2016, the JPO newly established the cross-sectoral Broad Facet Classification Symbol (*1) (ZIT) for IoT-related technology and started to apply the symbol to Japanese patent documents. *1 Broad Facet Classification Symbols enable collection (search) of documents from a crosssectorial perspective across various fields. 11

In May 2017, the JPO started to subdivide the patent classification of the Broad Facet Classification Symbol ZIT into twelve uses. 12 Uses (No. 1) 1. ZJA: for agriculture; for fishing; for mining 2. ZJC: for manufacturing 3. ZJE: for supplying electricity, gas or water 4. ZJG: for home and building; for home electric appliances 5. ZJI: for construction 12

12 Uses (No. 2) 6. ZJK: for finance 7. ZJM: for services 8. ZJP: for healthcare, e.g. hospitals, medical treatments or diagnosis; for social work 9. ZJR: for logistics, e.g. warehousing, loading, distribution or shipping 10. ZJT: for transportation 11. ZJV: for communication 12. ZJX: for amusements; for sports; for games 13

The number of published applications on J-PlatPat (Japan Platform for Patent Information) During Nov. 2016 to Feb. 9, 2018, 1132 granted patents of IoT-related technology. During Nov. 2016 to Feb. 9, 2018, 377 published applications of IoT-related technology. The number of patents and published applications in total is 1509. *Data extracted by using the NRI Cyber Patent Desk 2 14

Classification Breakdown (No. 1) Classification Use 1509 0. ZIT for IoT in general 720 1. ZJM for services 233 2. ZJG for home and buildings; for home electric appliances 178 3. ZJT for transportation 150 4. ZJP for healthcare; for social work 143 5. ZJV for communication 94 6. ZJX for amusements; for sports; for games 86 *Data extracted by using the NRI Cyber Patent Desk 2 15

Classification Breakdown (No. 2) Classification Use 1509 7. ZJE for supplying electricity, gas or water 78 8. ZJC for manufacturing 37 9. ZJR for logistics 23 10. ZJK for finance 19 11. ZJA for agriculture; for fishing; for mining 16 12. ZJI for construction 14 Number of duplications 284 *Data extracted by using the NRI Cyber Patent Desk 2 16

Business-related Inventions (G06Q given to FI classification) 651 out of 1509 applications (43%) *Data extracted by using the NRI Cyber Patent Desk 2 17

Percentages of Business-related Inventions (No. 1) Classification Use Number of Applications Percentage 0. ZIT for IoT in general 294 41% 1. ZJM for services 146 63% 2. ZJP for healthcare; for social work 90 60% 3. ZJE for supplying electricity, gas or water 50 64% 4. ZJG for home and building; for home electric appliances 48 27% 5. ZJV for communication 41 44% 6. ZJT for transportation 29 19% 18

Percentages of Business-related Invention (No. 2) Classification Use Number of Applications Percentage 7. ZJX for amusements; for sports; for games 19 22% 8. ZJK for finance 18 95% 9. ZJR for logistics 14 61% 10. ZJA for agriculture; for fishing; for mining 12 67% 11. ZJC for manufacturing 11 30% 12. ZJI for construction 10 71% Total 782 Number of duplications 131 *Data extracted by using the NRI Cyber Patent Desk 2 19

Number of JPO applications Year of application (year of priority claim): 2001-2011 Year of Application Number of Applications 2001 110 2002 127 2003 149 2004 94 2005 110 2006 103 2007 115 2008 84 2009 75 2010 66 2011 36 *Cited from FY2013 Patent Application Technical Trends Survey Report (published by JPO) 20

Number of published applications by JPO with the subclass B33Y given to IPC Year Published Number of Published Applications 2015 (Aug. 6 -) 41 2016 371 2017 787 2018 (- Feb. 15) 88 B33Y: additive manufacturing, i.e. manufacturing of three-dimensional [3-D] objects by additive deposition, additive agglomeration or additive layering, e.g. by 3-D printing, stereolithography or selective laser sintering. Effective from Jan. 2015. * Data extracted by using J-PlatPat 21

SONODA & KOBAYASHI Intellectual Property Law Shinjuku Mitsui Building Suite 3401 2-1-1 Nishi Shinjuku Shinjuku-ku, Tokyo 163-0434 Tel: +81 (0) 3-5339-1093 Fax: +81 (0) 3-5339-1094 www.patents.jp mailbox@patents.jp Disclaimer Although we make efforts to ensure accuracy in this seminar, we do not guarantee anything about the information provided herein. Our office assumes no responsibility even in case any damage is caused by the use of the content of this seminar. The seminar is not intended to provide any legal advice. 22