Effect of Noise Variance Estimation on Channel Quality Indicator in LTE Systems

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Effect of Noise Variance Estimation on Channel Quality Indicator in LTE Systems A. M. Mansour (WASIELA Inc.) Abd El-Rahman Nada (WASIELA Inc.) Ahmed Hesham Mehana (WASIELA Inc. and EECE Dept. Cairo Univ.) GS 2015 1

Outline Introduction Noise Variance Calculation Methods System Model (LTE) Cyclic-prefix Based Noise Variance Estimation Pilot-based Noise Variance Estimation CQI Calculation (MIESM) Simulation Results 2

Introduction 3GPP LTE: high data rate communication is possible due to advanced techniques e.g., OFDM, adaptive modulation and coding (AMC), and link adaptation (LA) LA is often used to cope with the channel variations The channel quality indicator (CQI) is an important LTE metric that allows successful LA 3

Introduction The UE performs some measurements e.g., channel and noise variance estimations, based on which the CQI is calculated and fed back to the base station 4

Introduction The UE performs some measurements e.g., channel and noise variance estimations, based on which the CQI is calculated and fed back to the base station In this work, we study the effect of the noise variance estimation on the CQI calculation in LTE systems We assess the performance of a widely-used CQI algorithm, the mutual information effective SINR mapping (MIESM) We compare the performance in the presence of the channel estimation errors and the interference signals 5

System Model The LTE system uses OFDM with bandwidth that varies from 1.4 MHz (corresponding to 72 subcarriers) up to 20 MHz (1200 subcarriers) Downlink system Model 6

System Model freq The LTE system uses OFDM with bandwidth that varies from 1.4 MHz (corresponding to 72 subcarriers) up to 20 MHz (1200 subcarriers) time Type-I: normal Resource element Type-II: extended Resource Block (RB) 7

CQI Computation In order to assess the quality of the channel, the UE computes the signal-to-noise ratio (SNR) at each resource element 2 SNR nm = H nm /σ 2 (n: freq. index, m:time index) It then combines these SNR nm in one effective SNR eff that is used to select the best modulation and coding scheme (high throughput and low frame error rate) 8

CQI Computation Several algorithm exist to obtain SNR eff Exponential effective SINR mapping (EESM) mutual information effective SINR mapping (MIESM) In this work, we adopt MIESM 9

Noise-Variance Estimation Noise variance estimation methods Data aided (DA) estimators (known pilot sequence) Non-data aided estimators 10

Noise-Variance Estimation Noise variance estimation methods Data aided (DA) estimators (known pilot sequence) Non-data aided estimators In our system model Data aided (DA) estimators: Pilot-based (freq. domain) Non-data aided estimators: CP-based (time domain) 11

Noise-Variance Estimation Cyclic-Prefix based method Uses the CP of the OFDM symbols 12

Noise-Variance Estimation Cyclic-Prefix based method Uses the CP of the OFDM symbols M m=1 N g n=d max +1 y m n y m n + N N g 2 σ 2 = 2M N g d max y m n : n-th sample of the received signal at the m-th OFDM symbol M: number of OFDM symbols used in the estimation process N g : number of samples in the CP d max : maximum delay spread (fixed) 13

Noise-Variance Estimation Pilot based method Uses the CP of the OFDM symbols σ 2 = 1 N total n m Y nm H nm X nm Y nm : the n-th FFT sample of the received signal at the m-th OFDM symbol H nm : the estimated channel X nm : the pilot symbol N total : total number of pilots used in the estimation process 2 14

Link-Level Simulator Parameters System bandwidth Assumptions 10 MHz Antenna configuration 1 1, 1 2, 2 2, 4 4 uncorrelated Propagation channel ETU, EPA and EVA Doppler MS receiver type Channel estimation method CSI feedback delay Modulation/coding 0, 5, 70, and 300Hz MRC MMSE-based approach 8 ms CQI table (Rel-8) 15

Link-Level Simulator CP-based method provides more accurate results compared to the pilot-based one at low SNR and small number of pilots By using more antennas, the number of observations (pilots) increases and the performance of the pilot-based improves (e.g. MIMO or in the high SNR). NMSE of both estimation methods with perfect channel estimation and ETU-0Hz channel 16

Link-Level Simulator We simulate the case of 10 MHz LTE bandwidth over EPA-5Hz with/without perfect channel and in the presence of synchronous LTE interfering signal The performance of the pilotbased is superior even in the presence of channel estimation error. The CP-based algorithm cannot detect the interference power in synchronous interfering LTE signal! Misleading noise variance estimate results in an optimistic (high) CQI! NMSE of both estimation methods, with an LTE synchronous interference, and EPA-5Hz channel 17

Link-Level Simulator If the number of RBs is reduced (for complexity reason or subband interference estimation), the pilot-based method performance may degrade significantly By using more antennas, the number of observations (pilots) increases and the performance of the pilot-based improves (e.g. MIMO or in the high SNR). However, the sensitivity to the channel estimation method is evident NMSE of both estimation methods using 1 RB 18

Link-Level Simulator Throughput curves: - No CQI reporting : throughput floor - CQI-reporting: throughput increases in both methods The throughputs of 1x2 system in an AWGN channel in the cases of: no feed-back, CQI with 19 both noise-variance estimation methods.

Link-Level Simulator Throughput curves: - CP-based is much worst since it reports a misleading noise estimate resulting in an optimistic (high) CQI that does not reflect the actual interference situation. The corresponding MCS results in erroneous transmission and thus low throughput. The cases of other channel types and colored interference are still under investigation The throughputs of 1x2 system in an AWGN Channel with an LTE interfering signal in the cases 20 of: no feed-back, CQI with both estimation methods.

Conclusion The pilot-based method is more robust to the presence of interference signals in the LTE band, a common scenario that is a part of the LTE-standard conformance tests. An extension to this work is the colored interference case (tradeoff between the number of pilots and the noise-variance estimate) The CP-based method is more robust to the channel estimation error compared to the pilot-based one Another extension to this work is to include different impairments e.g., IQ, frequency/time offsets (causing ICI thus degrading the pilot-based performance) 21

Thank you 22