On the Study of Improving Noise Shaping Techniques in Wide Bandwidth Sigma Delta Modulators

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On the Study of Improving Noise Shaping Techniques in Wide Bandwidth Sigma Delta Modulators By Du Yun Master Degree in Electrical and Electronics Engineering 2013 Faculty of Science and Technology University of Macau i

On the Study of Improving Noise Shaping Techniques in Wide Bandwidth Sigma Delta Modulators By Du Yun Supervisor: Dr. Sai-Weng Sin Co-supervisor: Prof. Seng-Pang U Department of Electrical and Computer Engineering Master Degree in Electrical and Electronics Engineering 2013 Faculty of Science and Technology University of Macau ii

ABSTRACT As with the development of the wireless telecommunications technologies, the demands of mobile applications by consumers and the robust network bandwidth management by supplier increases explosively, speeds up the adoption and deployment of 4G network in recent years, which benefits from its high speed, relative low cost and high security. To catch up with such requirements of 4G, the most important interface, analog-to-digital converter, inside the 4G network is constantly being improved. One most suitable type of ADCs for such high speed is sigma-delta modulator, with the attractive property of noise shaping performance. In this thesis, I will focus on this property to improve, meanwhile to overcome some limitations of the old methods. The first part is based on the zero optimization method. One new loop filter structure is designed with the relaxed zero shifting feedback coefficient. This proposed structure couples one local positive feedback with 2 negative feedbacks to balance the NTF. The same zero optimization performance is achieved with a more comfortable value of feedback by several times, which makes the circuit realization much easier. The second part is based on the order increasing method. To release the power budget, VCO-based SDM for multi-bit quantization is selected. In case of high resolution, The proposed structure with VCO-assisted VCO-based quantizer is designed for reducing the nonlinearity of VCO itself, while maintaining the implicit DEM function and intrinsic additional first order noise shaping performance of VCO-based quantizer. iii

Key Words Discrete Time Sigma Delta Modulator Continuous Time Sigma Delta Modulator Noise Shaping Technique Zero Optimization VCO-based Quantizer VCO-assisted VCO-based Sigma Delta Modulator iv

Acknowledgment I wish to express our deepest gratitude to Prof. U Seng Pan and Dr. Sin Sai Weng for their support and guidance during the course of our M.Sc. Student at University of Macau. It is a great honor for me to study with them in this one of the most challenging integrated circuit design area and be benefited from their extensive knowledge in analog, mixed-signal circuit design. In addition, I am very grateful to my close colleagues for their disinterested assistance during the research on this topic. For this reason, I would like to thank Tim Jiang, Joy Cai, Arshad, Victor Wong, Steve Ding, Ivor Chan, and Dicky Wong from SKL-AMS-VLSI Laboratory in University of Macau. I deeply thank Frank He and Steven Wu for their encouragement and valuable suggestions. Also, I specially thanks for Research Committee of University of Macau and Macau Science and Technology Development Fund (FDCT) for the finical support during my graduate study. It was a great to interact with one member of sigma delta research group. Special thanks for sharing my knowledge on sigma-delta ADC through many technical discussions, analog circuit and chip layout. Finally, I would like to thank again for all the people who worked with me in the SKL-AMS-VLSI laboratory. v

TO My Family and My Sister s Daughter vi

List of Abbreviations AFF ADC B BW CMOS CMFB CT DAC DBB DC DEM DFF DNL DT DR DWA ELD ENOB GBW GSM HD HSPA IC INL LSB MASH MSB N NMOS NRZ NTF Op-amp OSR PA PMOS PSD RZ SC Analog Feed-forward Analog-to-Digital Converter Bit Bandwidth Complementary Metal Oxide Semiconductor Common mode feedback Continuous Time Digital-to-Analog Converter Digital Base Band Direct Current Dynamic Element Matching D-Flip-Flop Differential Non-Linearity Discrete Time Dynamic Range Data Weight Averaging Excess Loop Delay Effective Number of Bit Unity Gain Frequency Global System for Mobile Communications Harmonic Distortion High Speed Packet Access Integrated Circuit Integral Non-linearity Least significant bit Multi-Stage Noise Shaping Most significant bit Number of Quantization Bit N-Channel Metal Oxide Semiconductor Non-Return Zero Noise Transfer Function Operational Amplifier Over-Sampling Ratio Power Amplifier P-Channel Metal Oxide Semiconductor Power Spectral Density Return Zero Switched capacitor vii

SDM SFDR SI SNDR SNR SR STF THD VCO 3G 4G TD-SCDMA WCDMA Δ ΣΔ C S C I C f G m f s T s V CM V DD V p Sigma-Delta Modulator Spurious-Free Dynamic Range Switched current Signal-to-Noise-and-Distortion Ratio Signal-to-Noise Ratio Slew rate Signal Transfer Function Total Harmonic Distortion Voltage Controlled Oscillator Third Generation Forth Generation A Time Division Synchronous Code Division Multiple Access Wideband Code Division Multiple Access Step-Size Sigma-Delta Sampling Capacitor Integration Capacitor Feedback Capacitor Transconductance of a Transistor Sampling Frequency Sampling Time Common-Mode Voltage Supply Voltage Signal Amplitude viii

Table of Contents ABSTRACT... iii Key Words... iv Acknowledgment... v List of Abbreviations... vii Table of Contents... ix List of Figures... xii List of Tables... xiv CHAPTER 1 INTRODUCTION... 1 1.1 RESEARCH BACKGROUND... 1 1.1.1 The Evolution of The Wireless Communication... 1 1.1.2 The Breakthrough of 4G... 3 1.2 THE MOTIVATION OF THIS THESIS... 6 1.2.1 Function of ADCs in 4G... 6 1.2.2 ΣΔ ADCs used in 4G... 7 1.2.3 Research Direction... 9 1.3 ORGANIZATION OF THIS THESIS... 11 1.4 STATEMENT OF ORIGINALITY... 11 CHAPTER 2 GENERAL THEORY OF SIGMA-DELTA CONVERTOR... 13 2.1 INTRODUCTION... 13 2.2 QUANTIZATION... 13 2.3 BASIC PROPERTIES OF SIGMA-DELTA MODULATOR... 15 2.3.1 Oversampling... 15 2.3.2 Noise Shaping... 17 2.3.3 Decimation Filtering... 19 2.4 PERFORMANCE METRICS... 19 2.4.1 Signal-to-Noise Ration (SNR)... 20 ix

2.4.2 Total Harmonic Distortion (THD)... 21 2.4.3 Signal-to-Noise and Distortion Ratio (SNDR)... 22 2.4.4 Effective Number of Bit (ENOB)... 22 2.4.5 Dynamic Range (DR)... 23 2.5 SUMMARY... 23 CHAPTER 3 PERFORMANCE COMPARISON OF ΣΔ TOPOLOGIES... 24 3.1 INTRODUCTION... 24 3.2 SINGLE-BIT VERSUS MULTI-BIT QUANTIZATION... 24 3.3 FIRST-ORDER LOOP FILTER VERSUS HIGH-ORDER LOOP FILTER... 26 3.4 OVERSAMPLING RATIO... 29 3.5 DISCRETE TIME TOPOLOGY VERSUS CONTINUOUS TIME TOPOLOGY... 30 3.5.1 Sampling Operation... 31 3.5.2 Filter Realization... 32 3.5.3 Quantizer Realization... 33 3.5.4 Feedback Realization... 33 3.5.5 Trade-offs... 34 3.6 SUMMARY... 35 CHAPTER 4 ADVANCED METHODS FOR NOISE SHAPING TECHNIQUE... 36 4.1 INTRODUCTION... 36 4.2 NOISE SHAPING TECHNIQUES... 36 4.2.1 High Order Noise Shaping... 36 4.2.2 Zero shifting in NTF [20]... 41 4.3 EXISTING ZERO OPTIMIZATION METHODS... 44 4.3.1 Circuit Realizations in DT and CT... 44 4.3.2 Drawbacks... 45 4.4 EXISTING VCO-BASED CIRCUITS AND LIMITATIONS... 46 4.4.1 Basic theory of VCO-based SDM... 46 4.4.2 Benefits of VCO-based SDM... 50 4.4.3 Limitations of VCO-based SDM... 52 4.4.4 Improvements in Linearity Issue... 53 x

4.5 SUMMARY... 54 CHAPTER 5 NEW ZERO OPTIMIZATION TECHNIQUE IN DT LOOPFILTER... 56 5.1 INTRODUCTION... 56 5.2 MATHEMATICAL ANALYSIS OF ZERO-OPTIMIZATION RELATED TO OSR 56 5.3 PROPOSED ZERO-OPTIMZATION METHOD... 59 5.4 SIMULATION RESULTS AND COMPARISONS... 63 5.5 SUMMARY... 68 CHAPTER 6 VCO-ASSISTED TECHNIQUE IN CT VCO-BASED MODULATOR.. 70 6.1 INTRODUCTION... 70 6.2 VCO ASSISTED VCO-BASED MODULATOR... 70 6.3 CIRCUIT DESIGN IN CT PLATFORM... 75 6.4 SIMULATION RESULT... 76 6.5 SUMMARY... 79 CHAPTER 7 CONCLUSION... 80 7.1 CONCLUSION FOR THIS THESIS... 80 7.2 THE FUTURE RESEARCH WORK... 82 CHAPTER 8 REFERENCES... 84 xi

List of Figures Fig. 1.1 Wireless data growth versus spectrum usage... 1 Fig. 1.2 Data traffic speeds of 4G standards.... 2 Fig. 1.3 Data share diagram among 2G, 3G and 4G technologies.... 3 Fig. 1.4 Wireless communications standards roadmap... 4 Fig. 1.5 The Applications of WiMAX... 5 Fig. 1.6 RF transceiver in dual standards of WiMAX and LTE... 7 Fig. 1.7 ADC survey for Pipelined and ΣΔ ADCs with bandwidth versus SNDR in ISSCC and VLSI... 8 Fig. 2.1 (a)multibit quantizer I/O; (b)multibit quantizer error... 14 Fig. 2.2 Linear quantizer model... 15 Fig. 2.3 Sampled signal with sampling frequency of Niquist rate (a) and larger than Niquist rate (b).. 16 Fig. 2.4 Block diagram of a DT ΣΔ ADC... 18 Fig. 2.5 Power spectrum variation before (1), after (2).the SDM and output of decimator (3)... 19 Fig. 3.1 Linearized model of Sigma-Delta modulator... 25 Fig. 3.2 The digital output signal and the input analog signal of 1 st order SDM... 27 Fig. 3.3 The block diagram of second-order DT sigma-delta modulator... 28 Fig. 3.4 NTF(z) for an ideal Nth order ΣΔ modulator... 29 Fig. 3.5 Block diagram of a CT ΣΔ A/D converter... 31 Fig. 4.1 Simplified model of a ΣΔ A/D converter... 37 Fig. 4.2 Block diagram of MASH structure with N stages... 40 Fig. 4.3 NTF(z) of 2 nd order SDM with and without zero optimizations... 43 Fig. 4.4 Zero optimization in circuit realization in DT (a) and CT (b) topologies... 45 Fig. 4.5 The functions of VCO and its voltage to frequency transfer curve... 47 Fig. 4.6 Multibit quantization with a ring oscillator structure... 48 Fig. 4.7 (a) One cell structure of VCO based quantizer and (b) its linearized model... 49 Fig. 4.8 A closed loop VCO-based ΣΔ modulator... 50 Fig. 4.9 Noise shaping principle in VCO-based quantizer... 51 Fig. 4.10 The selected voltage to frequency curve and its gain Kv... 53 Fig. 5.1 Traditional 2 nd order SDM in feedforward structure with zero-optimization feedback... 57 Fig. 5.2 Poles and zeros shifting in traditional SDMs... 58 Fig. 5.3 Proposed 3 feedback structure with relaxed zero optimization... 60 Fig. 5.4 Output wave swings for 2 integrators... 61 Fig. 5.5 Optimization value comparison between traditional and proposed structures... 62 Fig. 5.6 The circuit implementation in the first integrator... 63 Fig. 5.7 The circuit implementation of the 2 nd integrator, active adder, and the quantizer... 64 Fig. 5.8 SNDR comparison between the model with the proposed zero optimization and without zero optimization in 12X OSR... 65 Fig. 5.9 SNDR comparison between the model with the proposed zero optimization and without zero optimization in 48X OSR... 66 Fig. 5.10 PSD of the circuit simulation with 12X OSR... 67 xii

Fig. 5.11 Coefficient α mismatch versus SNDR in the range of ±20%... 68 Fig. 6.1 Proposed 1 st order SDM with a VCO-assisted circuit in the DT counterpart... 71 Fig. 6.2 Comparison of the VCO input swings between the 2 models... 72 Fig. 6.3 Selection of the number of levels in the auxiliary VCO-based quantizer... 73 Fig. 6.4 Improvement in SNDR using 3bit auxiliary VCO-based quantizer... 74 Fig. 6.5 Circuit implementation of the 1 st order CT VCO-assisted VCO-based sigma-delta modulator 75 Fig. 6.6 Proposed CT circuit SNDR in 10MHz BW... 77 Fig. 6.7 Dynamic range of the CT VCO-assisted VCO-based circuit... 78 xiii

List of Tables Table 1.1 The supported channel bandwidth of WiMAX.... 5 Table 3.1 Benefits that are obtained by using a CT and a DT loop filter..... 34 Table 4.1 Zero locations corresponding to their SNDR improvements in the order from 1 to 8... 42 Table 4.2 Comparison of different structures with VCO... 54 Table 5.1 Comparison of the values in local feedback coefficient... 66 Table 6.1 Comparison of the performance of different modulators... 79 xiv