Telecommunication Industry Standard Of the People s Republic of China

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Translated English of Chinese Standard: YDT1763.1-2008 Translated by: www.chinesestandard.net Wayne Zheng et al. Email: Sales@ChineseStandard.net Telecommunication Industry Standard Of the People s Republic of China YD YD/T 1763.1-2008 TD-SCDMA/WCDMA Digital Cellular Mobile Telecommunication Network Test methods for USIM-ME (Cu) Interface Part 1: Physical, Electrical and Logical Characteristics Issued on: March 13, 2008 Implemented on: July 1, 2008 Issued by: Ministry of Industry Information Technology, the People s Republic of China www.chinesestandard.net Page 1 of 76

Table of Contents Preface... 6 1 Scope... 8 2 Quoted Standards... 8 3 Definitions, Symbols, Abbreviations and Coding Conventions... 9 3.1 Definitions... 9 3.2 Symbols... 10 3.3 Abbreviations... 10 3.4 Coding Conventions... 12 4 Physical Characteristic Tests... 12 4.1 Contact Pressure... 12 4.1.1. Definition and applicability... 12 4.1.2 Conformance requirement... 12 4.1.3 Test Purpose... 12 4.1.4 Method of test... 13 4.1.5 Expected test result... 13 4.2 Curvature of the Contacting Elements... 13 4.2.1. Definition and applicability... 13 4.2.2 Conformance requirement... 13 4.2.3 Test Purpose... 13 4.2.4 Method of test... 13 4.2.5 Expected test result... 13 5 Electrical Characteristic Tests... 13 5.1 Test of the Power Transition Phases... 14 5.1.1 Phase proceeding ME power on... 14 5.1.2 Phase during USIM power on... 14 5.1.2 Phase during ME power off... 15 5.1.4 Warm reset timing... 17 5.1.5 USIM type recognition and voltage switching... 18 www.chinesestandard.net Page 2 of 76

5.2 Electrical Tests on Each ME Contact... 24 5.2.1 Nominal test conditions... 24 5.2.2 Electrical tests on contact C1 (VCC)... 25 5.2.3 Electrical tests on contact C2 (RST)... 29 5.2.4 Electrical tests on contact C3 (CLK)... 30 5.2.5 Electrical tests on contact C7 (I/O)... 31 6 Initial Communication Tests... 33 6.1 ATR... 33 6.1.1 ATR characters... 33 6.2 Clock Stop Mode with 1.8V Technology USIM... 38 6.2.1 Definition and applicability... 38 6.2.2 Conformance requirement... 38 6.2.3 Test purpose... 39 6.2.4 Method of test... 39 6.2.5 Expected test result... 41 6.3 Clock Stop Mode with 3V Technology USIM... 41 6.3.1 Definition and applicability... 41 6.3.2 Conformance requirement... 42 6.3.3 Test purpose... 42 6.3.4 Method of test... 42 6.3.5 Expected test result... 44 6.4 Speed Enhancement... 45 6.4.1 Definition and applicability... 45 6.4.2 Conformance requirement... 45 6.4.3 Test purpose... 45 6.4.4 Method of test... 45 6.4.5 Expected test result... 46 7 Transmission Protocol Tests... 47 7.1 Character Transmission... 47 www.chinesestandard.net Page 3 of 76

7.1.1 Bit/character duration during the transmission from the ME to the USIM... 47 7.1.2 Bit/character duration during the transmission from the USIM to the ME... 47 7.2 T=0 Protocol... 48 7.2.1 Timing... 48 7.2.2 Command processing, ACK, NACK, NULL procedure bytes... 50 7.2.3 Case 2 command, use of procedure bytes 61XX and 6CXX... 51 7.2.4 Case 4 command, use of procedure bytes 61XX... 52 7.2.5 Command processing, warning and error status bytes... 53 7.2.6 Error correction... 54 7.2.7 Error detection... 54 7.3 T=1 Protocol... 55 7.3.1 Character Waiting Time... 55 7.3.2 Blocking Timing... 57 7.3.3 Blocking Waiting Time extension... 58 7.3.4 Chaining respect of IFSC by ME... 60 7.3.5 Chaining IFSD management... 63 7.3.6 I-Block error correction... 64 7.3.7 I-Block error detection... 65 7.3.8 R-Block error handling in non-chaining mode... 66 7.3.9 R-Block error handling in chaining mode... 67 7.3.10 Successive errors in both directions... 68 7.3.11 Chaining abortion... 69 7.3.12 Block repetition and resynchronization... 70 7.3.13 USIM is unresponsive... 72 8. Application Independent Procedures... 73 8.1 USIM Presence Detection... 73 Annex A (Normative) USIM Simulator Functional Requirement... 75 A.1 General... 75 A.2 Contacts C1, C3, C7... 75 www.chinesestandard.net Page 4 of 76

A.2.1 Default measurement/ setting uncertainties... 75 A.2.2 Contact C1... 75 A.2.3 Contact C7... 76 A.2.4 Contact C3... 76 A.3 Definition of timing... 76 www.chinesestandard.net Page 5 of 76

Preface This Standard is one of the serial standards of TD-SCDMA/WCDMA Digital Cellular Mobile Telecommunication Network USIM-ME (Cu) Interface. The names of this series of specifications and parts are as follows: 1. TD-SCDMA/WCDMA Digital Cellular Mobile Communication Network Technical Specification for USIM-ME (Cu) Interface Part 1: Physical, Electrical and Logical Characteristics 2. TD-SCDMA/WCDMA Digital Cellular Mobile Communication Network Technical Specification for USIM-ME (Cu) Interface Part 2: Application Characteristics of USIM 3. TD-SCDMA/WCDMA Digital Cellular Mobile Communication Network Technical Specification for USIM-ME (Cu) Interface Part 3: Characteristics of USAT 4. TD-SCDMA/WCDMA Digital Cellular Mobile Telecommunication Network Test Methods for USIM-ME (Cu) Interface Part 1: Physical, Electrical and Logical Characteristics 5. TD-SCDMA/WCDMA Digital Cellular Mobile Telecommunication Network Test Methods for USIM-ME (Cu) Interface Part 2: Application Characteristics of USIM 6. TD-SCDMA/WCDMA Digital Cellular Mobile Telecommunication Network Test Methods for USIM-ME (Cu) Interface Part 3: USAT Characteristics 7. TD-SCDMA/WCDMA Digital Cellular Mobile Communication Network Test Methods for USIM-ME (Cu) Interface Part 4: USIM Conformance This Standard is part 1 of TD-SCDMA/WCDMA Digital Cellular Mobile Telecommunication Network Test Methods for USIM-ME (Cu) Interface. This Standard shall be used together with TD-SCDMA/WCDMA Digital Cellular Mobile Communication Network Technical Specification for USIM-ME (Cu) Interface Part 1: Physical, Electrical and Logical Characteristics. This Standard is developed based on ETSI TS 102 230 V4.5.0. www.chinesestandard.net Page 6 of 76

Annex A of this Standard is a normative annex. This Standard is proposed and managed by China MII Telecommunication Institute. This Standard is drafted by: China MIIT Telecommunication Institute, Datang Mobile, and ZTE. This Standard is written by: Panjuan, Di Zhiwen, Wang Wenqing, Guanhe, Peng Hongli and Zhanghui. www.chinesestandard.net Page 7 of 76

TD-SCDMA/WCDMA Digital Cellular Mobile Telecommunication Network Test Methods for USIM-ME (Cu) Interface Part 1: Physical, Electrical and Logical Characteristics 1 Scope This Standard defines the test methods and expected test results of the physical, electrical and logical characteristics of USIM-ME Cu interface. The present document specifies the tests of: physical characteristics of Cu interface, electrical characteristics of Cu interface, initial communication establishment and the transport protocols as well as the application independent procedures. This Standard applies not only for tests of Cu interface between USIM and TD-SCDMA ME, but also for tests of Cu interface between USIM and WCDMA ME. 2 Quoted Standards The following standards contribute to the stipulation of this Standard after being quoted. All the revision versions (excluding correction version) of the quoted standards specified with date are not applicable for this part. Users are encouraged to explore the possibility to use the latest version of the following standards. The latest version of the quoted documents without date specified is applicable for this part. TD-SCDMA/WCDMA Digital Cellular Mobile Communication Network Technical Specification for USIM-ME (Cu) Interface Part 1: Physical, Electrical and Logical Characteristics ISO/IEC 7816-3 (1997): Identification cards - Integrated circuit cards - Part 3: Cards with contacts - Electrical interface and transmission protocols ISO/IEC 7816-6 (2004): Identification cards - Integrated circuit cards - Part 6: Inter-industry data elements for interchange www.chinesestandard.net Page 8 of 76

5.1.5.2.4 Method of test Initial conditions: The ME shall be connected to a USIM simulator simulating a 1.8V technology USIM with nominal test conditions according to Section 5.2.1. All elementary files shall be coded as default. The ME shall be powered on. Test procedure: The USIM simulator shall send an ATR indicating a 1.8V technology USIM. The USIM-ME interface shall be monitored for at least 1 minute until the UE is switched off. 5.1.5.2.5 Expected test result 1) The initial activation of the USIM-ME interface shall be performed with 3V supply voltage. 2) The ME proceeds with the card session without switching to another supply voltage. 5.1.5.3 Reaction of 1.8V technology MEs on type recognition of 1.8V technology USIMs 5.1.5.3.1. Definition and applicability When a 1.8V technology ME detects a 1.8V technology USIM during the ATR analysis, the ME may either switch to 3V operation or stay in 1.8V operation. This test applies to 1.8V technology MEs supporting class A and class B operating conditions. 5.1.5.3.2 Conformance requirement 1) A 1.8V technology ME shall initially activate the USIM with 1.8V. 2) The ME shall analyze the ATR and identify the voltage class supported by the USIM. 3) If a 1.8V technology ME identifies a 1.8V technology USIM, the ME may switch to 3V operation. Switching from 1.8V to 3V shall only be performed by deactivating the USIM-ME interface and activating the USIM with 3V supply voltage immediately after the analysis of the ATR without issuing any commands. Refer to Section 6.2 in TD-SCDMA/WCDMA Digital Cellular Mobile Communication Network Technical Specification for USIM-ME (Cu) Interface Part 1: Physical, Electrical and Logical Characteristics. 5.1.5.3.3 Test purpose 1) To verify that a 1.8V technology ME initially activates the USIM with 1.8V. 2) To verify that a 1.8V technology ME correctly identifies the voltage class indicated by ATR. 3) To verify that a 1.8V technology ME deactivates the USIM-ME interface immediately www.chinesestandard.net Page 20 of 76

b-2) The rise and the fall time of the clock signal shall not exceed 50ns when the ME is in 3V operation mode. b-3) The cycle ratio of the clock signal shall be between 40% and 60% of the period, in steady state when the ME is in 3V operation mode. b-4) The frequency of the clock signal shall be between 1MHz and 5MHz when the ME is in 3V operation mode. b-5) The voltage on contact C3 of the USIM-ME interface shall be between -0.3V and 0.2 Vcc for a current of -20μA in low state and the voltage on contact C2 of the USIM-ME interface shall be between 0.7 Vcc and Vcc+ 0.3V for a current of +20μA in high state when the ME is in 1.8V operation mode. b-6) The rise and the fall time of the clock signal shall not exceed 50ns when the ME is in 1.8V operation mode. b-7) The cycle ratio of the clock signal shall be between 40% and 60% of the period, in steady state when the ME is in 1.8V operation mode. b-8) The frequency of the clock signal shall be between 1MHz and 5MHz when the ME is in 1.8V operation mode. Refer to Section 5.1, Section 5.2 and Section 5.3 in TD-SCDMA/WCDMA Digital Cellular Mobile Communication Network Technical Specification for USIM-ME (Cu) Interface Part 1: Physical, Electrical and Logical Characteristics. 5.2.4.3 Test purpose To verify that the ME can keep the voltage, the rise and fall time, the cycle ratio and the frequency on contact C3 of the USIM-ME interface within the ranges specified in Section 5.2.4.2. 5.2.4.4 Method of test Initial condition: The ME shall be connected to a USIM simulator. The UE shall be activated. The remaining contacts of the USIM-ME interface shall be held in nominal test conditions (see Section 5.2.1). Test procedure: The voltage, the rise/fall time, the clock cycle ratio and the frequency on contact C3 (CLK) of the USIM-ME interface shall be measured. 5.2.4.5 Expected test result The voltage, the rise and fall time, the cycle ratio and the frequency on contact C3 of the USIM-ME interface shall be within the ranges specified in Section 5.2.4.2. 5.2.5 Electrical tests on contact C7 (I/O) 5.2.5.1. Definition and applicability When the user equipment is activated, the ME shall keep the voltage, the current and the rise/fall time of the signal on contact C7 of the USIM-ME interface within the specified range in order to ensure correct operation and to prevent any damage to the USIM. www.chinesestandard.net Page 31 of 76

This test applies to: a) 3V technology ME supporting class A and class B operating conditions. b) 1.8V technology ME supporting class B and class C operating conditions. 5.2.5.2 Conformance requirement a-1) ME receiving State A; With an imposed voltage of 0V the current flowing out of the ME shall not exceed 1mA when the ME is in 5V operation mode. a-2) ME transmitting State A; The voltage shall be between -0.3V and 0.15 Vcc when a current of 1mA flowing into the ME is applied when the ME is in 5V operation mode. a-3) ME transmitting or receiving State Z The voltage shall be between +3.8V(V OH )/0.7 Vcc(V IH ) and Vcc + 0.3V when a current of 20μA flowing out of the ME is applied when the ME is in 5V operation mode. a-4) The rise and the fall time of the I/O signal shall not exceed 1μs when the ME is in 5V operation mode. a-5) ME receiving State A; With an imposed voltage of 0V the current flowing out of the ME shall not exceed 1mA when the ME is in 3V operation mode. a-6) ME transmitting State A; The voltage shall be between -0.3V and 0.2 Vcc when a current of 1mA flowing into the ME is applied when the ME is in 3V operation mode. a-7) ME transmitting or receiving State Z The voltage shall be between 0.7 Vcc and Vcc + 0.3V when a current of 20μA flowing out of the ME is applied when the ME is in 3V operation mode. a-8) The rise and the fall time of the I/O signal shall not exceed 1μs when the ME is in 3V operation mode. b-1) ME receiving State A; With an imposed voltage of 0V the current flowing out of the ME shall not exceed 1mA when the ME is in 3V operation mode. b-2) ME transmitting State A; The voltage shall be between -0.3V and 0.2 Vcc when a current of 1mA flowing into the ME is applied when the ME is in 3V operation mode. b-3) ME transmitting or receiving State Z The voltage shall be between 0.7 Vcc and Vcc + 0.3V when a current of 20μA flowing out of the ME is applied when the ME is in 3V operation mode. b-4) The rise and the fall time of the I/O signal shall not exceed 1μs when the ME is in 3V operation mode. b-5) ME receiving State A; With an imposed voltage of 0V the current flowing out of the ME shall not exceed 1mA when the ME is in 1.8V operation mode. b-6) ME transmitting State A; www.chinesestandard.net Page 32 of 76

b-2) The USIM simulator shall send error status bytes ( 6xxx except 6Cxx 61xx, 62xx and 63xx ). 7.2.5.5 Expected test result After step a-2), the ME shall send a GET RESPONSE command with Le= 00. After step b-2), the ME shall send discontinue processing of the command. 7.2.6 Error correction 7.2.6.1 Definition and applicability The error detection and correction procedure is mandatory for T=0 protocol except for the ME during the ATR procedure. If the USIM as receiver detects a parity error within 11±0.2etu starting from edge of the start bit, in a character just received, it shall set I/O to state L to indicate the error to the ME. 7.2.6.2 Conformance requirement The error detection and correction procedure is mandatory for T=0 protocol except for the ME during the ATR procedure. Refer to Section 7.2.2.4 in TD-SCDMA/WCDMA Digital Cellular Mobile Communication Network Technical Specification for USIM-ME (Cu) Interface Part 1: Physical, Electrical and Logical Characteristics. 7.2.6.3 Test purpose To verify the error handling during the data transmission from the ME to the USIM. 7.2.6.4 Method of test Initial conditions: The ME shall be connected to a USIM simulator, and powered on. Test procedure: The USIM simulator shall transmit an error signal in response to a received character by setting the I/O line to state L for a maximum of 2etu and a minimum of 1etu, 10.5±0.2etu after the leading edge of the start bit of the received character. 7.2.6.5 Expected test result The ME shall repeat the disputed character after a minimum delay of 2etu. 7.2.7 Error detection 7.2.7.1 Definition and applicability The error detection and correction procedure is mandatory for T=0 protocol except for the ME during the ATR procedure. www.chinesestandard.net Page 54 of 76

If the ME as receiver detects a parity error within 11±0.2etu starting from edge of the start bit, in a character just received, it shall set I/O to state L to indicate the error to the USIM. 7.2.7.2 Conformance requirement The error detection and correction procedure is mandatory for T=0 protocol except for the ME during the ATR procedure. Refer to Section 7.2.2.4 in TD-SCDMA/WCDMA Digital Cellular Mobile Communication Network Technical Specification for USIM-ME (Cu) Interface Part 1: Physical, Electrical and Logical Characteristics. 7.2.7.3 Test purpose To verify the error handling during the data transmission from the USIM to the ME. 7.2.7.4 Method of test Initial conditions: The ME shall be connected to a USIM simulator, and powered on. Test procedure: The USIM simulator shall send a response with a parity error and check that the ME correctly handles it. 7.2.7.5 Expected test result The ME shall detect the parity error by setting the I/O line to state L for a maximum of 2etu and a minimum of 1etu, 10.5±0.2etu after the leading edge of the start bit of the erroneous character. 7.3 T=1 Protocol 7.3.1 Character Waiting Time 7.3.1.1 Definition and applicability CWT is defined as the maximum delay between the leading edges of two consecutive characters in the block. 7.3.1.2 Conformance requirement CWI is used to calculate CWT and shall be in the range from 0 to 5. The value is set in bits b4 to b1 in TB3.The value of CWT may be calculated from the following equation: CWT = (11+ 2 CWI ) etu. Refer to Section 7.2.3.1 in TD-SCDMA/WCDMA Digital Cellular Mobile Communication Network Technical Specification for USIM-ME (Cu) Interface Part 1: Physical, Electrical and Logical Characteristics and Section 9.5.3 in ISO/ IEC 7816-3. 7.3.1.3 Test purpose www.chinesestandard.net Page 55 of 76

Pause width Adjustable step size Uncertainty 0.1ms to 500ms, randomly varied 0.1ms <±0.1ms A.2.3 Contact C7 Voltage setting uncertainty: Rise and fall time setting uncertainty: Jitter measurement uncertainty: Jitter setting uncertainty: <±25mV <±100ns <±5 10E-3etu <±5 10E-3etu Note: the Elementary Time Unit (etu) refers to the nominal bit duration on the I/O line. A.2.4 Contact C3 Frequency measurement uncertainty: <±0.5% Voltage measurement uncertainty: <±50mV Rise and fall time measurement uncertainty: <±5ns Duty cycle Measurement range: 35% to 65% Measurement uncertainty: <±2.5% A.3 Definition of timing It shall be possible to define all timings relative to the clock. The USIM simulator shall be able to calculate and to use the absolute values automatically, even if the ME changes the frequency during the communication. www.chinesestandard.net Page 76 of 76