Special Executive Report S-5699 WEEKLY POSTING MEMBERSHIP/SHARE SALES AND TRANSFERS Members having any information regarding the transferees listed below are requested to communicate the same to the Shareholder Relations and Membership Services Department ( the Department ) on or before April 25, 2011. In accordance with CME Rule 110, At the conclusion of the 20 day claim filing period, the Market Regulation Department and the Department shall conduct an investigation of all claims properly filed against the seller s membership or its proceeds. All claims against the seller of a membership shall be submitted in writing to the Department on or before April 25, 2011. TRANSFEREE DIVISION TRANSFEROR HARLAN R. KRUMPFES GREGORY V. HAWKER JOHN H. HAYES COM SCOTT J. SALDANA WADE S. ATHEY COM @ JOHN H. HAYES J. PATRICK SCANLAN AM @ MICHAEL S. DAVIS XIAOYAN ZHENG AM @ J. PATRICK SCANLAN KYLE A. ADAMSON COM WADE S. ATHEY THOMAS KONTCHOU AM LAWRENCE MALATO SCOTT J. SALDANA BRENT R. CONSIGLIO SKYLER K HIRATA AM @ ANDREW GORDON KELLY A. CALOIA GETCO LLC AM MARK W. DOLESKI ROBIN KEITH PURDY JR ETHAN A. HENDRICKS MARK W. DOLESKI GETCO LLC DAVID P. ELLIS INTERNATIONAL TRADING GROUP LLC QUIET LIGHT TRADING L.L.C. @ SPENSER J. SKATES ERIC G. SUKUMAR @ QUIET LIGHT TRADING L.L.C. PETER A. BOESE IDEM @ JOHN NELS SUNDERLIN PAUL H. CHANAN COM @ WILLIAM J. WATT JR. RULE/AMOUNT DATE 106D Reinstatement 3/28/2011 106D Reinstatement 3/28/2011 106D Transfer 3/28/2011 106D Reinstatement 3/28/2011 106D Transfer 3/28/2011 106F Transfer 3/28/2011 106D Transfer 3/29/2011 106F Transfer 3/29/2011 106D Transfer 3/29/2011 $295,000 3/29/2011 106F Transfer 3/29/2011 106D Reinstatement 3/29/2011 $293,000 3/29/2011 106F Transfer 3/29/2011 106F Transfer 3/30/2011 $42,000 3/30/2011
Page 2 TRANSFEREE DIVISION TRANSFEROR RONALD E. KOMO @ RICHARD FRIEDMAN DALE S. SCHECK IDEM @ VINCE D'ORONZO JIL THOMPSON IDEM @ DALE S. SCHECK @ JOHN S. HARRINGTON MICHAEL A. WILLIAMS LASZLO B. PINTER @ EDWARD A. COX JR. CHRISTOPHER M FOSS @ RONALD E. KOMO MICHAEL A. WILLIAMS @ JOHN MCCALLA GARDNER D. LARNED MICHAEL A. WILLIAMS TRANSMARKET GROUP LLC IDEM VICTOR L. ELLIS TERRENCE M. BURKE @ ALAN L. RENTSHLER MWD TRADING, LLC MICHAEL A. WILLIAMS O'BRIAN L PHILLIPS AM @ PAULETTE K. MCGUIRE STEVEN L. SCHUHAM HOWARD L. FRAZES JOHN S. HARRINGTON STEVEN L. SCHUHAM JOHN L. CARTER AM @ JOAN CASHMAN @ MARTIN MCGLONE JOHN P. ATTWOOD ALAN L. RENTSHLER NUNZINO R PIZZA GRANT F. DENAPOLI @ WILLIAM R. WELDON JOAN CASHMAN AM MWD TRADING, LLC CHRISTOPHER D. MANNS IDEM COM JIL THOMPSON EDWARD VAN BRADFORD J. KUNDE COM @ JAMES J. QUINN EDWARD FALISZEK ROBERT E. REILLY SCOTT P. SHEA @ KELLY A. CALOIA PAULETTE K. MCGUIRE AM RICHARD M. MONDSZEIN ABHISHEK GUPTA AM GETCO LLC MICHAEL A. WILLIAMS LON V. HUGHES PATRICK M. NEHLS MICHAEL A. WILLIAMS RULE/AMOUNT DATE $299,000 3/30/2011 $303,000 3/31/2011 106F Transfer 4/1/2011
Page 3 DANIEL E. WEBER ALEXANDER J. MESSING $313,000 4/1/2011 DANIEL DYBALA JAMES S. BOLANOWSKI FRANK J GRAZIANO @ ETHAN A. HENDRICKS MICHAEL A. BRINATI COM PAUL A. NELSON III CLEARWATERS CAPITAL LLC @ EDWARD FALISZEK VITO A. MITALO AM @ NICHOLAS JAHANSHAHI NICHOLAS M. HEIDENRY AM @ BRADLEY HOLLAND KEITH B. LONERGAN AM @ VITO A. MITALO REED N. EHRLICH NICHOLAS M. HEIDENRY ROBIN KEITH PURDY JR @ REED N. EHRLICH JAMES H. WARNING @ RICKY O HALVERSON MARTIN MCGLONE @ JAMES H. WARNING CHARLES P. BABY COM @ STEPHEN TURINSKY RONALD G. LINDENBERG GLEN C. SCHILLERSTROM COM GARDNER D. LARNED @ HARRY WIESENFELDER BRADLEY HOLLAND AM @ DAVID W. JABERG $309,000 4/1/2011 * = New Applicant ** = Shareholder # = New Applicant Previously Posted @ = Only CBOT membership privilege to date for this person
Page 4 NEW APPLICANTS FOR MEMBERSHIP The applicants listed below are applying for membership and will be transferred membership at a later date. Any member having any information regarding these applicants is requested to communicate the same to the Shareholder Relations and Membership Services Department on or before April 25, 2011. Photographs of new applicants will be displayed on the bulletin boards located on the East side of the upper and lower trading floors. APPLICANT NAME KALMAN K GAIZLER STAMFORD, CT 06905 ABHISHEK GUPTA CHICAGO, IL 60604 ROBERT O. HOGAN CHICGO, IL 60657 PHILIP A. MARTIN CHICAGO, IL 60606 TODD E. MAYER CHICAGO, IL 60605 JEFFREY A. MOY CHICAGO, IL 60611 GLEN C. SCHILLERSTROM CHICAGO, IL 60605 MATTHEW K. STONEBACK CHICAGO, IL 60607 DIVISION * IDEM AM * COM AM * AM * * AM * = Delegate Applicant ** = Revocable Family Transfer Applicant
Page 5 ELECTRONIC CORPORATE MEMBER FIRM APPROVAL Clearwaters Capital, LLC has been approved as a CBOT Rule 106.R. Electronic Corporate Member Firm - Full Membership, effective April 1, 2011. ELECTRONIC CORPORATE MEMBER FIRM DIVISION CHANGE MWD Trading LLC, a CBOT Rule 106.R. Electronic Corporate Member Firm, has changed from Associate to Full Membership, effective April 1, 2011. CLEARING MEMBER APPROVAL BOCI Commodities and Futures Limited has been approved as a CBOT Clearing Member, effective March 29, 2011.
Page 6 CHICAGO BOARD OF TRADE Weekly Bulletin (As of April 01, 2011) Last Sales B-1 (Full) Membership $313,000 April 01, 2011 B-2 (Associate) Membership $110,000 March 17, 2011 B-3 (GIM) Membership $ 34,000 March 18, 2010 B-4 (IDEM) Membership $ 11,500 February 24, 2011 B-5 (COM) Membership $ 42,000 March 30, 2011