The downlink transmit power consists of the following, as shown in Figure 2-7: Figure 2-7 Dynamic power resource allocation

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2.7 Downlink Load 2.7.1 Monitoring Principles The downlink capacity of a cell is limited by its total available transmit power, which is determined by the NodeB power amplifier capability and the power configured for the cell. The downlink transmit power consists of the following, as shown in Figure 2-7: Common channel (CCH) power Non-HSPA power without CCH HSPA power Power margin Figure 2-7 Dynamic power resource allocation Downlink power resources are allocated as follows: 1. Downlink power resources are first reserved for common physical channels and allocated to the DPCH. The remaining power resources are available for HSPA, including HSUPA and HSDPA. 2. The HSPA power resources are first allocated to the HSUPA downlink control channels, including the E-AGCH, E-RGCH, and E-HICH. The remaining power resources are available for HSDPA. 3. The HSDPA power resources are first allocated to the downlink control channel HS- SCCH. The remaining power resources are available for the traffic channel HS-PDSCH. Downlink power consumption is related to cell coverage, UE locations, and the traffic load in the cell. Large cell coverage, UEs being far away from the cell center, and heavy traffic load all contribute to large downlink power consumption. Therefore, downlink power overload is more likely to occur in hotspots or in cells with large coverage. When the downlink transmit power is insufficient, the following occurs: The cell coverage shrinks.

2.7.2 Monitoring Methods The data throughput decreases. The service quality declines. New service requests are likely to be rejected. The following TCP-associated counters are defined for Huawei RNCs: VS.MeanTCP: mean transmitted power of carrier for cell VS.MeanTCP.NonHS: mean Non-HSDPA transmitted carrier power for cell VS.HSDPA.MeanChThroughput: mean downlink throughput of single HSDPA MAC-d flows for cell The downlink cell load is indicated by the mean utility ratio of transmitted carrier power in a cell. The mean utility ratio of the transmitted carrier power for non-hspa users in a cell (including non-hspa users on CCHs) is calculated using the following formula: MeanNonHSTCP Utility Ratio = MeanNonHSTCP/MAXTXPOWER x 100% The mean utility ratio of the transmitted carrier power for all users in a cell is calculated using the following formula: MeanTCP Utility Ratio = MeanTCP/MAXTXPOWER x 100% 2.7.3 Optimization Suggestions To obtain MAXTXPOWER, run the LST UCELL command, query the value of the Max Transmit Power of Cell parameter, and convert the parameter value from the unit "0.1 dbm" to "watt." Perform capacity expansion in the following scenarios: The MeanNonHSTCP Utility Ratio is greater than 70% during peak hours for three consecutive days in one week. The MeanTCP Utility Ratio is greater than 85% and the value of the VS.HSDPA.MeanChThroughput counter is lower than the value (for example, 300 kbit/s) required by subscribers during peak hours for three consecutive days in one week. The capacity expansion methods are as follows: For cells with heavy traffic, add a carrier for the current sector if possible; add a NodeB or split the sector if the number of carriers in the sector reaches the maximum. For cells with light traffic and poor coverage, add a NodeB. 2.8 Uplink Load 2.8.1 Monitoring Principles Use the RTWP to measure the uplink cell capability on WCDMA networks. RTWP includes the background noise, intra-system interference, and RF interference. Intrasystem interference includes the uplink signals sent by the UEs in the serving and neighboring cells. RF interference includes the RF interference from an external source (for example, the RF interference from another RAT or from equipment other than communication equipment)

and intra-system RF interference (for example, intermodulation interference produced by hardware components). The NodeB measures the RTWP on each receive channel in each cell. The cell RTWP obtained by the RNC is the linear average of the RTWPs measured on all receive channels in a cell under the NodeB. The RTWP reflects the interference to a NodeB and indicates the signal strength on the RX port on the RF module. The uplink cell capacity is restricted by the rise over thermal (RoT), which equals the RTWP minus the cell background noise. The formula is as follows: If there is no RF interference, the RoT is generated by intra-system interference. Under this condition, the RoT is used as a criterion to evaluate the uplinkload. The relationship between the RoT and the uplink load factor is as follows: For example, a 3 db noise increase corresponds to 50% of the uplink load and a 6 db noise increase corresponds to 75% of the uplink load. Figure 2-8 Relationship between RTWP, noise increase, and uplink load 2.8.2 Monitoring Methods A large RTWP value in a cell is caused by traffic overflow, hardware faults (for example, poor quality of antennas or feeder connectors), or external interference. If the RTWP value is too large, the cell coverage shrinks, the quality of admitted services declines, or new service requests are rejected. The RTWP and Equivalent Number of Users (ENU) are indicated by the following counters: VS.MeanRTWP: average RTWP in a cell VS.MinRTWP: minimum RTWP in a cell

2.8.3 Optimization Suggestions VS.RAC.UL.EqvUserNum: number of uplink ENUs on all dedicated channels in a cell The ENU can be specified by the following parameter: UlTotalEqUserNum: UL total equivalent user number, which can be queried using the RNC command LST UCELLCAC. The uplink ENU ratio (UL ENU Ratio) is calculated using the following formula: UL ENU Ratio = VS.RAC.UL.EqvUserNum/UlTotalEqUserNum In some areas, the background noise increases to -106 dbm or above due to external interference or hardware faults. If this occurs, the value of the VS.MinRTWP counter (the RTWP value obtained when the cell carries no traffic) is considered the background noise. The RTWP of a cell is considered too high when the value of the VS.MeanRTWP counter is greater than -100 dbm during off-peak hours or greater than -90 dbm during peak hours for two or three consecutive days in one week. A cell is considered heavily loaded if the UL ENU Ratio exceeds 75% during peak hours for two or three consecutive days in one week. Perform capacity expansion in the following scenarios: If the value of the VS.MinRTWP counter is greater than -100 dbm or less than -110 dbm during off-peak hours for three consecutive days in one week, hardware faults or external interference exists. Locate and rectify the faults. The following table lists the RF alarms reported by the NodeB. Alarm ID ALM-26522 ALM-26521 ALM-26532 ALM-26752 ALM-26758 ALM-26755 ALM-26757 ALM-26541 ALM-26529 Alarm Name RF Unit RX Channel RTWP/RSSI Unbalanced RF Unit RX Channel RTWP/RSSI Too Low RF Unit Hardware Fault ALD Hardware Fault TMA Running Data and Configuration Mismatch TMA Bypass RET Antenna Running Data and Configuration Mismatch ALD Maintenance Link Failure RF Unit VSWR Threshold Crossed If the value of the VS.MeanRTWP counter is greater than 90 dbm during peak hours for three consecutive days in one week, there are hardware faults or external interference. Locate and rectify the faults. If the value of the VS.MeanRTWP counter is greater than 90 dbm after hardware faults and external interference are rectified, enable the following features as required: WRFD-140215 Dynamic Configuration of HSDPA CQI Feedback Period WRFD-010712 Adaptive Configuration of Traffic Channel Power offset for HSUPA

For details about how to enable the "WRFD-140215 Dynamic Configuration of HSDPA CQI Feedback Period" feature, see Dynamic Configuration Based on the Uplink Load Feature Parameter Description in RAN Feature Documentation. For details about how to enable the " WRFD-010712 Adaptive Configuration of Traffic Channel Power offset for HSUPA" feature, see Power Control Feature Parameter Description in RAN Feature Documentation. If the uplink capacity of the cell still does not meet the requirements after the preceding features are enabled, add carriers as required. If there are no additional UARFCNs available, add NodeBs as required. If the number of uplink ENUs is insufficient and the amount of uplink power is sufficient, run the MOD UCELLCAC command with the UL total equivalent user number parameter set to a larger value. In addition, run the SET UADMCTRL command with the AF of hsupa interactive service andaf of hsupa background service parameters set to 10. 2.9 OV Code Usage 2.9.1 Monitoring Principles On WCDMA networks, channels are distinguished by code. Each channel uses two types of code: scrambling code and orthogonal variable spreading factor (OV) code. In the uplink, each UE is allocated a unique scrambling code. In the downlink, each cell is allocated a unique scrambling code. That is, all UEs in a cell use the same scrambling code but each of them is allocated a unique OV code. Therefore, OV codes distinguish the downlink physical channels of different UEs in a cell. In a WCDMA cell, different user data is distinguished by CDMA technique, and all user data is transmitted over the same central frequency almost at the same time. OV codes provide perfect orthogonality, minimizing interference between different users. Figure 2-9 shows an OV code tree. Figure 2-9 OV code tree In the downlink, the maximum spreading factor () is 256. An OV code tree can be divided into 4 4 codes, 8 8 codes, 16 16 codes,..., 256 256 codes. Codes with various s can be considered as equivalent to 256 codes. For

example, a code with 8 is equivalent to 32 codes with 256. Using this method, the OV code usage can be calculated for a user or a cell. In a cell, only one OV code tree is available. In the OV code tree, sibling codes are orthogonal to each other, but are non-orthogonal to their parent or child codes. As a result, once a code is allocated to a user, neither its parent nor child code can be allocated to any other user. OV code resources are limited. If available OV codes are insufficient, a new call request is rejected. After HSDPA service is introduced, HSDPA and R99 services share OV codes. HS- PDSCH code resource management can be performed at both RNC and NodeB levels. RNCcontrolled static or dynamic code allocation is enabled through the Allocate Code Mode parameter. NodeB-controlled dynamic code allocation is enabled through the DynCodeSw parameter. Figure 2-10 shows RNC-controlled static code allocation. Figure 2-10 RNC-controlled static code allocation Figure 2-11 shows RNC-controlled dynamic code allocation. Figure 2-11 RNC-controlled dynamic code allocation The system reserves code resources for HSDPA services, and these code resources can be shared among HSDPA services. Therefore, HSDPA services do not require admission control based on cell code resources. Figure 2-12 shows NodeB-controlled dynamic code allocation. Figure 2-12 NodeB-controlled dynamic code allocation

2.9.2 Monitoring Methods 2.9.3 Optimization Suggestions NodeB-controlled dynamic code allocation is more flexible than RNC-controlled dynamic code allocation. It shortens the response time and saves the Iub signaling used for code allocation. Huawei RNCs monitor the average usage of an OV code tree based on the number of equivalent codes with 256, which is measured by the VS.RAB.Occupy counter. The codes available for the DCH can be calculated using the following formula: DCH_OV_CODE = (<VS.SingleRAB.4> + <VS.MultRAB.4>) x 64 + (<VS.MultRAB.8> + <VS.SingleRAB.8>) x 32 + (<VS.MultRAB.16> + <VS.SingleRAB.16>) x 16 + (<VS.SingleRAB.32> + <VS.MultRAB.32>) x 8 + (<VS.MultRAB.64> + <VS.SingleRAB.64>) x 4 + (<VS.SingleRAB.128> + <VS.MultRAB.128>) x 2 + (<VS.SingleRAB.256> + <VS.MultRAB.256>) The maximum number of codes available for the DCH can be calculated using the following formula: DCH_OV_CODE_Ava = 256 - (Codes occupied by CCHs + Codes occupied by E-AGCHs + Codes occupied by E-RGCHs and E-HICHs + Codes reserved for HS-PDSCHs + HS- SCCH codes) For example, if the following conditions are met: A cell that supports HSPA is configured with one SCCPCH, one E-AGCH, one E- RGCH/E-HICH, and two HS-SCCHs. At least one code is reserved for HSDPA services. Then, DCH_OV_CODE_Ava = 256 - (8 + 1 + 2 + 16 + 4) = 225. OV code usages are calculated as follows: OV_Utilization = VS.RAB.Occupy/256 x 100% DCH_OV_Utilization = DCH_OV_CODE/DCH_OV_CODE_Ava If the value of the DCH_OV_Utilization counter is greater than 70% during peak hours for three consecutive days in one week, a cell runs out of OV codes. Recommended measures are as follows: Enable the WRFD-010631 Dynamic Code Allocation Based on NodeB feature if this feature has not been enabled. Preferentially allocate idle codes to HSDPA UEs to improve the HSDPA UE throughput. Add a carrier or split the sector. Enable the WRFD-010653 96 HSDPA Users per Cell feature if this feature is supported. For details about how to enable the "WRFD-010631 Dynamic Code Allocation Based on NodeB" feature and the "WRFD-010653 96 HSDPA Users per Cell" feature, see HSDPA Feature Parameter Description in RAN Feature Documentation.

2.10 CE Usage 2.10.1 Monitoring Principles CEs are baseband resources provided by NodeBs and measure the baseband capability of NodeBs. The more CEs a NodeB supports, the stronger the service processing capability of the NodeB. If available CE resources are insufficient, the NodeB rejects a new call request. Uplink CE resources can be shared in an uplink resource group, but not between uplink resource groups. Downlink CE resources are associated with the baseband processing boards where a cell is set up. CE resources allocated by licenses are shared among services on the NodeB. The NodeB sends the response message that carries its CE capability to the RNC. The CE capability of the NodeB is limited by both the installed hardware and the configured software licenses. The usage for admitted UEs is calculated in different ways depending on whether the CE Overbooking feature is enabled. If CE Overbooking is disabled: The RNC calculates the usage for admitted UEs by adding up credit resources reserved for each UE. R99 UEs: The RNC calculates the usage of credit resources for an R99 UE based on the mobility binding record (MBR). HSUPA UE: The RNC calculates the usage of credit resources for an HSUPA UE based on MAX(GBR, one RLC PDU ). If CE Overbooking is enabled: The NodeB calculates the usage of credit resources for all admitted UEs at the cell and NodeB levels and periodically reports the measurement result to the RNC. R99 UE: The NodeB calculates the usage of credit resources for an R99 UE based on the MBR. HSUPA UE using a 10 ms transmission time interval (TTI): The NodeB adjusts the credit resource usage of such a UE based on the UE's rate. After the adjustment, the credit resources consumed by such a UE must be less than the credit resources required by MAX(GBR, one RLC PDU ). HSUPA UE using a 2 ms TTI: The NodeB adjusts the credit resource usage of such a UE based on the UE's rate and the minimum number reserved for admitting such a UE. After the adjustment, the credit resources consumed by such a UE must be less than the credit resources required by MAX(GBR, one RLC PDU ). The minimum number reserved for admitting an HSUPA UE using a 2 ms TTI is 4 by default. The value range is 1 to 8. CCHs do not require extra CE resources because the RNC reserves CE resources for services on these channels. Signaling carried on an associated channel of the dedicated channel (DCH) does not consume extra CE resources. One CE can be consumed by a 12.2 kbit/s voice call. Table 2-3 to Table 2-8 provide the number consumed by different services. Table 2-3 Uplink CEs consumed by an R99 service Direction Credits 4RX:Corresponding Credits UL 3.4 256 1 2 2 4 13.6 64 1 2 2 4

Direction Credits 4RX:Corresponding Credits 8 64 1 2 2 4 16 64 1 2 2 4 32 32 1.5 3 2 4 64 16 3 6 3 6 128 8 5 10 5 10 144 8 5 10 5 10 256 4 10 20 10 20 384 4 10 20 10 20 Table 2-4 Downlink CEs consumed by an R99 service Direction Number Corresponding Credits DL 3.4 256 1 1 13.6 128 1 1 8 128 1 1 16 128 1 1 32 64 1 1 64 32 2 2 128 16 4 4 144 16 4 4 256 8 8 8 384 8 8 8 Table 2-5 CEs consumed by an HSUPA service (10 ms TTI, SRB over DCH) Direction > = Credits 4RX:Corres Credits Con UL 32 64 32 1 2 2 4 64 128 16 2 4 2 4 128 256 8 4 8 4 8

Direction > = Credits 4RX:Corres Credits Con 608 608 4 8 16 8 16 1280 1280 24 16 32 16 32 1800 1800 22 32 64 32 64 Table 2-6 CEs consumed by an HSUPA service (2 ms TTI, SRB over DCH) Direction > = Credits 4RX:Corres Credits Con UL 608 608 4 8 16 8 16 1280 1280 24 16 32 16 32 2720 2720 22 32 64 32 64 Table 2-7 CEs consumed by an HSUPA service (10 ms TTI, SRB over HSUPA) Direction > = Credits 4RX:Corres Credits Con UL 16 64 32 1 2 2 4 32 128 16 2 4 2 4 128 256 8 4 8 4 8 608 608 4 8 16 8 16 1280 1280 24 16 32 16 32 1800 1800 22 32 64 32 64 Table 2-8 CEs consumed by an HSUPA service (2 ms TTI, SRB over HSUPA) Direction > = Credits 4RX:C Credi UL 608 608 4 8 16 8 16 1280 1280 24 16 32 16 32

Direction > = Credits 4RX:C Credi 2720 2720 22 32 64 32 64 5760 5760 22+24 48 96 48 96 2.10.2 Monitoring Methods Table 2-3 to Table 2-8 apply only to WBBPb, WBBPd, and WBBPf boards in 3900 series base stations. HSDPA services do not consume CEs of R99 services in the downlink. HSUPA services and R99 services share uplink CEs. For Huawei RNCs, the following counters are used to monitor CE usage: VS.NodeB.ULCreditUsed.Mean: average uplink credit resource usage of a NodeB when CE Overbooking is enabled VS.LC.ULCreditUsed.Mean: average uplink credit resource usage of a NodeB in a cell VS.LC.DLCreditUsed.Mean: average downlink credit resource usage of a NodeB in a cell The NodeB uses separate baseband processing units in the uplink and downlink. Therefore, the NodeB manages uplink and downlink CE resources separately. Usages of uplink and downlink CE resources are calculated as follows: License-based downlink CE usage DL License CE Resource Utility Ratio = DL NodeB Mean CE Used Number/DL License CE Number DL NodeB Mean CE Used Number = Sum_AllCells_of_NodeB(VS.LC.DLCreditUsed.Mean) DL License CE Number = DL NodeB License CE Cfg Number License-based uplink CE usage UL License CE Resource Utility Ratio = UL NodeB Mean CE Used Number/UL License CE Number If the value of the VS.NodeB.ULCreditUsed.Mean counter is greater than 0, the CE Overbooking feature has taken effect, and the following formula is true: UL NodeB Mean CE Used Number = VS.NodeB.ULCreditUsed.Mean/2 Otherwise, the following formula is true: UL NodeB Mean CE Used Number = Sum_AllCells_of_NodeB(VS.LC.ULCreditUsed.Mean/2) where "/2" is used because the number of uplink credit resources is twice the number of uplink CEs, whereas the number of downlink credit resources is equal to the number of downlink CEs. UL License CE Number = UL NodeB License CE Cfg Number Hardware-based downlink CE usage DL CE Capacity Utility Ratio = DL NodeB Mean CE Used Number/DL CE Capacity Number

2.10.3 Optimization Suggestions The value of DL NodeB Mean CE Used Number equals that used for calculating the license-based downlink CE usage. DL CE Capacity Number = VS.HW.DLCreditAvailable Hardware-based uplink CE usage UL CE Capacity Utility Ratio = UL NodeB Mean CE Used Number/UL CE Capacity Number The value of UL NodeB Mean CE Used Number equals that used for calculating the license-based uplink CE usage. UL CE Capacity Number = VS.HW.ULCreditAvailable The CE resource usage can be monitored by alarms. If the CE hardware capacity is exceeded, ALM-28230 Base Station Service Overload is reported. If the uplink or downlink License-based or Hardware-based CE usage is constantly higher than 70% during peak hours for three consecutive days in one week, expand capacity as follows: If the license-based CE usage exceeds its capacity expansion threshold, CE resources are limited by the license. In this case, upgrade the license file. If the hardware-based CE usage exceeds its capacity expansion threshold, CE resources are limited by the hardware capacity. In this case, add WBBP boards. If capacity expansion is inapplicable, perform the following operations to optimize the CE usage: Run the RNC command SET UCORRMALGOSWITCH. In this step, select the DRA_DCCC_SWITCH anddra_base_adm_ce_be_tti_recfg_switc H check boxes under the Dynamic Resource Allocation Switch parameter to enable the DCCC algorithm and the TTI dynamic adjustment algorithm for admission CEbased BE services, respectively. Run the RNC command SET UUSERGBR with the Uplink GBR for BE service parameter set to D32. Newly added CE resources can share traffic with hotspots and relieve CE congestion caused by traffic overflow. 2.11 Iub Bandwidth 2.11.1 Monitoring Principles The Iub interface is between the NodeB and the RNC. Depending on transmission medium, the Iub interface can use ATM transmission or IP transmission. ATM and IP transmission resources can be classified into physical resources, logical port resources, resource groups, and link resources, as shown infigure 2-13 and Figure 2-14.

Figure 2-13 ATM transmission resources Figure 2-14 IP transmission resources