Subcarrier Index Coordinate Expression (SICE): An Ultra-low-power OFDM-Compatible Wireless Communications Scheme Tailored for Internet of Things

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Subcarrier Index Coordinate Expression (SICE): An Ultra-low-power OFDM-Compatible Wireless Communications Scheme Tailored for Internet of Things Ping-Heng Kuo 1,2 H.T. Kung 1 1 Harvard University, USA 2 ITRI, Taiwan October 7, 214

Outline Motivation and objective The Proposed SICE approach Performance evaluation

Motivation and Objective We are interested in developing an OFDM-compatible physical-layer scheme for uplink communications of wireless IoT devices, which would achieve high efficiency in power usage while reducing hardware cost Battery-powered client device Access point (base station)

A Quick Overview of Orthogonal Frequency Division Multiplexing (OFDM) OFDM is widely used air nterface for networks such as Wi-Fi (IEEE 82.11) and 4G cellular networks (LTE) OFDM achieves high data rate by sending a large number of low-rate data symbols simultaneously on subcarriers with different frequencies

Two Issues with OFDM for IoT Communication 1. For low-bandwidth IoT applications, simultaneous use of many subcarriers is power inefficient 2. OFDM may experience a large peak to average power ratio (PAPR) With OFDM the resultant time-domain waveform is the sum of N sinusoidal waveforms. It may have a large peak in wave construction A large PAPR is undesirable due to signal distortion caused by non-linearity of the power amplifier (often IoT devices can only afford inexpensive, powerefficient amplifiers)

Proposed Solution: Subcarrier Index Coordinate Expression (SICE) Instead of: we do: Signal 1 Signal 2 Signal 3 N/A Signal N/A Subcarrier 1: ON Subcarrier 2: ON Subcarrier 3: ON Subcarrier 1: OFF Subcarrier 2: ON Subcarrier 3: OFF (BPSK) Information representation is solely based on WHAT signals are being transmitted on the subcarriers Information representation is also based on WHICH subcarrier(s) are used for signal transmission 6

Consider an OFDM system with N = 4 subcarriers Information is modeled as a 2-D coordinate system (M = 2). There are a total of 64 coordinate points Each coordinate point represents 6-bits of information To transmit 1111 in the red circle we turn on subcarrier 2 (positive) in one dimension and subcarrier 3 (negative) in the other dimension SICE Illustration

SICE Illustration (Cont.) Note that 1111 corresponds to (3,-5) We generate M = 2 N 1 vectors: Subcarrier 1 Represents 1 Subcarrier 2 Represents 3 Subcarrier 3 Represents 5 Subcarrier 4 Represents 7 x 1 x 2 ee jjθθ 1 ee jjθθ 2

Comparing SICE Against Conventional OFDM We generate the OFDM signal vector (in frequency domain) by adding up these two vectors: x 1 x 2 ee jjθθ 1 + = ee jjθθ 2 With SICE, only 2 subcarriers are activated, while the remaining subcarriers are switched off to save power. In contrast, in conventional OFDM, to match the data rate of 6 bits, 3 subcarriers have to be used to transmit QPSK symbols S f ee jjθθ 1 ee jjθθ 2 As Opposed To: Conventional OFDM QPSK QPSK QPSK

Receiver Algorithm on Access Point or Base station In order to decode the information transmitted by SICE, the receiver will determine: The subset of subcarriers that are activated at the transmitter The transmitted waveforms on these activated subcarriers Two-stage receiver processing: 1. Subcarriers identification based on received power 2. ML-detection: exhaustive search over identified subcarriers

Simulations and Analysis General parameters setting and assumptions: Number of subcarriers: N = 64 Cyclic prefix (CP) length: 25% of the IFFT output Frequency-selective Rayleigh fading channel with 6 taps Power allocation per activated subcarrier is 1/N Target data rate: 14 bits per OFDM symbol We evaluate performance in terms of (1) power efficiency, (2) error probability and (3) PAPR for the following two schemes that transmit 14 bits per OFDM symbol: Conventional OFDM: QPSK on 7 subcarriers SICE: M = 2, θ 1 =, θ 2 =.5π on 2 or fewer subcarriers

(1) Power Efficiency of SICE With the given settings, for a target data rate of 14 bits per OFDM symbol, SICE activates at most M = 2 subcarriers In contrast, the conventional OFDM using QPSK modulation requires to activate 7 subcarriers in total This mean that SICE improves power efficiency by at least 71%

(2) Error Probability SICE outperforms conventional OFDM when the signalto-noise ratio (SNR) is sufficiently high

(3) Peak to Average Power Ratio (PAPR) With SICE, the number of activated subcarriers is significantly reduced. As a result, SICE generally has a much smaller PAPR than conventional OFDM

Conclusion For IoT Communication, SICE can be an attractive way of using OFDM: Directly improves power efficiency by using a reduced number of activated subcarriers, and thereby lengthens battery life of IoT devices Maintains similar, or even better, data transmission reliability Delivers low PAPR of the time-domain waveform, so the OFDM signal can be launched in the linear region of the power amplifier without using expensive RF components in IoT devices SICE is designed to operate within the OFDM framework. Given that OFDM is the physical-layer for Wi-Fi and 4G, with SICE they have an enormous potential to play key roles in offering power-efficient wireless connectivity for IoT