Engineering Insights MC Research & Innovation Center T. Cais Feb.29, 2008

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Mitsubishi Chemical UCSB Alliance Engineering Insights 2008 MC Research & Innovation Center T. Cais Feb.29, 2008

Outline Mitsubishi Chemical The UCSB Alliance Operations MC Research & Innovation Center Intellectual Property

Mitsubishi Chemical Group Functional Products Core Competence Petrochemicals Health Care

PRODUCTS PE, PP, PC, PET, PBT, C4 Derivatives, Cokes MO, CD-R/RW, DVD-R/RW, Colorant, OPC, Toner Plastic Films, Construction & Civil Engineering Pharmaceuticals, Diagnostic Reagents

Growth Areas (2015) Light and Colors Clean Energy Energy Saving Imaging components Display (FPD) and lighting components Solid-state lighting Organic EL Phosphors etc. Carbon fiber composite materials Organic/Inorganic composite materials Comfortable space realization materials Optical recording media Blu-ray disc Li-ion battery materials FPD related components Hologram for HEV PET films Carbon fiber composite materials Phosphors etc. Polymer materials for energy-conservation Fuel cell materials Energy Transformation Organic solar cells (2025)

Future Vision - Revenues 2007 2015 Health Care Petrochemicals Functional Products Health Care Petrochemicals Functional Products -Alliances -Increased Earnings Capacity -R&D to Develop New Businesses MC-CAM

Outline Mitsubishi Chemical The UCSB Alliance MC-CAM Operations MC Research & Innovation Center Intellectual Property

MC-CAM CAM http://www.mc-cam.ucsb.edu/ cam.ucsb.edu/

Why Did MCC Choose UCSB? A diverse faculty in materials research Interdisciplinary i research & Industrial Interactions World-class research & centralized equipment Mitsubishi s CTO recognized UCSB Flexible and Supportive Administration Flexible IP terms Indirect costs returned to build space for MC-CAM

Timeline GENERATION 2 GENERATION 1 SEEDS FOR INDUSTRIAL APPLICATION IP ASSET QUALITY & LEVERAGE Y1 Y2 Y3 Y4 Y5 Y6 Y7 Y8 Y9 2001 2002 2003 2004 2005 2006 2007 2008 2009 2010 SEPT.01

Some MC-CAM Project Statistics Researchers & Faculty Dept Res. Faculty Chemistry 33 7 Chemical 13 6 Engr. Materials 16 7 Physics 9 2 Project Areas Area No. Polymers & Hybrids 7 Nano-Composites 2 Organic Electronics & Phosphors 13 Fullerenes 3 Photo Voltaics 7

Outline Mitsubishi Chemical The UCSB Alliance Operations MC Research & Innovation Center Intellectual Property

MC-CAM Administrative Structure Matthew Tirrell Dean of Engineering MC-CAM Governing Board 6 members MC-CAM Steering Committee 10 members Glenn Fredrickson Director Ted Cais Associate Director Craig Hawker Director of Materials Research Lab MRL MC-CAMCAM MC-CAM Research programs MRL Research Programs

MC-CAM CAM Space MC-CAM shares ~7000 s.f. in the MRL building Administrative headquarters Conference rooms Offices for researchers and visitors

Funding from MCC to UCSB First Generation: 2001-2006 $/Year $/5 Years MC-CAMCAM Research Contract t 2.075M 10.375M SSLDC COE Gift (for MC-CAM operations) Gift (for operations and research) Philanthropy MCC Endowed Chairs 0.425M 2.125M 0.300M 1.500M 0.200M 1.000M Total 3.000M 15.000M

Leveraging gresources UC-Discovery Program (CA State) t $2.5M in supplementary funding Return-on-Overhead from NSF Grant 50% of MRL building expansion Shared Equipment The MRL contributes t ~$1M/yr to benefit both Centers Technical Contracts Collaborations / Subcontracts to: UCLA, Florida State University, Cornell, Cambridge

Renewal of MC-CAM Second Generation: 2006-2010 4-years, $8.5M ~ $10.0M 0M totalt Maturing Expectations ti - Tangible Results Justify Investment to MC Business group Asset Quality & Leverage Assets Intellectual Property Optimize i Timeliness & Quality (Claims) Leverage Nurture & grow to Market

Results First-rate science and engineering Quality publications = 52 to date Well-trained students and post-docs Patents Technology transfer to MCC, Joint ventures, Startups Products, Sales, Profits

Outline Mitsubishi Chemical The UCSB Alliance Operations MC Research & Innovation Center Intellectual Property

Conference MC-RIC Facility Office Reception Laboratory

MC Research & Innovation Center, Inc. MC-RIC (Goleta, CA.) NETWORK, TRANSFER MC-RIC MCC UCSB MC-CAM STRATEGY, PROCESS EXPLORATORY RESEARCH BUSINESS

R&D Areas New Polymers for Automobiles Solid-State Lighting g Organic Electronics Memory, Imaging and Displays Bio-compatible Materials Sustainable Resources

Innovation Categories Type A (low risk) New application for known technology INDUSTRIAL OPTIMIZATION Type B New technology with improved benefits Type C (high risk) New category breakthrough ACADEMIC CREATIVITY

Smooth Integration: Project to Product RESEARCH PARTNERS UCSB MC-RIC MCC MCRC INDUSTRIAL PARTNERS OPERATION Management NOVELTY Publications QUALITY Patents TRANSFER Industrialization MARKETING Attractive Product

Outline Mitsubishi Chemical The UCSB Alliance Operations MC Research & Innovation Center Intellectual Property

Patent Network UCSB OTIA PROCESS MCC MC-RIC Claims MC-CAM REVIEW, OPTIONS DISCLOSURES

Patent Flow UCSB Project PI Disclosure MC-CAM Admin. OTIA Process Attorney Draft / Rework MC-RIC Facilitate MC MCRC Decision / Funding USPO Issue / Reject DISCLOSE ELECT / DECLINE TAKE OPTION SOLE / JOINT NON-EXCLUSIVE ISSUE / DROP

Patent Criteria Value of Invention To Industry as a whole Fit to Business & Technology Strategy Difficulty of Obtaining i Patent t Prior Blocking Art, Distinguishing Claims Practicality Future Plan Examples, Strengthen Claims

Patent Statistics 46 Inventions Disclosed 31 Sole UCSB 15 Joint UCSB / MCC 3 Issued 17 Declined / Dropped

Future Vision: - Light - Colors - Clean Energy Earth-friendly Comfort Light and Colors Clean Energy Device Material Fusion of material and processing R&D + M&A Processing