Ocean SAR altimetry. from SIRAL2 on CryoSat2 to Poseidon-4 on Jason-CS

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Ocean SAR altimetry from SIRAL2 on CryoSat2 to Poseidon-4 on Jason-CS Template reference : 100181670S-EN L. Phalippou, F. Demeestere SAR Altimetry EGM NOC, Southampton, 26 June 2013

History of SAR altimetry over open ocean K. Raney 1998 SAR mode improves range noise : heuristic assessment based on «rule of thumb». But! nobody knew how to re-track the data - with a good accuracy! 2000-2006 many unformal discussions between Thales and radar altimeter scientists and engineers to convince them to look at numerical re-tracking (even for LRM!) 2007 : Phalippou and Enjolras : «Re-tracking of SAR altimeter ocean power-waveforms and related accuracies of the retrieved sea surface height, significant wave height and wind speed, IGARSS 2007 Barcelona. Theory and simulation using numerical re-tracking and retrieval error estimation. ~ 0.8 cm range noise accuracy is expected over ocean for SIRAL 2010 Launch of CryoSat 2 : 3 months later we knew internally in Thales that numerical re-tracking over ocean in SAR Mode was not just theory. 2012 : OSTST and 20 YPRA in Venice, CP4O : Similar findings by several groups

SIRAL SAR MODE SIRAL on CryoSat Altitude 720 km Antenna ~1.2 m Radar Frequency 13.575 GHz Chirp (FM) Bandwidth 320 MHz Time resolution 3.125 ns SNR (σ 0 =15 db) 37 db (after SAR filtering) SIRAL SAR- MODE TIMING 64 Tx Burst 64 Rx Burst PRF 18.2 khz BRF 85 Hz, 11.8 ms

SIRAL FLAT SURFACE RESPONSE v Sat For Top Hat Azimuth & Range Impulse Responses v Sat PRF Beam 64 Doppler Beams ~ 280 m PRF footprint ~19 km Antenna 3dB IFOV ~16 km 5

WAVEFORMS MODEL The Point Target Response of 2D Impulse Response Product of 2 sinc function (Deramp in time, FFT in azimuth) Doppler Mean Waveform, a function of Doppler x i and time t Range Geophysical Variables : unknown to be retrieved Range, Wave Height H1/3, sigma0 The a priori information i.e. information known with sufficient accuracy Geometry (orbit, ellipsoid / geoid, sat velocity vector ) Antenna : fine characterization on ground, pointing (star tracker) Range and Azimuth impulse responses : calibration in flight Receive chain transfer function CAL2 filter Sea state height pdf (gaussian, or skewed ) driven by H1/3 Model (pdf) of speckle and thermal noise 6

Stacking for 1D re-tracking Slant Range Corr. Re-alignment of leading edge Σ Multi-looked echo or Stacked echo 7

WHAT WE NEED FOR RE - TRACKING AN ACCURATE UN-BIASED FORWARD MODEL Any systematic error in the model will be mapped into «non-random errors» in the retrieved geophysical products The model must re-produce the physics of the measurements including the instrument characteristics and the data processing as accurately as possible The model must be free from systematic error No specific need for analytical modeling (adjoint technique to be explored) MODEL OF THE MEASUREMENT ERRORS STATISTICS Noise source : Thermal noise and speckle noise Multilooking different mean power wavefoms shall be accounted for 3

MULTI-LOOK SAR-1 Type Tracking cycle 50 ms Burst # 1 V sat Burst # 4 18 km Range Correction (realignment) Σ Σ Σ Σ Note : burst separation not to scale Σ MLE on multi-looked echo Averaging @ 1 sec integration time 9

MULTI-LOOK SAR-2 Type : Full-resolution Tracking cycle 50 ms V sat -PRF/2 Burst # -N PRF/2 Burst # 0 -PRF/2 Burst # N PRF/2 Doppler Selection and Range Correction Σ MLE on multi-looked echo 250 m Along Track SAR Resolution Cell at Nadir Averaging along track 9

OPTIMAL RE-TRACKING OPTIMAL the best solution in a statistical sense => MLE Model of Waveforms Forward Model Parameters to retrieve Range, sigma0, SWH, + Constraint Relaxation Measured Waveforms Measurement noise Covariance Matrix Speckle + Thermal + Noise Noise in the retrieval of α : Cramer-Rao bound 2 Key for Information Content Analysis

SIRAL2 DATA 147 orbit sections 12 000 s, 90 000 km, 240 000 tracking cycles Takes : March 2011 Full Bit Rate (FBR). I/Q data. 10 zones sampling various sea state SWH [ 0-10 m ] Re-tracking of SAR acquired data SAR re-tracking LRM re-tracking for relative comparisons Mean Sea Surface : ACE2 dataset 8

NUMBER OF LOOKS (NL) SAR DATA WITHOUT SAR PROCESSING (LRM re-tracking) For SIRAL for NL in LRM like is ~ 760 @ 1 sec due to closed burst mode (18 khz / 2 khz / 11.8 ms=760) SAR DATA WITH SAR PROCESSING Doppler filtering de-correlates the Doppler beams. 32 central Doppler bins per burst are kept (minor changes with 64 bins) 32 bins / 11.8 ms. ENL SAR (max) = 2700 / sec Ratio (NL SAR / NL LRM) 1/2 = 1,88 (for high SNR ) Note : variation of the mean power waveforms with Doppler bin must be accounted for computing the Effective Number of Looks (ENL) SIRAL SAR- MODE TIMING 64 Tx Burst 64 Rx Burst PRF 18.2 khz BRF 85 Hz, 11.8 ms 10

SAR VS LRM PROCESSED AND MSL Sea Height wrt WGS84 ~ 180 km 12

RANGE NOISE SAR mode acquired data without SAR processing LRM like (blue), with SAR processing (red) 12 000 s, 90 000 km, 240 000 tracking cycles 1.6 cm @ 1 sec @ SWH 2m 0.8 cm @ 1 sec @ SWH 2m 13

SWH NOISE SAR mode acquired data without SAR processing LRM like (blue), with SAR processing (red) 12 000 s, 90 000 km, 240 000 tracking cycles 6 cm @ 1 sec @ SWH 2m 4 cm @ 1 sec @ SWH 2m 14

SIRAL FINDINGS SIRAL/SAR capability to improve ocean range noise ~0.8 cm @ 2 m SWH @ 1 sec is now demonstrated on real data by several groups SAR echoes re-tracking with accurate numerical modeling of the waveforms is the way forward (even for LRM) The results can be used for supporting new missions (Jason-CS) 16

NEXT, FOR SIRAL Validation against independent measurements for assessing nonrandom noise ( biases ) is needed BIASES Non random component in the differences (spectrum) between two data set Potential non-random signature Altimeter hardware Internal / External Calibration shall help in assessing / removing most of the internal variability of the altimeter LRM mode versus SAR mode : the geometry is very different! LRM and SAR mode smooth (average) and sample the ocean surface in a different manner When multilooking the data, the ocean cells are averaged in a different manner in LRM and in SAR Antenna pointing : to be included in the retrieval Non-Gaussian Sea effect (e.g swell) are projected differently in SAR and LRM due to the geometry.

POSEIDON 4 On Jason-CS Chronogram trade-off POS4 altimeter data shall provide continuity of demonstrated Poseidon-2,3,3B performances Closed burst SAR chronogram (SIRAL, S3 like) are exclusive of LRM mode 2KHz Altimeter / satellite constraints shall be accounted for (power, downlink...) The interleaved mode fulfils Jason data continuity - Low Resolution Mode - while providing sufficiently high PRF to allow continuous SAR Mode PRF ~ 9200 Hz Tx Chirp Bandwidth = 320 MHz (3 ns) Sampling = 395 MHz (2.5 ns) C Ku Ku Ku Ku Ku Ku C Ku Ku Rx Pattern : 1 C 64 Ku On-Board Tracking Cycle ~ 50 ms (7 x Patterns)

PRF & Doppler PRF < Doppler bandwidth creates aliasing but Doppler aliasing occurs at the «end» of the trailing edge of SAR processed echoes Doppler aliasing can be accounted for in the re-tracking PRF has been selected as a trade-off between performance and space segment contraints 20 KHz PRF 9.3 KHz Range Gate (1 gate=1/395 MHz=2.5 ns)

SIRAL re-tracking with aliasing 18 KHz data are undersampled at 9 KHz and re-tracked Phalippou L. & Demeestere F. AGU 2011

RMC processing principle for J-CS v Sa t Range Migration Correction (RMC) On board re-alignement to compensate range migration ~120 gates, in order to keep the most informative data RMC shall be reversible on-ground Complex data (I & Q data) after RMC will be downlinked 64 Doppler Beams 128-Gates Range Window RMC

J-CS POS-4 Range Noise Range noise estimation Methodology and echo modeling validated against in flight SAR-SIRAL data Numerical model of echoes including azimuth aliasing + speckle / thermal noise RMC effect has also been assessed

Impact of RMC Range noise (1Hz) Max error with RMC Reference (no RMC) Re-tracking simulation with / without RMC Max error due to the RMC truncation (for SAR type2 only) is less than 1mm [1-10 m] SWH Multi-looking strategy should reduce even further the RMC impact Keep in mind the residual of EMB correction!

The antenna pointing issue Power P dp/dr dp/dσο dp/dswh dp/dat Ant. Pointing dp/dxt Ant. Pointing Note correlations in the K matrix

2D re-tracking why? Pointing estimation Validation of forward model (fine tuning & «biases» analysis) Investigation on SWELL

2D Re-tracking : Retrieval Noise 2D Retracking of : Range SWH Sigma0 Along Track Depointing (ATD) Across Track Depointing (AXD)

Conclusions Interleaved chronogram allows continuous data take over the ocean : data can be processed on ground either in the conventional LRM mode or in the SAR mode to improve significantly the range noise (factor 2-3) JCS : opportunity to compare and validate both mode against each other The Interleaved mode is well suited to the new hardware architecture of POS4 (range pulse compression instead of deramp) No risk : value for money! POS4 will pave the way to the future of operational altimetry with higher spatial resolution / smaller range noise 2D SAR data open a vast field of research for ocean / coastal / inland water