Feasibility study of 100G/lambda Nyquist-PAM4 with commercially available 1.3um/1.5um EML

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Feasibility study of 100G/lambda Nyquist-PAM4 with commercially available 1.3um/1.5um EML Riu Hirai, Hidehiro Toyoda, Nobuhiko Kikuchi Hitachi Ltd. IEEE 802.3bs 400GE Task Force IEEE 802.1/.3 Joint Interim Meeting September 8-13, 2014 Ottawa, Ontario, CANADA

Supporters Atsushi Takai, Oclaro, Inc. Ram Rao, Oclaro, Inc. Kiyo Hiramoto, Oclaro Japan, Inc. Vipul Bhatt, Inphi corporation Sudeep Bhoja, Inphi corporation Yasuaki Kawatsu, Hitachi Metals Ltd. Masashi Kono, Hitachi Ltd. 1

1. Introduction Previous contributions We have proposed Nyquist modulation for 2- and 10-km SMF PMD; Features Narrow spectrum by Nyquist pulse shaping Reduction of ADC/DAC s sampling rate Simple IM/DD configuration Simple DSP High Rx sensitivity and high CD tolerance This presentation We study the following items for consideration of baseline proposal; - Feasibility study with commercial EMLs used in 100GbE transceiver - Comparative study between Nyquist-PAM4 and conventional PAM4 2

DAC ADC 2. Feasibility study with commercial EMLs The following items are investigated to confirm practical use for 400GbE; 1) Comparison between EML and LN-MZ 2) Applicability of commercial 25G-class 1.3um EML 3) Estimation of dispersion penalty with commercial EML Experimental setup Tx-DSP (on PC) Tx out : 64 GSa/s +3.4 dbm (avg.) 100 GSa/s Drv BiasT Optical attenuator EML Rx-DSP BtoB PD (on PC) or TIA - PAM4 mapping - Nyquist spectrum shaping - Linear equalizing Wavelength 1304.46 nm / SMF / DCF 1550.01 nm (CD ~+34/+17/-50 ps/nm) - PAM4 demapping - BER calculation - Linear equalizing 3

2. (cont d) Experimental condition Parameters Values Remarks Tx (DAC, driver, modulator) BW DAC sampling rate Rx (PD-TIA, ADC) BW ADC sampling rate 14 GHz 64 GSa/s 33 GHz 100 GSa/s Wavelength 1304.46 nm / 1550.01 nm 1.3um EML / 1.5um EML Modulator EML 1.3um EML BW : ~23 GHz, Vmod: ~1.5 V, ACER: ~8 db Modulation format Nyquist-PAM4 51.2-Gbaud Roll-off factor 0.1 Number of taps 101 For Nyquist modulation Total data rate 102.4 Gbit/s Pattern length 32768 (= 2^15) (Random pattern not used) 4

-Log 10 (BER) 2-1. Comparison between EML and LN-MZ - LN-MZ modulator was used in the contribution shown at July meeting. - For practical implementation, we study possibility of the usage of EML. - 1.5-um devices are prepared in order to ignore l-dependent difference. 2 0.7-dB improved 3 1.5MZ(w/clip) Previous data Specification of modulators MZ 1.5um EML Vmod 4.7 V (Vpi) 3.0 V * Bw 36.5 GHz 30 GHz 4 1.5EML(w/ clip) 1.5EML(no clip) 5-12 -10-8 -6-4 -2 0 Average received power (dbm) Received power vs. BER With EML(1.5um), 0.7-dB higher sensitivity is achieved. - Low Vmod results in larger modulation amplitude - Effect of reduced modulator bandwidth is negligible * Peak to peak ER=10 db * BER floor is mitigated by improved DAC equalization from the previous experiment 5

-Log 10 (BER) 2-2. Applicability of commercial 25G-class 1.3um EML Performance with 1.3um EML used in 100G CFP2 is evaluated. 2 1.3EML Specification of modulators 1.5um EML 1.3um EML Vmod 3.0 V 1.5 V 3 4 1.5EML Bw 30 GHz 23 GHz Performance 1.3um EML 100G CFP2-LR4 TOSA Oclaro TRB5E20 1.3um EML 5-12 -10-8 -6-4 -2 0 Average received power (dbm) Received power vs. BER Tx output Rx sensitivity +3.4 dbm (avg.) -8.5 dbm (avg.) Input BER = 2E-3 Output BER = 1E-13 D 11.9 db Received waveform 1.3um EML as 100G CFP2-LR4 TOSA is applicable with almost the same performance as 1.5um EML with 30-GHz bandwidth. 11.9-dB experimental budget is achieved. Capability of 10km SMF transmission is shown. 6

Penalty (db) -Log 10 (BER) 2-3. Estimation of dispersion penalty with commercial EML Dispersion penalty is estimated with 1.5um EML for dispersion tuning. 2 3 4 1.5EML(w/clip) Back-to-back 5-12 -10-8 -6-4 -2 0 Average received power (dbm) Received power vs. BER +34 ps/nm -50 ps/nm +17 ps/nm Feasibility of 2- and 10-km transmission is shown -FR4: dispersion penalty is negligible small (~ 0.3 db) -LR4: dispersion penalty is < 1.0 db 1.5 1.0 0.5 Center Wavelengths -FR4 CWDM -LR4 -FR4 -LR4 LANWDM L0 1271 nm 1295.56 nm L1 1291 nm 1300.05 nm L2 1311 nm 1304.58 nm L3 1331 nm 1309.14 nm 0-50 -25 0 25 37.5 Chromatic dispersion (ps/nm) Chromatic dispersion vs. penalty 7

3. Comparison between Nyquist-PAM4 and conventional PAM4 In July meeting, there was questions about the performance difference between Nyquist-PAM4 and conventional PAM4. Basic idea of Nyquist modulation 1) Background - 64-GSa/s ADC / DAC are commercially available - Nyquist freq. is 32 GHz 2) Signal bandwidth vs. Sampling rate - Bw of conventional PAM4 exceeds Nyquist freq. - Bw of Nyquist-PAM4 falls within Nyquist freq. 3) Advantage of Nyquist modulation - 64-GSa/s ADC/DAC can be used - Required bandwidth of components is mitigated 112Gbit/s (56GBaud) PAM4 x(f) Spectrum 56G 112Gbit/s (56GBaud) Nyquist-PAM4 x(f) (1+a) x28g Spectrum Nyquist freq. f Nyquist freq. f 64-GSa/s ADC/DAC 64-GSa/s ADC/DAC a : Roll-off factor 8

-Log 10 (BER) 3-1. Sampling rate dependence of performance - Performance difference is experimentally investigated with common DSPs - Sampling rate is limited to 1.14 (=64/56) sps by digital signal processing. 2 56-Gbaud cpam4 (ADC 1.14 sps) 51.2-Gbaud NPAM4 56-Gbaud cpam4 3 4 51.2-Gbaud NPAM4 (ADC 1.14 sps) 32-Gbaud cpam4 (ADC 2sps) 28-Gbaud NPAM4 (ADC 2 sps) Tx waveform (simulation) 5-14 -12-10 -8-6 -4-2 0 Average received power (dbm) Received power vs. BER Received waveform (experiment) In case with ideal 2-sps(sample per symbol) sampling, conventional PAM4 shows slightly better performance than Nyquist-PAM4. In case with less than 2-sps sampling, conventional PAM4 shows poor performance. 9

4. Summary 1) Our study confirms 400GbE using Nyquist-PAM4 is possible with commercial available EMLs used in 100GbE transceivers, which shows the following performance; - High Rx sensitivity -8.5 dbm(avg.) @ BER=2E-3 (Tx out : +3.4 dbm(avg.)) 11.9-dB budget is achieved experimentally. - High CD tolerance Less than ~1.0 db @ -LR4 Less than ~0.3 db @ -FR4 Feasibility of 2- and 10- km transmission are shown. 2) Comparative study between Nyquist-PAM4 and conventional PAM4 shows; ADC/DAC with ideal 2-sps(sample per symbol) sampling: conventional PAM4 shows slightly better performance than Nyquist-PAM4. ADC/DAC with less than 2-sps sampling: conventional PAM4 shows poor performance. 10

Thank you