Synthesis of Dual Beam Pattern of Planar Array Antenna in a Range of Azimuth Plane Using Evolutionary Algorithm

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Progress In Electromagnetics Research Letters, Vol. 62, 65 7, 26 Synthesis of Dual Beam Pattern of Planar Array Antenna in a Range of Azimuth Plane Using Evolutionary Algorithm Debasis Mandal *, Jyotirmay Tewary, Kalyan S. Kola, and Ved P. Roy Abstract In this paper a pattern synthesis method based on Differential Evolution Algorithm (DE) is presented to generate dual beam patterns from a planar array of isotropic antennas. These are cosec 2 pattern and pencil beam pattern. These patterns are obtained by finding out an optimum set of common elements amplitude (for cosec 2 pattern as well as a pencil beam pattern), and a set of phases, for cosec 2 pattern only. 4-bit discrete amplitudes and 5-bit discrete phases are used to reduce the design complexity of feed network. The beam patterns have been generated in two different azimuth planes instead of one particular plane. The evaluated excitations are also verified by considering a range of arbitrarily chosen azimuth planes, where the patterns are generated with some minor variations of the desired parameters. Obtained results clearly established the effectiveness of the proposed method.. INTRODUCTION A reconfigurable planar array antenna is often required in satellite communication and radar related applications. However, generation of cosec 2 beam and pencil beam using a common set of discrete elements amplitudes often faces high side lobe with large ripple problem. Several approaches reported in the literature for generating beam patterns are as follows [ ]. Diaz et al. proposed a method of generation of phase differentiated multiple beam patterns using simulated annealing algorithm [3]. Durr et al. generates shaped beams (flattop and cosecant) from linear antenna array where both uniform and Gaussian distributions of common amplitudes are used for the generation of patterns, and different sets of phases for both beams are computed using Woodward- Lawson technique [4]. Azaro et al. find the desired values of VSWR by minimizing the linear dimension of a monopole antenna using PSO, and the simulated results are also compared with experimental values [5]. An integrated multifunction/multiband [6] antenna was designed using the stochastic multiphases optimization technique by Azaro et al. Morabito et al. proposed a technique for optimal synthesis of linear phase-only reconfigurable arrays which are able to commute their pattern among different radiation models. Numerical results of actual interest and its implementation of realistic element patterns are also assessed [7]. Chatterjee et al. developed a method based on GSA for finding out optimum sets of 4-bit radial amplitudes and 5-bit phases to generate dual beams such as pencilpencil, pencil-flattop and flattop-flattop of the concentric ring array antenna [8]. A noble method to eliminate interfering signals adaptively for planar array antenna using customized genetic algorithm was proposed by Massa et al. [9]. Mandal et al. proposed a method of synthesizing dual radiation patterns, flattop and pencil from a rectangular planar array antenna using evolutionary algorithm []. In this paper, a cosec 2 beam and a pencil beam patterns from a planar array [, 2] of isotropic elements are obtained by finding out the optimum set of common elements amplitudes for both the patterns and a set of phases for cosec 2 shaped beam using DE. The patterns have been generated in two Received 8 June 26, Accepted 26 August 26, Scheduled 3 September 26 * Corresponding author: Debasis Mandal (deb.mandal22@gmail.com). The authors are with the Department of Electronics and Communication Engineering, Bengal College of Engineering and Technology, Durgapur, India.

66 Mandal et al. predefined ϕ planes using these excitations, where the excitations for both amplitudes and phases are discrete in nature to provide lower Dynamic Range Ratio (DRR). As the DRR is low, lower number of attenuators and phase shifters are required, thus reducing the design complexity of the feed networks. These patterns are not restricted to a single predefined ϕ plane rather a range of azimuth planes with some minor variations in design parameters. 2. PROBLEM FORMULATIONS A planar array of isotropic elements is considered. The far-field pattern of the array shown in Figure canbewrittenas[,2]: M N AF (θ, ϕ) = I mn e j[kmdx sin θ cos ϕ+kndy sin θ sin ϕ+αmn] () m= n= where, I mn is the excitation amplitude of the mn-th element; M and N denote number of isotropic elements in x and y directions, respectively; k = 2π λ represents wave number; inter element spacing along x and y directions, represented by d x and d y respectively, are considered as.5λ; θ, ϕ are polar and azimuth angles; phase excitation of the mn-th element is denoted by α mn. The fitness function for the dual beam patterns is defined as: F (ρ)=k {peaksll d max θ A {AF ρ db (θ, ϕ)}}2 +k 2 +k 3 {peaksll d 2 max θ A2 (AF ρ db (θ, ϕ))}2 (2) where, is defined as: = AF ρ db (θ i,ϕ) D(θ i,ϕ) (3) θ i { 3 } In Equations (2) and (3), ϕ ( 2 )plane. ρ is the unknown parameter set responsible for the desired beam patterns for this approach. ρ is defined as follows: ρ = {I mn,α mn } ; m M & n N (4) peaksll d and peaksll d 2 are the desired values of peak SLL for cosec 2 and pencil beam pattern. A and A 2 are the sidelobe region for both patterns. D db (θ, φ) is the desired pattern shown in Figure 2 at ϕ =, 2 plane. The range of θ i for this approach is to 3. k, k 2 and k 3 are the weighting factors. The fitness function has to be minimized by finding out optimum set of 4-bit amplitudes and 5-bit phases using Differential Evolution (DE) Algorithm. ϕ o 2 o 2 - Y [in terms of λ ].5.5 dy dx D(θ, ϕ) db -2.5.5 2 2.5 3 3.5 4 4.5 X [in terms of λ] Figure. Geometry of a planar array of 5 isotropic elements. -3-9 -75-6 -45-3 5 3 45 6 75 9 θ Figure 2. Desired cosec 2 pattern for predefined planes.

Progress In Electromagnetics Research Letters, Vol. 62, 26 67 3. DIFFERENTIAL EVOLUTION ALGORITHM (DE) Differential Evolution is a population-based stochastic evolutionary algorithm and was first introduced by Storn and Price in the year 25. The main advantages of DE are lying in the fact that it has fast convergence time and is capable of determining true global minima utilizing fewer control parameters [ 3]. In D-dimensional search space, the individuals of population NP in generation G, generated by the algorithm, can be written as: X i,g = {x i,g,x 2i,G,...,x Di,G } (5) where, i =, 2,..., NP. The entire search space is covered by the initial population. The initialization of the jth parameter at a generation G = can be described as: x ji, = rand(, ) (x up j x low j )+x low j (6) where i =, 2,...,NP, j =, 2,...,D,andrand(, ) is uniformly distributed random variable within the range (,); x low j and x up j are the lower and upper bounds of the jth parameter, respectively. The three main steps involved in DE algorithm are mutation, crossover and selection. Mutation: In mutation operation, mutant vector V i,g is generated for each target vector X i,g basedonthestrategyof DE/best//bin which can be defined as follows: V i,g = X best,g + F (X r,g X r2,g ) (7) r,r 2 [,NP]andr r 2 i. F is a real and constant factor and satisfies F [, 2], and X best,g is the vector which has the best fitness at the Gth generation. Crossover: In cross over operation, the trial vector U i,g = {u i,g,u 2i,G,...,u Di,G } is generated utilizing the target vector X i,g and mutant vector V i,g which can be described as follows: { vji,g, if rand(, ) CR u ji,g = (8) x ji,g, otherwise Selection: In this operation, for each trial vector f(u i,g ) and target vector f(x i,g ) the objective function values are compared, and the smaller fitness function value remains in the next generations. The selection operation can be described as follows: { Ui,G, if f(u X i,g+ = i,g ) <f(x i,g ) (9) X i,g, otherwise These steps are repeated till the predefined generation has been completed which results in the best vector in the current population (X best,g ) as the solution of the problem. 4. RESULTS A planar array of 5 isotropic elements has been considered. M =andn = 5 are chosen. The inter element spacing is considered as.5λ, i.e., d x =.5λ and d y =.5λ. The population size, scale factor (F) and cross over rate (CR) in DE are taken as 5,.8 and.2, respectively. Here the applied DE scheme is DE/best//bin. The termination condition is considered as a maximum iteration of 25. The design specification of the dual beam patterns and its corresponding obtained results are shown in Table. From Table, it has been observed that the obtained values of the peak SLL for the cosec 2 beam pattern in two different pre-specified planes are 4.53 db and 6.45 db corresponding to its desired value of 2. db. The parameter is introduced to measure the total deviation between the obtained and desired patterns within the angular region (θ = 3 ). The values of ripple ( ) are 28.48 and 2.99 for ϕ = and ϕ =2, respectively, whereas for pencil beam pattern the obtained values of peak SLL are 6.74 db and 3.34 db, respectively, for the same azimuth planes. The obtained cosec 2 pattern along with the pencil beam for two predefine azimuth planes are showninfigure3.figure3(a)isforϕ = plane and Figure 3(b) for ϕ =2 plane. The excitation amplitudes and phases of the array elements obtained using DE for generating the beam patterns are

68 Mandal et al. Table. Desired and obtained values of design parameters. Design cosec ϕ in degree 2 Pattern Pencil beam Pattern Parameters Desired Obtained Desired Obtained ϕ = Peak SLL (db) 2. 4.53 2. 6.74 (db). 28.48 ϕ =2 Peak SLL (db) 2. 6.45 2. 3.34 (db). 2.99 ϕ = degree plane ϕ =2 degree plane - - -2-2 -9-75 -6-45 -3 5 3 45 6 75 9 (a) -9-75 -6-45 -3 5 3 45 6 75 9 cosec 2 beam pattern pencil beam pattern Figure 3. Obtained dual beam patterns for (a) ϕ = and (b) ϕ =2 plane. (b) 8.875 2.75.625 6.5.375.25-6.25-2 2-8 2 3 4 2.5 Y [in te rm s of λ ].5 X [in te rm s of λ ].5.5 2 2.5 3 3.5 4 Y [in te rm s of λ ] X [in te rm s of λ ] 4.5 Normalized Amplitudes (a) Figure 4. Excitations of the array elements: (a) Normalized Amplitudes, (b) phases. Phases in degree (b) shown in Figure 4. Figure 4(a) shows the 4-bit discrete amplitudes, and Figure 4(b) shows the 5-bit discrete phases. In Figure 5, the beam patterns in three arbitrarily chosen azimuth planes for the same excitations with some minor variation in pattern have been achieved. In Figures 5(a), (b) and (c), the arbitrary azimuth angles are chosen as 7.5 degrees (<, below the pre-specified ϕ plane), 5 degrees (within the pre-specified ϕ plane) and 22.5 degrees (> 2, beyond the predefined azimuth plane), respectively. Figure 3 and Figure 5 clearly show that the obtained cosec 2 beam patterns follow the desired beam pattern shown in Figure 2 within the coverage range of elevation angle ( 3 ). The obtained values of design parameters for arbitrarily selected ϕ planes have been presented in Table 2. Figure 6 shows the convergence curve of DE algorithm. The convergence time taken to optimize the array pattern is hr and 36 min. Computations have been done in MATLAB 2a with core 2 duo processor, 3 GHz, 2GB RAM.

Progress In Electromagnetics Research Letters, Vol. 62, 26 69 Table 2. Obtained results for arbitrary ϕ planes. Design cosec ϕ in degree 2 Pencil beam Parameters Pattern Pattern ϕ =7.5 Peak SLL (db).5 6.5 (db) 28.5 ϕ =5 Peak SLL (db) 3.85 8.32 (db) 26.77 ϕ =22.5 Peak SLL (db) 4.73 3.69 (db) 27.89 ϕ =7.5 degree plane ϕ = 5 degree plane - - -2-2 -9-75 -6-45 -3 5 3 45 6 75 9 (a) -9-75 -6-45 -3 5 3 45 6 75 9 ϕ = 22.5 degree plane (b) - cosec 2 beam pattern pencil beam pattern -2-9 -75-6 -45-3 5 3 45 6 75 9 Figure 5. Dual beam patterns for three arbitrarily chosen ϕ planes. (c) using DE 8 Best fitness 6 4 2 5 5 2 25 Generations Figure 6. Convergence curve of Differential Evolution Algorithm (DE).

7 Mandal et al. 5. CONCLUSION A dual-beam planar array antenna of two different azimuth angles has been synthesized. A shaped beam (cosec 2 beam) and a pencil beam are generated using 4-bit discrete amplitudes and 5-bit discrete phases for keeping low dynamic range ratio (DRR). The peak side-lobe level and ripple are also reduced by finding the optimum set of array excitations using DE algorithm. This also ensures the desired patterns within a range of azimuth plane rather in a pre-specified ϕ plane. A good agreement between the desired and obtained results validates the proposal. The presented method can also be applied to synthesize other array configurations. REFERENCES. Balanis, C. A., Antenna Theory, Analysis and Design, 2nd Edition, Jhon Willy & Sons, New York, 997. 2. Elliott, R. S., Antenna Theory & Design, Revised Edition, Wiley-IEEE Press, Dec. 22. 3. Diaz, X., J. A. Rodriguez, F. Ares, and E. Moreno, Design of phase-differentiated multiple pattern antenna arrays, Microwave and Optical Technology Letters, Vol. 26, No., 52 53, 2. 4. Durr, M., A. Trastoy, and F. Ares, Multiple-pattern linear antenna arrays with single prefixed amplitude distributions: Modified Woodward-Lawson synthesis, Electronics Letters, Vol. 36, No. 6, 345 346, 2. 5. Azaro, R., G. Boato, M. Donelli, A. Massa, and E. Zeni, Design of a prefractal monopolar antenna for 3.4 3.6 GHz Wi-Max band portable devices, IEEE Antennas and Wireless Propagation Letters, Vol. 5, No., 6 9, 26. 6. Azaro, R., F. G. B. De Natale, M. Donelli, A. Massa, and E. Zeni, Optimized design of a multifunction/multiband antenna for automotive rescue systems, IEEE Transactions on Antennas and Propagation, Vol. 54, No. 2, 392 4, 26. 7. Morabito, A. F., T. Isernia, and L. Di Donato, Optimal synthesis of phase-only reconfigurable linear sparse arrays having uniform amplitude excitations, Progress In Electromagnetics Research, Vol. 24, 45 423, 22. 8. Chatterjee, A., G. K. Mahanti, and R. P. S. Mahapatra, Design of fully digital controlled reconfigurable dual-beam concentric ring array antenna using gravitational search algorithm, Journal Title Abbreviation, Vol. 34, No., 64 76, 23. 9. Massa, A., M. Donelli, F. G. B., De Natale, S. Caorsi, and A. Lommi, Planar antenna array control with genetic algorithms and adaptive array theory, IEEE Transactions on Antennas and Propagation, Vol. 52, No., 299 2924, 24.. Mandal, D., V. P. Roy, A. Chatterjee, and A. K. Bhattacharjee, Synthesis of dual radiation pattern of rectangular planar array antenna using Evolutionary Algorithm, ICTACT Journal on Communication Technology, Vol. 6, No. 3, 46 49, 25.. Price, K. V., R. M. Storn, and J. A. Lampinen, Differential Evolution: A practical Approach to Global Optimization (Natural Computing Series), Springer, New York, NY, USA, 25. 2. Donelli, M., I. J. Craddock, D. Gibbins, and M. Sarafianou, A three-dimensional time domain microwave imaging method for breast cancer detection based on an evolutionary algorithm, Progress In Electromagnetics Research M, Vol. 8, 79 95, 2. 3. Mandal, D., A. Chatterjee, and A. K. Bhattacharjee, Design of fully digital controlled shaped beam synthesis using differential Evolution Algorithm, International Journal of Antennas and Propagation, Vol. 23, 9, 23.