Baseline proposal for a 400 Gb/s optical PMD supporting four MMF pairs

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Baseline proposal for a 400 Gb/s optical PMD supporting four MMF pairs Jonathan Ingham Foxconn Interconnect Technology IEEE P802.3cm 400 Gb/s over Multimode Fiber Task Force San Diego, CA, July 2018 1

Supporters John Abbott (Corning) Adrian Amezcua (Prysmian) Kasyapa Balemarthy (OFS) Frank Chang (Source Photonics) David Chen (AOI) Mabud Choudhury (OFS) Doug Coleman (Corning) Joost Grillaert (Nexans) Kobi Hasharoni (Dust Photonics) Darryl Heckle (Corning) Kenneth Jackson (Sumitomo Electric) John Johnson (Broadcom) Harold Kamisugi (Sumitomo Electric) Paul Kolesar (CommScope) Frank Lambrecht (Gigamon) Ilya Lyubomirsky (Inphi) Jeffery Maki (Juniper Networks) Marco Mazzini (Cisco) Christophe Metivier (Arista) Osa Mok (Innolight) Ramana Murty (Broadcom) Gary Nicholl (Cisco) Mark Nowell (Cisco) Earl Parsons (CommScope) Vasu Parthasarathy (Broadcom) Phong Pham (USConec) David Piehler (Dell EMC) Rick Pimpinella (Panduit) Kees Propstra (MultiLane) Rick Rabinovich (Keysight Technologies) Rakesh Sambaraju (Nexans) Rob Stone (Broadcom) Phil Sun (Credo) Steve Swanson (Corning) Marek Tlalka (MACOM) Eddie Tsumura (Sumitomo Electric) Jeff Twombly (Credo) Chongjin Xie (Alibaba) Jim Young (CommScope) Yan Zhuang (Huawei) Pavel Zivny (Tektronix) Yu Zu (Huawei) 2

Contents Adopted physical layer specification objectives Motivation OM3 and OM4 performance Bi-directional approach Baseline proposal Position in 802.3 architecture Transmit center wavelength ranges Transmit characteristics Receive characteristics Illustrative link power budget Summary 3

Adopted physical layer specification objectives Define a physical layer specification that supports 400 Gb/s operation over 4 pairs of MMF with lengths up to at least 100 m Define a physical layer specification that supports 400 Gb/s operation over 8 pairs of MMF with lengths up to at least 100 m 4

Motivation (1) Expect broad market potential for a four-fiber-pair MMF PMD at 400 Gb/s. For example, this provides an attractive upgrade path for users of the successful 100GBASE-SR4 PMD Current MMF infrastructure is mainly single-fiber-pair or four-fiber-pair. Hence, standardization of a four-fiber-pair MMF PMD at 400 Gb/s helps to maintain the relevance of this infrastructure Large industry investment in MMF WDM in recent years: (i) proven and widely-adopted two-wavelength transceivers such as 40G Bi-Di and 100G Bi-Di (ii) SWDM MSA four-wavelength specifications (iii) completion of TIA-492AAAE and subsequent OM5 standardization 5

Motivation (2) Technical feasibility already demonstrated for RS(544, 514) FEC-supported 26.5625 GBd PAM4 modulation using uncooled VCSELs The above is under standardization as 50GBASE-SR, 100GBASE-SR2 and 200GBASE- SR4 in Clause 138 and is expected to form the basis of 400GBASE-SR8 Existing WDM transceivers, such as SWDM and Bi-Di, support MMF with transmission in ranges compatible with the consensus of 844 to 863 nm and 900 to 918 nm in this proposal In particular, 100G Bi-Di uses RS(544, 514) FEC and 26.5625 GBd PAM4 modulation to achieve 70 m, 100 m and 150 m reach over OM3, OM4 and OM5, respectively 6

OM3 and OM4 performance Field-proven WDM products exist using OM3 and OM4 with transmission in the wavelength ranges in this proposal Guidance from fiber manufacturers has been received regarding performance of OM3 and OM4 in these wavelength ranges IEC is in the process of providing formal guidance on OM3 and OM4 bandwidth over the entire 840 to 953 nm wavelength range (see draft IEC 60793-2-10). This is expected to be adopted by TIA 7

Bi-directional approach Both bi-directional and co-directional approaches are technically feasible A bi-directional approach offers the simplicity of only one VCSEL launch into each end of a fiber. Hence it is easier to condition the launch to meet encircled flux requirements. Only one VCSEL launch into each end of a fiber results in greater margin to eye safety limits Signal routing in a bi-directional transceiver is easily achieved by appropriate design of the retimer IC package A roadmap exists to support breakout from a bi-directional 400GBASE- SR4.2 transceiver to four 100G Bi-Di transceivers 100G Bi-Di is a multi-vendor solution 8

Baseline proposal Bi-directional WDM transmission with required operating range of 0.5 m to 70 m OM3, 0.5 m to 100 m OM4 and 0.5 m to 150 m OM5 Using the RS(544, 514) FEC in the 400GBASE-R PCS, then for each lane: 26.5625 GBd PAM4 modulation with a pre-fec BER requirement a of 2.4 x 10 4 PMD MAC 400GBASE-R PCS PMA L 0 : Tx: 844 to 863 nm Rx: 900 to 918 nm L 1 : Tx: 844 to 863 nm Rx: 900 to 918 nm L 2 : Tx: 844 to 863 nm Rx: 900 to 918 nm L 3 : Tx: 844 to 863 nm Rx: 900 to 918 nm L 4 : Tx: 900 to 918 nm Rx: 844 to 863 nm L 5 : Tx: 900 to 918 nm Rx: 844 to 863 nm L 6 : Tx: 900 to 918 nm Rx: 844 to 863 nm L 7 : Tx: 900 to 918 nm Rx: 844 to 863 nm MDI b MEDIUM 8 multimode fibers a Provided that the error statistics are sufficiently random to meet an appropriate frame loss ratio requirement (to be determined). b MDI lane assignment to be determined. 9

Position in 802.3 architecture OSI REFERENCE MODEL LAYERS APPLICATION PRESENTATION SESSION TRANSPORT NETWORK DATA LINK PHYSICAL ETHERNET LAYERS HIGHER LAYERS LLC OR OTHER MAC CLIENT MAC CONTROL (OPTIONAL) 400GMII MDI MAC RECONCILIATION 400GBASE-R PCS PMA PMD MEDIUM PHY 400GBASE-SR4.2 400GBASE-SR16 400GMII = 400 Gb/s MEDIA INDEPENDENT INTERFACE LLC = LOGICAL LINK CONTROL MAC = MEDIA ACCESS CONTROL MDI = MEDIUM DEPENDENT INTERFACE PCS = PHYSICAL CODING SUBLAYER PHY = PHYSICAL LAYER DEVICE PMA = PHYSICAL MEDIUM ATTACHMENT PMD = PHYSICAL MEDIUM DEPENDENT SR = PMD FOR MULTIMODE FIBER 10

Transmit center wavelength ranges Lane L 0 to L 3 L 4 to L 7 Transmit center wavelength range 844 to 863 nm 900 to 918 nm These ranges are a result of consensus building in the ad-hoc teleconferences held after the May 2018 interim. See ingham_3cm_adhoc_01a_062118 and king_3cm_adhoc_01_062818 The range for L 0 to L 3 is shifted higher than the conventional 840 to 860 nm range in order to benefit from improved VCSEL speed 40 nm guard band allows very low cost filter technology VCSELs compatible with these specifications are commercially available from multiple component vendors Mature VCSEL technology and volume production: compatible VCSELs are used in SWDM and Bi-Di transceivers. For Bi-Di transceivers, VCSEL shipments to date of several million with device hours in the tens of billions for each range 11

Transmit characteristics Description Value Unit Signaling rate, each lane (range) 26.5625 ± 100 ppm GBd Center wavelength, L 0 to L 3 (range) 844 to 863 nm Center wavelength, L 4 to L 7 (range) 900 to 918 nm Modulation format, each lane RMS spectral width, each lane a (max) 0.6 nm Average launch power, each lane (max) 4 dbm Average launch power, each lane (min) 6.5 dbm OMA outer, each lane (max) 3 dbm OMA outer, each lane b (min) 4.5 dbm OMA outer TDECQ, each lane (min) 5.9 dbm Transmitter and dispersion eye closure for PAM4 (TDECQ), each lane (max) 4.5 db Average launch power of OFF transmitter, each lane (max) 30 dbm Extinctionratio, each lane (min) 3 db Transmitter transition time, each lane (max) 34 ps RIN 12 OMA, each lane (max) 128 db/hz Optical return loss tolerance, each lane (max) 12 db Encircled flux, each lane c 86% @ 19 µm, 30% @ 4.5 µm Test methodology is assumed to be based on 138 (D3.3). a RMS spectral width is the standard deviation of the spectrum. PAM4 b Even if TDECQ < 1.4 db, OMA outer (min) must exceed this value. c If measured into type A1a.2, type A1a.3 or type A1a.4, 50 μm fiber, in accordance with IEC 61280-1-4. 12

Receive characteristics Description Value Unit Signaling rate, each lane (range) 26.5625 ± 100 ppm GBd Center wavelength, L 0 to L 3 (range) 900 to 918 nm Center wavelength, L 4 to L 7 (range) 844 to 863 nm Modulation format, each lane Damage threshold, each lane a (min) 5 dbm Average receive power, each lane (max) 4 dbm Average receive power, each lane b (min) 8.5 dbm Receive power (OMA outer ), each lane (max) 3 dbm Receiver reflectance, each lane (max) 12 db Stressed receiver sensitivity (OMA outer ), each lane c (max) 3.5 dbm Receiver sensitivity (OMA outer ), each lane d (max) max( 6.6, SECQ 8) dbm Conditions of stressed receiver sensitivity test e : Stressed eye closure for PAM4 (SECQ), lane under test 4.5 db OMA outer of each aggressor lane 3 dbm Test methodology is assumed to be based on 138 (D3.3). a The receiver shall be able to tolerate, without damage, continuous exposure to an optical input signal having this average power level on one lane. The receiver does not have to operate correctly at this input power. b Average receive power, each lane (min) is informative and not the principal indicator of signal strength. A received power below this value cannot be compliant; however, a value above this does not ensure compliance. c Measured with conformance test signal at TP3 (see 138.8.8 (D3.3)) for the BER specified (to be confirmed). d Receiver sensitivity is informative and is defined for a transmitter with a value of SECQ up to 4.5 db. 13 e These test conditions are for measuring stressed receiver sensitivity. They are not characteristics of the receiver. PAM4

Illustrative link power budget Parameter OM3 OM4 OM5 Unit Effective modal bandwidth at 850 nm a 2000 4700 4700 MHz km Effective modal bandwidth at 918 nm 1210 b 1850 b 2890 a MHz km Power budget (for max TDECQ) 6.6 db Operating distance 70 100 150 m Channel insertion loss c 1.8 1.9 2 db Allocation for penalties d (for max TDECQ) 4.6 db Additional insertion loss allowed 0.2 0.1 0 db a Per IEC 60793-2-10. b Per draft IEC 60793-2-10 (subject to confirmation by IEC and TIA). c The channel insertion loss is calculated using the maximum distance specified on Slide 9 and cabled optical fiber attenuation of 3.5 db/km at 850 nm plus an allocation for connection and splice loss given in 138.10.2.2.1 (D3.3). d Link penalties are used for link budget calculations. They are not requirements and are not meant to be tested. 14

Summary Slides 9 to 14 provide a baseline proposal for 400GBASE-SR4.2 based on FECsupported 26.5625 GBd PAM4 modulation Transmit and receive characteristics are based on Clause 138 (D3.3) facilitating easy standardization using established metrics, notably TDECQ and SECQ OM3 and OM4 performance in the consensus wavelength ranges is field proven and formal guidance is expected from IEC and TIA Bi-directional approach allows easier VCSEL launch design and larger eye safety margin, relative to a co-directional approach. 100G Bi-Di provides a path to support breakout applications 15