SUPREME COURT OF THE STATE OF NEW YORK COUNTY OF NEW YORK ROYAL PARK INVESTMENTS SA/NV, Plaintiff, vs. DEUTSCHE BANK AG, et al., Defendants. ROYAL PARK INVESTMENTS SA/NV, Plaintiff, vs. CREDIT SUISSE AG, et al., Defendants. ROYAL PARK INVESTMENTS SA/NV, Plaintiff, vs. MORGAN STANLEY, et al., Defendants. ROYAL PARK INVESTMENTS SA/NV, Plaintiff, vs. UBS AG, et al., Defendants. X Index No. 652732/2013 STIPULATION REGARDING TRANSCRIPT SETTLEMENT Index No. 653335/2013 Index No. 653695/2013 Index No. 653901/2013 X
IT IS HEREBY STIPULATED AND AGREED, by and between the undersigned, the attorneys of record for all parties to the present actions, that the corrections set forth in the Errata Sheet attached as Exhibit A hereto have been accurately made to the transcript for the January 11, 2017 hearing which concerned Defendants Motion to Dismiss the Complaint (Motion Sequence No. 6), and that said transcript, which was docketed on the Court s e-filing system on December 21, 2017 as NYSCEF Dkt. No. 73 in Index No. 652732/2013, NYSCEF Dkt. No. 90 in Index No. 653335/2013, NYSCEF Dkt. No. 149 in Index No. 653695/2013, and NYSCEF Dkt. No. 81 in Index No. 653901/2013, is hereby settled and its correctness is hereby certified. DATED December 21, 2017 ROBBINS GELLER RUDMAN & DOWD LLP ARTHUR C. LEAHY LUCAS F. OLTS NATHAN R. LINDELL SARA B. POLYCHRON s/ Lucas F. Olts LUCAS F. OLTS 655 West Broadway, Suite 1900 San Diego, CA 92101-3301 Telephone 619/231-1058 619/231-7423 (fax) ROBBINS GELLER RUDMAN & DOWD LLP SAMUEL H. RUDMAN DAVID A. ROSENFELD 58 South Service Road, Suite 200 Melville, NY 11747 Telephone 631/367-7100 631/367-1173 (fax) Attorneys for Plaintiff - 1 -
DATED December 21, 2017 DAVIS POLK & WARDWELL LLP JAMES P. ROUHANDEH DANIEL J. SCHWARTZ DAVID NESTOR s/ James P. Rouhandeh JAMES P. ROUHANDEH 450 Lexington Avenue New York, NY 10017 Telephone 212/450-4000 212/701-5800 (fax) Attorneys for Defendants Morgan Stanley, Morgan Stanley & Co. LLC, Morgan Stanley Mortgage Capital Holdings LLC, Morgan Stanley ABS Capital I Inc. and Morgan Stanley Capital I Inc. DATED December 21, 2017 CRAVATH, SWAINE & MOORE LLP RICHARD W. CLARY MICHAEL T. REYNOLDS LAUREN A. MOSKOWITZ s/ Richard W. Clary RICHARD W. CLARY 825 Eighth Avenue New York, NY 10019 Telephone 212/474-1000 212/474-3700 (fax) Attorneys for Defendants Credit Suisse AG, Credit Suisse Securities (USA) LLC, DLJ Mortgage Capital, Inc. and Credit Suisse First Boston Mortgage Securities Corp. - 2 -
DATED December 21, 2017 ALLEN & OVERY LLP PAMELA R. CHEPIGA JUSTIN L. ORMAND s/ Pamela R. Chepiga PAMELA R. CHEPIGA 1221 Avenue of the Americas New York, New York 10020 Telephone 212/610-6300 212/610-6399 (fax) Attorneys for Defendants Deutsche Bank AG, Deutsche Bank Securities, Inc., DB Structured Products, Inc., Deutsche Alt-A Securities, Inc. and ACE Securities Corp. DATED December 21, 2017 GIBSON, DUNN & CRUTCHER LLP MARK A. KIRSCH ARIC H. WU GABRIEL HERRMANN s/ Gabriel Herrmann GABRIEL HERRMANN 200 Park Avenue, 47th Floor New York, NY 10166-0193 Telephone 212/351-4000 212/351-4035 (fax) Attorneys for Defendants UBS AG, UBS Securities LLC, Mortgage Asset Securitization Transactions, Inc. and UBS Real Estate Securities, Inc. - 3 -
CERTIFICATE OF SERVICE I hereby certify that on December 21, 2017, I authorized the electronic filing of the foregoing with the Clerk of the Court using the NYSCEF system which will send notification of such filing to the registered participants. I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct. Executed December 21, 2017. s/ Lucas F. Olts LUCAS F. OLTS ROBBINS GELLER RUDMAN & DOWD LLP 655 West Broadway, Suite 1900 San Diego, CA 92101-3301 Telephone 619/231-1058 619/231-7423 (fax) lolts@rgrdlaw.com
EXHIBIT A
ERRATA SHEET Case Names ROYAL PARK INVESTMENTS SA/NV vs. MORGAN STANLEY, ET AL.; ROYAL PARK INVESTMENTS SA/NV vs. CREDIT SUISSE AG, ET AL.; ROYAL PARK INVESTMENTS SA/NV vs. DEUTSCHE BANK AG, ET AL.; ROYAL PARK INVESTMENTS SA/NV vs. UBS AG, ET AL. Hearing Date January 11, 2017 Place 60 Centre Street, New York, New York Page/Line Correction Reason 1/20 From Arghur to Arthur Transcription Error 1/20 From Lehahy to Leahy Transcription Error 3/25 From Belgium to Belgian Transcription Error 3/26 From lieu to law Transcription Error 4/3 From Belgium to Belgian Transcription Error 4/4 From Belgium to Belgian Transcription Error 4/11 From Belgium to Belgian Transcription Error 4/23 From principles to principle Transcription Error 5/4 From Belgium to Belgian Transcription Error 5/5 From paragraph 22 to paragraph 23 Transcription Error 5/6 From 1592 to 1692 Transcription Error 5/16 From article states to article, states Transcription Error - 1 -
5/21 From 1592 to 1692 Transcription Error 6/9 From tort claim to security Transcription Error 6/10 From Belgium to Belgian Transcription Error 6/25 From accessorium to the accessorium Transcription Error 6/26 From doesn t to it doesn t Transcription Error 6/26 From rely to apply Transcription Error 7/8 From Belgium to Belgian Transcription Error 7/12 From Belgium to Belgian Transcription Error 7/13 From Belgium to Belgian Transcription Error 7/21 From Belgium to Belgian Transcription Error 7/23 From Belgium to Belgian Transcription Error 8/12 From argument to the argument Transcription Error 8/17 From intent with to intent Transcription Error 8/20 From couldn t, to couldn t Transcription Error 9/10 From MRI to apply Transcription Error 9/20 From Belgium to Belgian Transcription Error 10/12 From Belgium to Belgian Transcription Error 10/18 From Sea Link to Sealink Transcription Error 10/21 From Belgium to Belgian Transcription Error 11/10 From Belgium to Belgian Transcription Error 11/11 From Belgium to Belgian Transcription Error 11/15 From Belgium to Belgian Transcription Error 11/22 From Belgium to Belgian Transcription Error - 2 -
11/25 From Belgium to Belgian Transcription Error 11/26 From Belgium to Belgian Transcription Error 14/24 From Belgium to Belgian Transcription Error 15/2 From Belgium to Belgian Transcription Error 15/13 From Belgium to Belgian Transcription Error 16/17 From Belgium to Belgian Transcription Error 16/18 From Belgium to Belgian Transcription Error 16/25 From Belgium to Belgian Transcription Error - 3 -