From Fresnel Zone Antennas to Reflectarrays

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From Fresnel Zone Antennas to Reflectarrays Yingjie Jay Guo Distinguished Professor Fellow of Australian Academy of Engineering FIEEE FIET Director, Globe Big Data Technologies Centre University of Technology Sydney (UTS) Australia

Copyright The use of this work is restricted solely for academic purposes. The author of this work owns the copyright and no reproduction in any form is permitted without written permission by the author. 2

Abstract In this talk, we review the historic development of Fresnel zone antennas and reflectarrays. The strong relationships between these two antennas are discussed. It is shown that many of the limitations of reflectarrays and possible methods for improvement are strongly related with the theory of Fresnel zone antennas. We overview the recent advances of reflectarrays and provide our thinking on possible future research directions. 3

Biography Prof. Yingjie Jay Guo is the founding Director of Global Big Data Technologies Centre and Distinguished Professor at University of Technology, Sydney. Jay is an internationally established scientist with over 350 publications and expertise in antennas and wireless communications systems. He is an innovator with strong and sustained industrial impact and a globally recognised R&D leader with proven track record. Jay is a Fellow of the Australian Academy of Engineering (ATSE), a Fellow of IEEE, and a Fellow of the Institute of Engineering and Technology (IET). He is the recipient of Australia Government Engineering Innovation Award (2012), Australia Engineering Excellence Award (2007) and CSIRO Chairman's Medal (2007 & 2012). He was named to one of the top 100 most influential engineers in Australia in 2014 and 2005. He joined the College of Experts of the Australian Research Council in 2015. Jay has over twenty years of international academic, industrial and CSIRO experience. He has successfully directed R&D programs across a number of fields in ICT including 3G network technology development, wireless and networking, broadband applications, robotics, sensor networks and big data technologies. Prior to joining CSIRO in August 2005, Jay held a number of senior positions in the European mobile communications industry. 4

Outline Historic development of Fresnel zone antennas and reflectarrays Current research directions of reflectarrays A new wideband single-layer refelctarray Future perspectives 5

Basic Concept of Reflectarrays Reflectarray is an antenna consisting of an array of phase shifting elements on typically a flat surface that provide an appropriate phase responses to form a focused beam or contoured beam when illuminated by a feed. Geometrical property of the paraboloid enables all the paths to have the same length. For a flat reflectarray, phase-shifting elements are used to achieve the same phase. Low profile, light weight, easy to fabricate & transport, but difficult to achieve wideband Images are from http://en.wikipedia.org/ and D. M. Pozar, et. al., Design of Millimeter Wave Microstrip Reflectarrays, T-AP, Vol, 45, No. 2, pp. 287-296, Feb. 1997. 4

Fresnel Lenses and Fresnel Zone Antennas f+λ/2 F f Y. Jay Guo and Stephen K. Barton, Fresnel Zone Antennas, Kluwer Academic Publishers, 2002, ISBN 1-4020-7124-8. 7

Offset Fresnel Zone Lens Y. J. Guo, I. H. Sassi and S. K. Barton, Offset Fresnel Lens Antenna, IEE Proc. - Microwave Antennas and Propagation, vol. 141, no. 6, December 1994, pp. 517-522.

Phase Efficiency of the Reflective Array Antenna - Reflectarray Y. J. Guo and S. K. Barton, Phase Efficiency of the Reflective Array Antenna, IEE Proc. -Microwave Antennas and Propagation, vol. 142, no. 2, April 1995, pp. 115-120.

Development of Reflectarrays J. A. Encinar Y. Jay Guo S. V. Hum D. G. Berry H. R. Phelan C. S. Malagisi J. Huang D. M. Pozar 1960s 1970s 1980s 1990s 2000s Images are from Reflectarray Antennas, J. Huang and J. A. Encinar and the technical papers by corresponding authors. 5

Fresnel Zone Antennas - When Were Still Young (1993) Y. J. Guo and S. K. Barton, Phase Correcting Zonal Reflector Incorporating Rings, IEEE Transactions on Antennas and Propagation, vol. 43, no. 4, April 1995, pp. 350-355. 11

Current Activities on Reflectarrays Wide gain-bandwidth reflectarrays Reconfigurable reflectarrays Multi-band reflectarrays Dual-polarization reflectarrays Conformal reflectarrays Contoured beam reflectarrays Combination of the above 12

Challenge of Reflectarrays - Wide Bandwidth The gain bandwidth is typically narrow for reflectarrays, normally less than 10%. The inherent narrow band property of the phase shifting elements, particularly for single-layer reflectarrays. Zoning effect Varying the length of a microstrip patch printed on a thin substrate. The phase response we want Images are from Reflectarray Antennas, J. Huang and. J. A. Encinar, Design of two-layer printed reflectarrays using patches of variable size, T-AP, vol. 49, no. 10, pp. 1403-1410, Oct. 2001. 6

Broadband Techniques (1) Multi-layer configuration 1 2 Multi-Layer refelctarray with variablesized elements Aperture-coupled patches using true-time delay 1.J. A. Encinar, Design of two-layer printed reflectarrays using patches of variable size, T-AP, vol. 49, no. 10, pp. 1403-1410, Oct. 2001. 2.E. Carrasco, J. A. Encinar, and M. Barba, Bandwidth improvement in large reflectarrays by using true-time delay, T-AP, vol. 56, no. 8, pp. 2496-2503, Aug. 2008. 14

Broadband Techniques (2) Single-layer configuration 1 2 3 3 3 1 M. E. Bialkowski, K. H. Sayidmarie, Investigations into phase characteristics of a single-layer reflectarray employing patch or ring elements of variable size, T-AP, vol. 56, no. 11, pp. 3366-3372, Nov. 2008. 2 Y. Li, M. E. Bialkowski, A. M. Abbosh, Single layer reflectarray with circular rigns and open-circuited stubs for wideband operation, IEEE Trans. Antennas Propag., vol. 60, no. 9, pp. 1-7, Sep. 2012. 3. M. R. Chaharmir, J. Shaker, M. Cuhaci, and A. Ittipiboon, Broadband reflectarray antenna with double cross loops, Electron. Lett., vol. 42, no. 2, pp. 65-66, Jan. 2006. 15

Broadband Techniques (3) Subwavelength Units The unit cell size is λ/3. Resonance is result of the coupling between the elements instead of the self resonance of the elements. A simulated 22% 1-dB gain bandwidth is achieved. The total range of reflection phase variation for the single element occurs for very thin gaps. The etching tolerance is 0.1-1 mil. D. M. Pozar, Wideband reflectarrays using artificial impedance surfaces, Electron. Lett., vol. 43, no. 3, pp. 148-149, Feb. 2007. 16

Advantages of the Subwavelength Element with a Small Cell Size (λ/6 ) Advantages: The smaller the size of the unit cell, the less loss. A noticeable loss reduction continued until roughly λ/6. Smaller unit cell has the added benefit of increased sampling density of the reflectarray aperture, thereby having less sensitivity to the angle of incidence. A higher degree of geometrical similarity between adjacent elements, thereby enhancing the infiniteperiodic-structure assumption. A reflectarray with a cell size of λ/6 made of lossy substrates (FR4 substrate) can achieve almost the same performance as that made on the high-cost material (Rogers 3003), thereby reducing the cost. Images are from J. Ethier, M. R. Chaharmir, J. Shaker, and D. Lee, Development of novel low-cost reflectarray, IEEE Antennas Propagat. Mag., vol. 54, no. 3, pp. 277-287, Jun. 2012. 17

Limitations of Using Subwavelength Units The total range of reflection phase variation for the single element occurs for very thin gaps. The achievable phase range is usually much smaller than 360⁰ due to the etching tolerance. The phase range decreased significantly with the cell size. As a result, there is always an unattainable phase range that can lead to phase errors and consequently reduces the antenna gain. The data table is from P. Nayeri, F. Yang, and A. Z. Elsherbeni, Broadband reflectarray antennas using double-layer subwavelength patch elements, IEEE AWPL, Vol. 9, pp. 1139-1142, 2010. 18

New Phase-Shifting Elements Designed at 10GHz Printed on a 3.175-mm-thick RO5880 substrate (dielectric constant 2.2, tanδ=0.0009) Composed of two concentric square meaner-line microstrip rings loaded with meander lines. The width of the meander line and the gap between them are all 0.12 mm The length of the meander line L 0 can be changed from 0 to 0.9 mm, thereby changing the reflection phase of the element. 19

Features of the Proposed Phase-Shifting Element The cell size is a fifth of a wavelength at 10 GHz (high sampling density and less sensitivity of incident angle ). A 420 degree phase variation range has been achieved (sufficient phase range). The slope of the phase response remains almost constant across the 9 to 11 GHz (broadband property) The variation range of the size of the element is from 4 mm to 5.8 mm that is less than λ/16 at 10 GHz (high degree of geometrical similarity ). 20

Simulation of the Phase Shifting Element Input Port 1.Full-wave simulations of the reflection phase were calculated using the Frequency Domain Solver of CST Microwave Studio. 2. The element is analyzed in a rectangular waveguide where the top and bottom surfaces of the waveguide are electric conducting walls and the right and left surfaces are magnetic field walls. 21

Simulated Results of the Phase and Magnitude of S 11 of the Element Phase Magnitude 22

Simulated Results of the Phase and Magnitude of S 11 of the Element Oblique Incidence Different Polarization of the TEM Wave 23

Experimental Validation of the Simulation Reflectarray elements with 10 different meander line lengths have been fabricated and measured in an X-band WR-90 waveguide simulator (inner dimensions of 22.86 mm 10.16mm). Since the waveguide dimensions are larger than a single cell, the cell size is changed to 7.62 mm 10.16mm and three unit cells are inserted at the end of one port of the waveguide for ease of measurement 24

Experimental Validation of the Simulation Photographs of the phase elements with meander line length of 0 and 1 mm. 25

Photographs of the Fabricated Reflectarray A square prime-focus fed reflectarray composed of 48 48 elements (9.6λ 9.6λ) The required phase distribution for each element is calculated The reflectarray aperture size D = 288 mm, and the focal length F/D=1 A commercialized pyramid horn antenna (SH190-15 Fairview Microwave INC) is used to illuminate the reflectarray, giving an edge taper about -10 db. 26

Measured E-plane Radiation Patterns Col-polarization Cross-polarization Side lobe level (SLL) is below -11.5 db Cross polarization level is below -27 db. 27

Measured H-plane Radiation Patterns Col-polarization Cross-polarization Side lobe level (SLL) is below -16 db Cross polarization level is below -27 db. 28

Measured and Simulated Gain The frequency increment for the gain measurement is set to be 50 MHz which gives a total 81 points for the range of 8-12 GHz. The maximum realized gain occurs at 10.05 GHz which is 28.2±0.5 dbi. The 1.5-dB and 3 db gain bandwidth are 16.3% (9 GHz -10.6 GHz) and more than 32% (8.4 GHz-11.6 GHz), respectively. The antenna efficiency calculated by comparing the measured realized gain with the directivity based on the physical aperture area is about 56.5% at 10.05 GHz. The gain efficiency can be increased by using an offset feed. 29

Challenge of Reflectarray - Electronically Beam Steering (1) 1 An Initial Trial in 1990s Using Varactor diodes or PIN diodes to achieve the beam steering 2 3 The reflectarray is made of 8 mm by 8 mm square multilayer dielectric tiles. The tiles were mounted on LEGO TM bricks. By changing the position of the bricks, a variety of different beams can be realized. A unit cell with over 320 degree of phase agility at 5.5 GHz is achieved using varactor diodes. The reflecting element consisting of a microstrip patch and a single-bit digital phase shifter. The reflection phase changes by 180 degree when the PIN diode switches. 1.Y. J. Guo and S. K. Barton, Phase efficiency of the reflective array antenna, IEE Proc. Microw. Antennas Propag., vol. 142, no. 2, pp. 115-120, Apr. 1995. 2.S. V. Hum, M. Okoniewski, and R. J. Davies, Modeling and design of electronically tunable reflectarrays, IEEE Trans. Antennas Propag., vol. 55, no. 8, pp. 2200 2210, Aug. 2007. 3.H. Kamoda, T. Iwasaki, J. Tsumochi, T. Kuki, and O. Hashimoto, 60-GHz electronically reconfigurable large reflectarray using single-bit phase shifters, IEEE Trans. Antennas Propag., vol. 59, no. 7, pp. 2524 2531, 2011. 6

Challenge of Reflectarray - Electronically Beam Steering (2) Material with adjustable properties - liquid crystals, Ferro-electric film, Graphene 1 2 3 liquid crystals Graphene reflective cell 1.W. Hu, R. Cahill, J. Encinar, R. Dickie, H. Gamble, V. Fusco, and N. Grant, Design and measurement of reconfigurable millimeter wave reflectarray cells with nematic liquid crystal, IEEE Trans. Antennas Propag., vol. 56, no. 10, pp. 3112 3117, 2008. 2.A. Moessinger, R. Marin, S. Mueller, J. Freese, and R. Jakoby, Electronically reconfigurable reflectarrays with nematic liquid crystals, Electron. Lett., vol. 42, no. 16, pp. 899 900, 3, 2006. 3. E. Carrasco, M. Tamagnone and J. Perruisseau-Carrier, Tunable Graphene Reflective Cells for THz Reflectarrays and Generalized Law of Reflection, Applied Physics Letters, 102, 104103, 2013. 6

Where to Go from Here? Approaching the performance of parabolic reflectors o Bandwidth o Sidelobe profiles o Multi-beams Beam-steering o Reconfigurable phase shifting profiles of the array surface Fully -reconfigurable reflectarrays o Frequency o Beam o Polarization New phase shifting strategies o Cost o Low loss o Flexibility o Reliability o. 32

Jay.Guo@uts.edu.au