Global 25 m Resolution PALSAR-2/PALSAR Mosaic. and Forest/Non-Forest Map (FNF) Dataset Description

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Global 25 m Resolution PALSAR-2/PALSAR Mosaic and Forest/Non-Forest Map (FNF) Dataset Description Japan Aerospace Exploration Agency (JAXA) Earth Observation Research Center (EORC)

1 Revision history Version Release Date Revised Content Initial release Jan. 18, 2016 - A Apr. 28, 2016 Added descriptions about 0.25 deg/1 km resolution products to Table 3.1 and Table 5.4 B Oct. 31, 2016 Added descriptions about JERS-1 SAR global mosaic. C Jan. 10, 2017 Added descriptions about JERS-1 SAR yearly mosaic. D Apr. 25, 2017 Revised Table 3.1 (Number of tiles, DEM) due to the update of the 2015 and 2016 products. Added the lack of the image at path boundary to Section 6.2. E Oct. 2, 2017 Changed some items in Section 7. F Apr. 11, 2018 Revised Table 3.1 (Number of tiles) due to added 2017 products. Added forest classification in Japan to Section 6.4. G Apr. 27, 2018 Modified a description of 2 Overview of the dataset H May 7, 2018 Revised Table 3.1 (Number of tiles) due to added 2017 products. 2 Overview of the dataset Global 25 m resolution PALSAR-2/PALSAR mosaic and forest/non-forest map are free and open dataset generated by applying JAXA s sophisticated processing and analysis method/technique to a lot of images obtained with Japanese L-band Synthetic Aperture Radars (PALSAR and PALSAR-2) on Advanced Land Observing Satellite (ALOS) and Advanced Land Observing Satellite-2 (ALOS-2). The global 25m resolution PALSAR/PALSAR-2 mosaic is a seamless global SAR image created by mosaicking SAR images of backscattering coefficient measured by PALSAR/PALSAR-2, where all the path within 10x10 degrees in latitude and longitude are path processed and mosaicked for the sake of processing efficiency. Correction of geometric 1

distortion specific to SAR (ortho-rectification) and topographic effects on image intensity (slope correction) are applied to make forest classification easy. The size of one pixel is approximately 25 meter by 25 meter. The temporal interval of the mosaic is generally 1 year. The global forest/non-forest map (FNF) is generated by classifying the SAR image (backscattering coefficient) in the global 25m resolution PALSAR-2/PALSAR mosaic so that strong and low backscatter pixels are assigned as forest (colored in green) and non-forest (colored in yellow), respectively. Here, the forest is defined as the tree covered land with the area larger than 0.5 ha and canopy cover over 10 %, as same to the FAO definition. Since the radar backscatter from the forest depends on the region (climate zone), the classification of Forest/Non-forest is conducted by using the region dependent threshold of backscatter. The classification accuracy is checked by using in-situ photos and highresolution optical satellite images. Detailed is described in the documents listed in the Section 9, Reference. Global 25 m resolution JERS-1 (Japanese Earth Resources Satellite-1) SAR mosaic dataset is published on Oct. 31, 2016. This dataset is generated by the same method as the PALSAR-2/PALSAR mosaic. 2

3 Dataset specification Table 3.1 Dataset Specification (PALSAR-2/PALSAR) 25m resolution product 100m resolution product 0.25deg resolution product 1km resolution product Map projection Latitude/Longitude Datum ITRF97 + GRS80 Data unit (one file) Number of pixels for one tile Size of one pixel 1 deg. grid in latitudelongitude 4500 pixels x 4500 lines 0.8 arcsec (approx. 25 m) 10 deg. grid in latitude-longitude 1125 pixels x 1125 lines 3.2 arcsec (approx.100 m) 1440 pixels x 580 lines (180W/85N - 180E/60S) 0.25 deg (0.25 deg grid) 1 global image 43200 pixels x 17400 lines (180W/85N - 180E/60S) 30 arcsec (approx. 1 km) Data size 40.5 MB/tile 2.5 MB/tile 816 KB/year 717 MB/year 1. backscattering coefficient for each polarization Content 2. Processing mask 3. Local incidence angle 1. Forest/nonforest 1. Forest/non-forest 4. Observation date Number of tiles Original SAR data DEM for processing SAR algorism 5. Forest/non-forest Year 2007: 27062 Year 2008: 27163 Year 2007: 367 Year 2009: 27703 Year 2008: 369 Year 2007-2010, 2015-2017: 1 Year 2010: 27923 Year 2009: 376 tile/year Year 2015: 23401 Year 2010: 370 Year 2016: 23105 Year 2017: 23289 PALSAR: Fine Beam Dual mode(off-nadir angle 34.3 deg.; HH+HV) PALSAR-2(for world): Fine Beam Dual mode(off-nadir angle: F2-5, F2-6, F2-7; HH+HV) PALSAR-2(for Japan): High-sensitive Beam Quad mode(off-nadir angle: FP6-3 to FP6-7, HH+HV+VH+VV) SRTM3 (2007-2010) SRTM1 (2015-) Sigma-SAR (IMAGE & MOSAIC), 2015 3

Table 3.2 Dataset Specification (JERS-1 SAR) 25m resolution product Global Mosaic 25m resolution product Yearly Mosaic (only tropical regions) Map projection Datum Data unit (one file) Number of pixels for one tile Size of one pixel Latitude/Longitude ITRF97+GRS80 1 deg. grid in latitude-longitude 4500 pixels x 4500 lines 0.8 arcsec (approx. 25 m) Data size 40.5 MB/tile Content 1. backscattering coefficient for each polarization 2. Processing mask 3. Local incidence angle 4. Observation date Number of tiles Year 1996: 24540 Year 1993: 2253 Year 1994: 2430 Year 1995: 2660 Year 1996: 3291 Year 1997: 1858 Year 1998: 976 Original SAR data DEM for processing JERS-1 SAR: off-nadir angle 35 deg., resolution 18 m x 24 m, HH polarization SRTM3 SAR algorism Sigma-SAR (IMAGE&MOSAIC), 2015 4

4 Data list and naming convention The data list and its file naming conversion are as follows. LLLLLLL: latitude/longitude e.g., north latitude 0 degree, east longitude 100 degree: LLLLLLL = N00E100 YY: year e.g., year 2010: YY = 10 M: mode ID e.g., Fine Beam: F, Ultra-fine: U BB: beam number P: number of polarization e.g., Dual: D, Quad: Q O: ascending orbit = A, descending orbit = D D: right observation = R, left observation = L Table 4.1 Data list, naming convention and format (PALSAR, PALSAR-2) Data list Backscattering coefficient (HH pol.) Backscattering coefficient (HV pol.) Observation date Local incidence angle Processing mask Forest/non-forest File name (Upper: PALSAR, Lower: PALSAR-2) LLLLLLL_YY_sl_HH LLLLLLL_YY_sl_HH_MBBPOD LLLLLLL_YY_sl_HV LLLLLLL_YY_sl_HV_MBBPOD LLLLLLL_YY_date LLLLLLL_YY_date_MBBPOD LLLLLLL_YY_linci LLLLLLL_YY_linci_MBBPOD LLLLLLL_YY_mask LLLLLLL_YY_mask_MBBPOD LLLLLLL_YY_C LLLLLLL_YY_C_MBBPOD Data type 16bit-unsigned 16bit-unsigned 16bit-unsigned 8bit-unsigned 8bit-unsigned 8bit-unsigned 5

Data list Backscattering coefficient (HH pol.) Observation date Local incidence angle Processing mask Table 4.2 Data list, naming convention and format (JERS-1) File name (Upper: JERS-1 Global Mosaic, Lower: JERS-1 Yearly Mosaic) LLLLLLL_YY_sl_HH LLLLLLL_JYY_sl_HH LLLLLLL_YY_date LLLLLLL_JYY_date LLLLLLL_YY_linci LLLLLLL_JYY_linci LLLLLLL_YY_mask LLLLLLL_JYY_mask Data type 16bit-unsigned 16bit-unsigned 8bit-unsigned 8bit-unsigned 5 Content of data 5.1 Backscattering coefficient Data are stored as digital number (DN) in unsigned 16 bit. The DN values can be converted to gamma naught values in decibel unit (db) using the following equation: γ 0 = 10 log 10 DN 2 + CF where, CF is a calibration factor, and <> is the ensemble averaging. The CF values are - 83.0 db for the PALSAR-2/PALSAR mosaic and -84.66 db for the JERS-1 SAR mosaic. 5.2 Processing mask Table 5.1 shows how to translate values in the mask. Table 5.1 Content of the processing mask Value Category 0 No data 50 Ocean and water 100 Lay over 150 Shadowing 255 Land 5.3 Observation date Observation date is expressed as the date after launching satellite. The launch date of PALSAR, PALSAR-2, and JERS-1 are Jan. 24, 2006, May. 24, 2014, and Feb. 11, 1992, respectively. 6

5.4 Forest/non-forest The contents of the 25m resolution product and low resolution product are shown in Table 5.2 and 5.3, respectively. The low resolution product is generated from the 25m resolution product, and the stored values is the ratio of forest pixels in 25m resolution. Table 5.2 Content of the 25m resolution forest/non-forest product Value Category 0 No data 1 Forest 2 Non-forest 3 Water Table 5.3 Content of the 100m resolution forest/non-forest product Value Category 1 Water 3 Non-forest (0-9%) 4 Forest (10-25%) 5 Forest (26-50%) 6 Forest (51-75%) 7 Forest (76-100%) Table 5.4 Content of the 0.25deg / 1km resolution forest/non-forest products Value Category 0-100 Forest Coverage (0-100%) *1 200 Water 255 NoData *1: coverage = (forest pixels) / (all pixels) 6 Other 6.1 Data generation method and accuracy assessment Detailed is described in Shimada et al. (2014) listed in the Section 9. 6.2 Lack of data Due to the following reasons, there are lack of data in some areas. In this case, No data (=0) is stored in the processing mask. Data are excluded in the mosaic generation process due to strong ionospheric distortion 7

effects, especially in tropical regions. The mosaic generation process sometimes generated small missing parts at path boundary. It occurs mainly in the Tian Shan mountain range and in some parts of Australia. We plan to improve the process and update the products in the future. 6.3 Uneven color of mosaic images over high latitude regions The color of the mosaic image sometimes differs from path to path over high latitude forest areas, which is due to the change of backscattering intensity caused by freezing trees in winter. Please note that this color change may affect the classification of forest/non-forest. 6.4 Forest/non-forest map of Japan ALOS-2/PALSAR-2 mosaic of Japan was created from High-sensitive Beam Quad data (HBQ). Off-nadir angle of HBQ is smaller than that of Fine Beam Dual data (FBD), so that caused miss classification in urban area and mountainous area. Non-forest area was modified using urban area mask that was created from ALOS/AVNIR-2 High-Resolution Land Use and Land Cover Map of Japan (Version 16.09), because classification accuracy of urban area was not well in some cases. Please see the following URL for detail of the ALOS/AVNIR- 2 High-Resolution Land Use and Land Cover Map of Japan: http://www.eorc.jaxa.jp/alos/en/lulc/lulc_index.htm 7 Note for data use JAXA retains ownership of the dataset. JAXA cannot guarantee any problem caused by or possibly caused by using the datasets. Anyone wishing to publish any results using the datasets should clearly acknowledge the ownership of the data in the publication. For details on JAXA's site policy and terms of use, please check the following URL: http://global.jaxa.jp/policy.html 8 Contact ALOS-2/ALOS Science Project Earth Observation Research Center (EORC) Japan Aerospace Exploration Agency (JAXA) E-mail: aproject@jaxa.jp 9 Reference Masanobu Shimada, Takuya Itoh, Takeshi Motooka, Manabu Watanabe, Shiraishi 8

Tomohiro, Rajesh Thapa, and Richard Lucas, "New Global Forest/Non-forest Maps from ALOS PALSAR Data (2007-2010)," Remote Sensing of Environment, 155, pp. 13-31, December 2014. DOI=10.1016/j.rse.2014.04.014. Generation of Global Forest / Non-forest map Using ALOS/PALSAR http://www.eorc.jaxa.jp/alos/en/guide/forestmap_oct2010.htm PALSAR 10 m mosaic http://www.eorc.jaxa.jp/alos/en/guide/pal_10m_mosaic_dl.htm 9