Analysis of L-Band L Digital Aeronautical Communication Systems: L-DACS1 and L-DACS2L

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Analysis of L-Band L Digital Aeronautical Communication Systems: L-DACS1 and L-DACS2L Raj Jain jain@acm.org Fred Templin fred.l.templin@boeing.com EPH Presentation at March 4-9, 2011 Kwong-Sang Yin kwong-sang.yin@boeing.com 1of 23

Overview 1. Evolution of Aeronautical Datalinks 2. L-Band Digital Aeronautical Communication System (L-DACS1 and LDAC2) 3. Functional Analysis 4. Interference Analysis 5. Performance Analysis 2of 23

Evolution of Aeronautical Datalinks B-VHS P34 B-AMC WiMAX UAT L-DACS1 OFDM GSM E-TDMA AMACS L-DACS2 ACARS VDL2 VDL4 LDL TDM 1190ES Past Present Future 3of 23

Evolution of Aeronautical Datalinks (Cont) ACARS: Aircraft Communications Addressing and Reporting System. Developed in 1978. VHF and HF. Analog Radio VDL2: Digital link. In all aircrafts in Europe. 1994. VHS. VDL4: Added Aircraft-to-Aircraft. 2001. Limited deployment LDL: L-Band Digital Link. TDMA like GSM. E-TDMA: Extended TDMA. Hughes 1998. Multi-QoS AMACS: All purpose Multichannel Aviation Communication System. 2007. L-Band. Like GSM and E-TDMA. UAT: 981 MHz. 2002. One 16B or 32B message/aircraft/sec P34: EIA/TIA Project 34 for public safety radio. Covers 187.5 km. L-Band. B-VHS: MC-CDMA (OFDMA+CDMA). VHF. TDD. B-AMC: Broadband Aeronautical Multicarrier System. OFDMA. B- VHS in L-Band. 4of 23

L-DACS: Common Features L-band Digital Aeronautical Communications System Type 1 and Type 2 Both designed for Airplane-to-ground station communications Airplane-to-airplane in future extensions Range: 200 nautical miles (nm) (1 nm =1 min latitude along meridian = 1.852 km =1.15 mile) Motion: 600 knots = 600 nm/h = Mach 1 at 25000 ft Capacity: 200 aircrafts Workload: 4.8 kbps Voice+Data All safety-related services Data=Departure clearance, digital airport terminal information, Oceanic clearance datalink service 5of 23

Issue 1: Modulation and Multiplexing Modulation: Single Carrier Multi-carrier Multiplexing: Time division Frequency division Code division Orthogonal Frequency Division 6of 23

L-DACS1 OFDMA: Similar to WiMAX Multi-carrier: 50 carriers 9.76 khz apart Use two channels of 498 khz each 7of 23

L-DACS2 Based on GSM GSM PHY, AMACS MAC, UAT Frame Structure Uses Gaussian Minimum Shift Keying (GMSK) modulation as in GSM GSM works at 900, 1800, 1900 MHz L-DACS2 is in lower L-band close to 900MHz Tested concept Price benefit of GSM components Uses basic GSM not, later enhanced versions like EDGE, GPRS, These can be added later. Ref: http://en.wikipedia.org/wiki/gaussian_minimum_shift_keying#gaussian_minimum-shift_keying 8of 23

Single vs. Multi Carrier WiMAX, 11a/g/n use OFDM Advantages of OFDM: Graceful degradation if excess delay Robustness against frequency selective burst errors Allows adaptive modulation and coding of subcarriers Robust against narrowband interference (affecting only some subcarriers) Allows pilot subcarriers for channel estimation 9of 23

L-DACS1: OFDM Parameters Subcarrier spacing: 9.76 khz = Similar to WiMAX Guard Time Tg = 17.6 s = 5.28 km Parameter Value Channel bandwidth B 498 khz Length of FFT Nc 64 Used sub-carriers 50 Sub-carrier spacing (498/51 khz) f 9.76 khz OFDM symbol duration with guard Tog 120 s OFDM symbol duration w/o guard To 102.4 s Overall guard time duration Tg 17.6 s OFDM symbols per data frame Ns 54 10 of 23

L-DACS1 Design Decisions Large number of carriers Reduced subcarrier spacing Increased inter-carrier interference due to Doppler spread 10 khz spacing 20 khz spacing f Doppler causes carrier frequency shift: f f WiMAX use 10 khz spacing Long Term Evolution (LTE) uses 15 khz spacing to meet faster mobility 11 of 23 f

L-DACS1 Design Decisions Multipath causes symbols to expand: t Multipath t t Guard time duration Tg (Cyclic prefix) is designed to overcome this delay spread. 17.6 s = 5.8 km path differential in L-DACS1 LTE is designed with two CP lengths of 4.7 s, 16.7 ms, and 33.3 ms (1.4km, 5 km, 10 km). t 12 of 23

Issue 2: Duplexing (TDD vs. FDD) L-DACS1 is FDD, L-DACS2 is TDD. Duplex = Bi-Directional Communication Frequency division duplexing (FDD) (Full-Duplex) Frequency 1 Base Frequency 2 Time division duplex (TDD): Half-duplex Base Most WiMAX/LTE deployments will use TDD. Allows more flexible sharing of DL/UL data rate Good for data Does not require paired spectrum Easy channel estimation Simpler transceiver design Con: All neighboring BS should synchronize 13 of 23 Subscriber Subscriber

Duplexing (cont) L-DACS1 FDD selection seems to be primarily because 1 MHz contiguous spectrum may not be available in L-band. Possible solution: Carrier-bonding used in the WiMAX v2 and in LTE 14 of 23

L-Band Spectrum Usage 969 1008 1053 1065 1113 1213 GSM 960 978 JTIDS JTIDS JTIDS (MIDS) UAT DME SSR 1025 1035 DME 1085 SSR 1095 DME 1150 Galileo/GPS DME 1164 1213 Freq L-DACS2 L-DACS1 FL L-DACS1 RL L-DACS1 2x498.5 khz FL in 985.5-1008.5MHz, RL in 1048.5-1071.5MHz, Duplex spacing 63 MHz L-DACS2 One 200 khz channel in lower L-Band 960-975 MHz 15 of 23 DME=Distance Measuring Equipment JTIDS=Joint Tactical Information Distribution System MIDS=Multifunction Information Distribution System SSR=Secondary Surveillance Radar GSM=Global System for Mobile Communications

Issue 3: Interference Interfering Technologies: 1. Distance Measurement Equipment (DME) 2. Universal Access Transceiver (UAT) 3. 1090 Extended Squitter (ES) 4. Secondary Surveillance Radar (SSR) 5. Joint Tactical Information Distribution System (JTIDS) 6. Groupe Speciale Mobile (GSM) 7. Geostationary Navigation Satellite System (GNSS) 16 of 23

DME Distance Measuring Equipment Ground DME markers transmit 1kW to 10 kw EIRP. Aircraft DME transmits 700W = 58.5 dbm Worst case is Aircraft DME to Aircraft L-DACS L-DACS AS DME XMTR Power 58.5 dbm Path loss -35 db Net Interference 23.5 dbm Same side of the aircraft or small aircrafts Even 35 db isolation results in +23.5 dbm Need to design coordination 17 of 23

GSM Interference Maximum allowed EIRP 62 dbm 43 db power + 19 dbi Antenna gain 37 db power + 25 dbi Antenna gain -80 dbc power at 6 MHz from the carrier GSM Interference: L-DACS1 = -22dBm L-DACS2= -10.8 dbm (L-DACS2 uses a band close to GSM) 18 of 23

Performance Requirements Peak Instantaneous Aircrafts Counts (PIACs): Region Year APT TMA ENR ORP Europe 2020 16 24 US 2020 200 41 10 Europe 2030 44 45 US 2030 290 95 34 APT = Airport TMA = Terminal Maneuvering area ENR = En route ORP = Oceanic/Remote/Polar AOA = Autonomous Operations Area Ref: Communications Operating Concepts and Requirements (COCR) V2 19 of 23

Performance Reqs (cont) Maximum Airspeed in Knots True Air Speed (KTAS) APT TMA ENR ORP AOA Phase 1 160 250 600 600 Phase 2 200 300 600 1215 540 Most stringent capacity requirements in kbps: Phase APT TMA ENR EU ENR US ORP AOA Phase 1 30 8 15 20 5 Phase 2 200 40 150 200 40 100 Phase 2 begins in 2020. Requirements seem too low. 20 of 23

Data Rate L-DACS1: QPSK1/2-64-QAM 3/4 FL (303-1373 kbps) + RL (220-1038 kbps) using 1 MHz Spectral efficiency = 0.5 to 2.4 bps/hz L-DACS2: 270.833 kbps (FL+RL) using 200 khz Spectral efficiency = 1.3 bps/hz (Applies only for GSM cell sizes) Signal to noise ratio decreases by the 2 nd to 4 th power of distance 21 of 23

Summary 1. L-DACS1 with OFDM is more scalable than L-DACS2 with single carrier modulation. 2. L-DACS1 also has better spectral efficiency because it can use adaptive modulation and coding (QPSK through 64 QAM). 3. Multi-carrier design of L-DACS1 is also more flexible in terms of spectrum placement. 4. Multi-carrier design of L-DACS1 is also more suitable for interference avoidance and co-existence than L-DACS2. 5. The TDD design of L-DACS2 is better suited for asymmetric data traffic than FDD design of L-DACS1. 6. The cyclic prefix and subcarrier spacing of L-DACS1 need to be analyzed to check if it will work at aircraft speeds. 7. GSM900 stations may cause significant interference with the L- DACS systems. Again L-DACS2 is more susceptible to such interference. 22 of 23

Related Papers and Biography Raj Jain, Fred L. Templin, "Datalink for Unmanned Aircraft Systems: Requirements, Challenges and Design Ideas," AIAA Infotec@Aerospace Conference, Saint Louis, MO, March 2011, http://www1.cse.wustl.edu/~jain/papers/uas_dl.htm jain@acm.org Biography: Raj Jain is a Fellow of IEEE, a Fellow of ACM, a winner of ACM SIGCOMM Test of Time award, CDAC-ACCS Foundation Award 2009, Hind Rattan 2011 award, and ranks among the top 50 in Citeseer's list of Most Cited Authors in Computer Science. Dr. Jain is currently a Professor of Computer Science and Engineering at Washington University in St. Louis. Previously, he was one of the Co-founders of Nayna Networks, Inc - a next generation telecommunications systems company in San Jose, CA. He was a Senior Consulting Engineer at Digital Equipment Corporation in Littleton, Mass and then a professor of Computer and Information Sciences at Ohio State University in Columbus, Ohio. He is the author of ``Art of Computer Systems Performance Analysis,'' which won the 1991 ``Best- Advanced How-to Book, Systems'' award from Computer Press Association. His fourth book entitled " High-Performance TCP/IP: Concepts, Issues, and Solutions," was published by Prentice Hall in November 2003. He has recently co-edited "Quality of Service Architectures for Wireless Networks: Performance Metrics and Management," published in April 2010. Further information about Dr. Jain including all his publications can be found at http://www.cse.wustl.edu/~jain/index.html. 23 of 23