Radio Frequency Analysis at Fiber-Based Cell Sites

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Radio equipment at conventional cell sites is located at the base of the tower, transmitting RF signals via coax to antennas at the top of the tower. However, these coax-based feeders produce most problems in cell sites due to their inherent loss and susceptibility to interference. In addition, environmental conditions deteriorate cables and connectors, creating signal reflections and intermodulation. Modern cell sites have a distributed architecture where the radio is divided into two main elements. A baseband unit () or radio equipment control (REC) performing radio functions on a digital baseband domain resides at the base of the tower; and, a remote radio head () or radio equipment (RE) performing radio frequency (RF) functions on an analog domain are installed next to the antennas at the top of the tower. These two radio elements, the and, communicate via a standard interface such as the common public radio interface (). Coax feeder Fiber feeder RADIO Conventional cell site Backhaul Distributed cell site Backhaul Figure 1. Conventional and distributed cell sites White Paper

Industry Standards is an industry standard aimed at defining a publicly available specification for the internal interface of wireless base stations between the and. The parties cooperating to define the specification are Ericsson, Huawei, NEC, Alcatel Lucent, and Nokia Siemens Networks [1]. A similar specification was developed by the Open Base Station Architecture Initiative (OBSAI) which defines a set of specifications providing the architecture, function descriptions, and minimum requirements for integrating common modules into a base transceiver station (BTS). More specifically, reference point 3 (RP3) interchanges user and signaling data between the and the. The main network-element manufacturer members of OBSAI include ZTE, NEC, Nokia Siemens Networks, Samsung, and Alcatel Lucent [2]. In addition to and OBSAI, the European Telecommunications Standards Institute (ETSI) has defined the open radio equipment interface (ORI) to eliminate proprietary implementations and achieve interoperability between multi-vendor s and s. ORI specifications are based on and expand on the specifications of the interface. Testing Distributed Cell Sites A distributed cell site architecture provides the benefit of replacing coax-based feeders with fiber-based feeders. This significantly reduces signal loss and reflections. However, since all RF functions reside on the, any RF maintenance or troubleshooting such as interference analysis requires reaching the top of the tower to get access to the. This represents a higher operational expense and security concern. These new test challenges for distributed cell sites add to existing testing requirements since the radio access network is a mix of conventional and distributed cell sites. An effective test solution must consolidate installation and maintenance tests: Cell site installation requires verification tests for coax-based feeders related to signal reflection including return loss or voltage standing wave ratios (VSWR), distance to fault and RF transmitted power; and, for fiber-based feeders, optical and fiber metrics including optical transmitted power and fiber inspection tests Cell site maintenance, in addition to requiring the same verification tests performed during installation, needs conformance tests related to signal integrity including RF characteristics, interference analysis, and modulation quality to ensure quality of service JDSU has been working closely with mobile service providers to create CellAdvisor, a comprehensive test solution for installating and maintaining cell sites. It is an integrated solution capable of characterizing both RF and fiber and tests signal quality to ensure quality of experience for mobile users. And, it includes RF over (RFo ) technology which de-maps RF components from on the ground, reducing maintenance costs and minimizing security concerns. Figure 2. CellAdvisor with RFo defines a specification for the interface between the and the to enable independent technology evolution of each element and flexibility of cell site architectures to serve macro cells, small cells, distributed antenna systems, and cloud radio access networks. It defines a serialized interface for different topologies such as chain, tree, and ring. Backhaul Figure 3. Chain topology 2

Backhaul Figure 4. Tree topology Backhaul Figure 5. Ring topology These different topologies provide the necessary flexibility to deploy mobile networks in different environments and conditions, for example: Figure 6. Deployment of a chain topology [5] 3

Figure 7. Deployment of a tree topology [5] Figure 8. Macrocell with in daisy chain provides additional guidelines for these different topologies such as the minimum number of hops (5) and the minimum length of the link (10 km). 4

The Protocol The protocol is defined in two layers: Layer 1 covers all the physical transmission aspects between the and including electrical and optical media and their corresponding line rates Layer 2 defines main data flows, control and management, synchronization, and user planes (transporting the RF signal components of in-phase and quadrature) Radio Equipment Control (REC) Control/ management plane Sync plane User plane Control/ management plane Radio Equipment (RE) Sync User plane plane Layer 2 Layer 2 Backhaul Layer 1 Layer 1 Figure 9. Protocol data planes RRU User Plane communicates the following data flows which are multiplexed over the fiber link: User plane data is transported in the form of IQ data flows that reflect the data of one antenna for one carrier (antennacarrier (AxC) containers). Control and management plane the data flow used for call processing and management data is for the operation, administration, and maintenance of the link and its nodes Synchronization plane the data flow that transfers synchronization and timing information between nodes Since user-plane data transports actual RF signals transmitted in the form of in-phase (I) and quadrature (Q) between the and, it is the most significant flow to analyze since it provides RF signals received by the from mobile users. This is particularly important for interference analysis, and the signal transmitted to the is particularly important for modulation analysis. and Functions The and perform different functions with respect to signal processing. Typically, the is the interface with the backhaul network and performs signal modulation as well as administration and control of the. Channel coding, interleaving, and modulation MIMO processing Tx power control Slot and frame generation Digital/analog conversion up-conversion Carrier multiplexing amplification RF filtering Amplification Filtering 0 Hz 700 MHz Figure 10. and functions for radio transmission (downlink) 5

The is typically responsible for the air interface to mobile users and the corresponding RF processing including amplification, filtering, and frequency conversion. down-conversion Automatic gain control Carrier de-multiplexing RF filtering Analog/digital conversion Channel decoding, de-interleaving, demodulation MIMO processing Transmit power control Signal distribution for processing Amplification Filtering 700 MHz 0 Hz Figure 11. and functions for radio reception (uplink) Line Rates defines several line rates based on UMTS (3.84 MHz) to provide the flexibility to accommodate different signal bandwidths. For example, the first line rate option is defined as 614.4 Mbps (160 x 3.84 Mbps). The line rate option defines the number of words that can be transmitted over the link, and therefore the user plane bandwidth or the amount of IQ data (RF signal) that can be supported. Electrical and optical interfaces are supported by ; however, most implementations have been done with optical interfaces, perhaps due to its properties of immunity to interference and minimal loss, its cost, and its ability to support high bandwidth. Table 1. line rates Options Rate (Mbps) 1 614.4 2 1228.8 3 2457.6 4 3072.0 5 4915.2 6 6144.0 7 9830.4 8 10137.6 Link Maintenance has defined four key measurements related to link maintenance: Loss of signal (LOS) ability to detect and indicate loss of signal Loss of frame (LOF) ability to detect and indicate loss of frame including frame synchronization Remote Alarm Indication (RAI) ability to indicate a remote alarm returned to the sender as a response to link errors (LOS and LOF) SAP defect indication (SDI) ability to send remote indication when any of the service access points are not valid due to an equipment error Figure 12. Link maintenance measurements If any of the above alarms occur, an alarm indication is transmitted over the link to the remote element. It is therefore essential for any condition to ensure there are no alarms present and that the optical level is above the specified threshold of the and/or (for example, 20 dbm). link maintenance measurements are the basic set of metrics used to assess link status, and user plane tests can be conducted once the link is properly operating without any alarms. 6

Frame Structure The creation of frames from an analog signal can be described in four stages: sampling, mapping, grouping, and framing. These processes are the basis of RF over transmission and RFo technology. 1 link Bytes: 1 2 16 Ctrl IQ data block Basic frames (K) Framing Framing ACG-1 r ACG r ACG+N r : Packed or flexible (reserved bits) AxC-0 AxC-1 AxC values: 4, 6, 8, 12, 18, 24 RF signal (RF) B n S n B n S n S n : IQ samples, B n : stuffing bits IQ sample width: Downlink: 8 to 20 bits Uplink: 4 to 20 bits Analog (RF) signal Figure 13. frame structure process RF signals are analyzed considering both I and Q components. These components are sampled and characterized digitally based on the number of bits assigned to represent this information (also referred as sampling bits). The sampling rate per AxC is a multiple integer of 3.84 MHz. If signals do not equate to a multiple integer, stuffing samples are added. defines the number of sample bits for uplink (M) and for downlink (M ) which range from 4 to 20 bits and 8 to 20 bits respectively Table 2. parameters Link Type Sample ID Range Uplink M 4 to 20 Downlink M 8 to 20 Q N: stuffing bits M: sampling bits I N ST N ST I 0 I 1 I 2 I 3 I M-1 Q 0 Q 1 Q 2 Q 3 Q M-1 3.84 Mbps : AXC domain Modulation domain Figure 14. process 7

The I and Q samples are consecutively mapped in chronological order and consecutively into containers defined as antennacarrier (AxC) containers and are transported by only one carrier at one independent antenna. defines 3 mapping methods: (1) IQ sample based, (2) WiMAX symbol based, and (3) backwards compatible. The most applicable mapping methods in mobile networks are IQ sample based and backwards compatible, which are briefly described as follows: M*ƒ IQ sample based intended for dense packing of IQ data and low latency. The size of the AxC is defined as N AxC = 2*Ceil ( s ƒ ), c where Ceil is the ceiling function, M is the number of sample bits, ƒ s is the sampling rate and ƒ c is the UMTS chip rate of 3.84 MHz. Backwards compatible this methodology defines an AxC containing exactly one sample (or stuffing bits for LTE and GSM signals), therefore the size of an AxC is defined as 2*M where M is the number of sample bits. Table 3. Backwards compatible [1] mapping method Backwards compatible mapping method LTE channel BW (MHz) 3 5 10 15 20 ƒ S (sampling rate MHz) 3.84 7.68 15.36 23.04 30.72 ƒ C (chip rate 3.84 MHz) 1 2 4 6 8 AxC containers, stuffing bits 1,0 2,0 4,0 6,0 8,0 The following illustrates the mapping process of an LTE 10 MHz signal with 15 sampling bits (M) that considers the recommendation of a sampling rate of 15.36 (or 4 x chip rate of 3.84 MHz) and no stuffing bits. 15.36 MHz I 0 Q 0 I 14 Q 14 I 15 I 29 Q 29 I 30 Q 44 I 44 I 59 Q 15 Q 30 I 45 Q 45 Q 59 AXC#1 3.84 Mbps AXC#2 3.84 Mbps AXC#3 3.84 Mbps AXC#4 3.84 Mbps M = 15, Stuffing = 0 10 MHz Figure 15. LTE 10 MHz mapping process 8

Multiple AxC containers are grouped into a basic frame, and there are two available options: Packed position each AxC container is sent consecutively (without any reserved bits in between) and in ascending order Flexible position each AxC container is sent with an index indicating the number of reserved bits existing between each AxC container In addition to the above grouping options, different signals can be grouped into the stream, for example: Multiple input multiple output (MIMO) the valuable characteristic of MIMO is its ability to transmit multiple signals at the same carrier frequency between the mobile device and the radio; in the case of, the data flow of each antenna is treated as an independent carrier Multiple carriers a broad spectrum provides the ability to transmit multiple carriers at different frequencies, which commonly are based on the same technology; for example, LTE carrier aggregation, or when different carriers are based on different technologies and are supported by multi-standard radios: in any case, every carrier is treated independently and grouped accordingly. AxC 1 AxC Group 1 AxC 2 AxC 3 AxC 4 MIMO r: reserved bits AxC Group 1 AxC 1 r AxC 2 r AxC 3 r AxC 4 MIMO 10 MHz 10 MHz Figure 16. LTE 10 MHz packed grouping Figure 17. LTE 10 MHz floating grouping Framing The sampling rate of RF signals defined by is 3.84 MHz. Therefore, the length of a basic frame is 260 ns (1/3.84 MHz), and the basic frame is composed by words of 128 bits (16 x 8). In addition to the AxC containers, control information is transmitted in the first 8 bits of each word. The number of words in a link is derived from the line rate, and is defined as follows: Table 4. Basic frame composition Basic Frame Structure Words Bits AxC 614.4 1 120 4 1228.8 2 240 8 2457.6 4 480 16 3072.0 5 600 20 4915.2 8 960 32 6144.0 10 1200 40 9830.4 16 1920 64 10137.6 20 2400 80 9

The following examples illustrate the framing of antennas and carriers. The first example frames two UMTS carriers on a link of 1.2 Gbps which carries two words. The second example frames the LTE signal for two antennas MIMO (2x) on a link of 2.5 Gbps which carries four words. 0 Control Byte 0 Control Byte 1 1 AxC Group 0, IQ data, 30 bits 2 3 AxC Group 1, IQ data, 30 bits 4 5 6 7 8 9 10 11 12 13 14 15 A B C D E F G H A B C D E F G H Basic frame 1.2 Gbps 0 Control Byte 0 Control Byte 1 Control Byte 2 Control Byte 3 1 AxC 0 #1, IQ data, 30 bits 2 AxC 0 #2, IQ data, 30 bits 3 AxC 0#3, IQ data, 30 bits 4 AxC 0#4, IQ data, 30 bits 5 AxC 1#1, IQ data, 30 bits 6 AxC 1#2, IQ data, 30 bits 7 AxC 1#3, IQ data, 30 bits 8 AxC 1#4, IQ data, 30 bits 9 10 11 12 13 14 15 A B C D E F G H A B C D E F G H A B C D E F G H A B C D E F G H Basic frame 2.4 Gbps 3.8 MHz 3.8 MHz 10 MHz 10 MHz Carrier 1 Carrier 2 Antenna 1 Antenna 2 Figure 18. framing of UMTS signals Figure 19. framing of LTE signals The last stage of the transmission of the basic frame into the frame is the composition of hyper-frame and line coding, where 8-bit to 10-bit symbol coding is typically used to balance DC power and recover synchronization. Similar line encoding is used in Ethernet transmissions lower than 10 Gbps. Recently, has incorporated line rate option 8 (10,137.6 Mbps) and uses a 64-bit into a 66-bit symbol encoding that lowers the amount of overhead and yet achieves DC balancing and synchronization recovery. Similar line encoding is used in Ethernet transmission of 10 Gbps. 10

1 0 0 1 1 1 0 0 Line coding CF 0 10 ms frame HF 0 HF 149 260 ns Hyper frame BF 0 BF 255 260 ns Framing 10 MHz Figure 20. frame RFo RFo technology verifies control signals and extracts user plane traffic or RF (IQ) data transmitted between the and, permitting the monitoring and analysis of interference signals on mobile devices (uplink) as well as the performance of a radio s signal (downlink). RFo provides the capability to de-map and analyze user-plane data, allowing RF maintenance and troubleshooting activities to be performed at ground level via fiber coupling at the. This has significant benefits including: Eliminates cell tower climbs and improves safety Minimizes the number of test instruments needed Significantly reduces maintenance time and operational expenses Framing link RFo Cable and antenna analysis Amplifier/filter insertion G/L GPS positioning sync and timing RFo RF signal analysis Fiber inspection I/O interface Spectrum/ interference 2/3/4G signal analysis RF signal (RF) CellAdvisor with RFo Figure 21. RFo implementation 11

RFo Interference Analysis RF interference typically affects the transmitting signals of mobile devices (uplink) due to their limited transmission power. This interference might be generated from external sources or internally from the cell site as passive intermodulation (PIM) products generated from the radio s signal (downlink). The JDSU CellAdvisor base station analyzer with RFo technology performs Interference analysis without disrupting service by monitoring the signal derived from a passive optical coupler installed next to the. This coupler can support multiple fiber channels. The following example illustrates the case of a macrocell transmitting in three sectors: alpha (α), beta (β), and gamma (γ). αβγ (sectors) α β γ (sectors) Optical coupler α β γ (sectors) Coupled link CellAdvisor with RFo Figure 22. serving sectors (α, β, γ) Figure 23. with optical coupler serving sectors (α, β, γ) RFo spectrum analysis provides the ability to conduct interference testing and, due to its flexible setting of profiles, analysis can be done on all RF signals transmitted including multiple signals of the same carrier such as MIMO and multiple signals transmitted on different frequencies. Interference in mobile devices (uplink) can be generated internally by the cell site s infrastructure where an impairment in conductivity occurs such as loose jumpers, bent cables, different metals used in jumpers, or corrosion. This intermodulation is generated when signals are transmitted through these impairments in the cable system, and as a result, different products or multiples of the transmitted signals are created. Intermodulation can be present in single-carrier LTE cell sites because the LTE signal transmitted by the radio is composed as an aggregate of subcarriers (15 KHz) which together constitute a wideband signal. For example, a 10 MHz LTE signal is composed of 600 subcarriers. Therefore, if an LTE signal is transmitted over a cable system with conductivity impairments, multiple products of the signal s subcarriers will be created which might occupy the same frequency as the band assigned to uplink transmission. This will cause wideband interference, altering the flatness of the uplink noise floor. 12

The following RFo spectrum analysis example is from a cell site transmitting LTE signals of 10 MHz over two antennas (MIMO) where the uplink branches are exhibiting a power imbalance. Figure 24. RFo spectrum analysis LTE uplink 10 MHz MIMO with intermodulation In addition to the higher power level exhibited by antenna 1, with respect to the power level of antenna 0, its power level is higher at lower frequencies and gradually decreases with lower frequencies. This is a key characteristic of intermodulation. Interference from external sources to the cell site can also be detected by spectrum analysis. However, due to the different nature and unique characteristics of interferers, the parameters of the spectrum analysis must be properly adjusted. These parameters include filtering (resolution, bandwidth, and video bandwidth), power adjustments that include attenuation and averaging and pre-amplification for effective interference detection and analysis. External interferences are often only active for shorts periods of time, making them difficult to detect. In this case, it is important to continuously record spectrum measurements, either as spectrum analysis or spectrogram measurements. Spectrogram measurements are perhaps the most common technique used to detect intermittent interference. One can continuously monitor and record the spectrum through time, seeing power variations with different color codes. TThis enables the capture of spectral characteristics through time, detecting intermittent interferences. The following RFo spectrogram example shows an intermittent interferer with frequency hopping across an LTE uplink. Figure 25. RFo spectrogram measurement with intermittent interference 13

Radio Analysis at Fiber-Based Cell Sites Interference is a significant problem for mobile transmission (uplink) regardless of the type of cell site that is providing service. For example, interference can be present in metropolitan areas where small cells or cloud radio access networks are mostly deployed, as well as in venues such as stadiums or shopping malls where distributed antenna systems are commissioned and macrocells serving urban and suburban areas. Figure 26. Small cell and CellAdvisor with RFo Figure 27. Distributed antenna system (DAS) and CellAdvisor with RFo 14

Figure 28. Macrocell and CellAdvisor with RFo Conclusion Interference artifacts in cellular networks are becoming more prevalent with the increasing number of active transmitters on the RF spectrum. These artifacts originate not only from licensed services such as mobile networks, paging systems, wireless local networks, and digital video broadcasting. They also originate from unlicensed transmitters or malfunctioning devices that generate external interference to licensed systems. In addition, interference can also be generated within the cell site as a result of improper conductivity generating intermodulation products that can interfere with the transmitting signals of mobile devices. The ability to detect interference was a challenging and expensive task on distributed cell sites since RF access was removed from the core of the radio to the s which are installed next to the transmitting antennas. CellAdvisor with RFo technology solves these challenges by providing RF measurements through links. This enables effective interference analysis from the, minimizing tower climbs, reducing safety concerns, and reducing maintenance costs. The JDSU CellAdvisor is the most advanced and complete portable test solution for installing and maintaining conventional and distributed cell sites. It supports all wireless technologies GSM/GPRS/EDGE, CDMA/EV-DO, WCDMA/HSPDA, LTE-FDD/LTE-TDD as well as advanced capabilities such as LTE-MBMS, LTE-Advanced, PIM detection, fiber inspection, cloud services, and RFo. 15

References 1. Common Public Radio Interface (); Interface Specification V6.0 2. Open Base Station Architecture Initiative (OBSAI) BTS System Reference Document Version 2.0 3. ETSI GS ORI 001. Open Radio Equipment Interface (ORI); Requirements for Open Radio Equipment Interface (ORI) 4. ETSI GS ORI 002. Open Radio Equipment Interface (ORI); ORI Interface Specification; Part 1: Low Layers 5. Remote Radio Unit Description by Ericsson. 6. Interference in Cellular Networks; Intermodulation and Refarming by JDSU. 7. Radio Access Networks; Interference Analysis by JDSU. North America Toll Free: 1 855 ASK-JDSU (1 855 275-5378) Latin America Tel: +1 954 688 5660 Fax: +1 954 345 4668 Asia Pacific Tel: +852 2892 0990 Fax: +852 2892 0770 EMEA Tel: +49 7121 86 2222 Fax: +49 7121 86 1222 2014 JDS Uniphase Corporation Product specifications and descriptions in this document are subject to change without notice. 30176040 000 1214 RFO.WP.NSD.NSE.AE December 2014