International Workshop on Maritime Autonomous Surface Ships and IMO regulations

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International Workshop on Maritime Autonomous Surface Ships and IMO regulations Monday, 14 May 2018 Main Hall, IMO Headquarters, London Organized by National Maritime Research Institute (NMRI) Ministry of Land, Infrastructure, Transport and Tourism of Japan (MLIT) Japan Ship Technology Research Association (JSTRA) Supported by the Nippon Foundation 18 May 2018

Opening address by Mr. Kitack Lim

Programme Opening address by Mr. Kitack Lim, the Secretary General of IMO Keynote speech by Ms. Heike Deggim, Director, Maritime Safety Division, IMO Session 1 - R&D on autonomous ships Dr. Akihito Hirayama, Director, Strategic Marketing Division, Akishima Laboratories (Mitsui Zosen) Inc. Mr. Carl Magne Rustand, Business Developer Aftermarket, Kongsberg Maritime AS Mr. Bernard Twomey, Regulatory Development Lead (Marine), Rolls-Royce Plc Dr. Hideyuki Ando, Senior General Manager, Maritime Technology Division, MTI Co., Ltd. (NYK Group) Session 2 Regulatory study Mr. James Fanshawe CBE, Chairman, UK Maritime Autonomous Systems Regulatory WG Mr. Per Sønderstrup (SFS), Director, Maritime Regulation and Legal Affairs, Danish Maritime Authority Mr. Tomotsugu Noma, Maritime Bureau, MLIT Session 3 - Panel discussion Moderator: Dr. Koichi Yoshida, Ship Equipment Inspection Society of Japan and Yokohama National Univ. Mr. Akira Fukaishi, 1st Secretary, Embassy of Japan in London UK

Keynote speech Autonomous ships - View of the IMO Secretariat by Ms. Heike Deggim Framework of the regulatory scoping exercise Definitions and concepts Type and size of ships Instruments Methodology Deliverables Plan of work Intersessional arrangements Coordination mechanism

Session 1 - R&D on autonomous ships Activities for Realization of Autonomous vessels, by Dr. Akihito Hirayama Analysis for Onboard Work R&D Flow Output Function Classification of Onboard Works Identification of Required Functions for Autonomization List of Required Technologies Investigation into Required Technologies Grasp of Core Technology Assessment Technology Verification Test of Core Technology R&D Road-Map for Autonomous Vessel Concept of Autonomous Vessel

Session 1 - R&D on autonomous ships Analysis for Onboard Work Onboard Work 4 categories over 200works Ocean Watch RADAR, AIS, :8works etc. Navigation Info. acquisition ECDIS, : etc.: 7works7 26 works Maneuver Steering, : 6works etc. Response Record / Rescue, : 4works etc.: Report Harbor Watch Pilot, : 13works etc.: 1 Navigation Info. acquisition Tag boat, : 14works etc.: 62 works Maneuver Thruster, : 11works etc.: Prepare Mooring Engine watch Anchoring Trial, :15works etc.:1 Winch, : etc.: 6works6 Casting, :2works etc.: Record / Cargo Handling Report

Session 1 - R&D on autonomous ships Yara Birkeland- a global game changer, by Mr. Carl Magne Rustand Shore Control Center Main roles and tasks: Captain role Chief Engineer role Monitor operational information Monitor equipment condition Approve voyage plan Approve loading condition Initiate voyage Voice communication Safe state Remote Control

Session 1 - R&D on autonomous ships Carriage requirements Performance standards ISM Code STCW Radar ECDIS Steering control Autopilot. Officer on watch Lookout Helmsman Standing orders.

Session 1 - R&D on autonomous ships Ship Intelligence and the Autonomous Infrastructure, by Mr. Bernard Twomey Land Based Remote Operating Centre (ROC) For consideration: - Will the ROC need to comply with national HSE law? - Educational qualifications of the operators and maintainers of the autonomous infrastructure. - The land based requirements for the ROC, e.g, access, physical security, lighting, evacuation etc. - PSC, Vetting, Classification Surveyors, Pilots etc what skills are required?

Session 1 - R&D on autonomous ships Remote & Autonomous timeline 2018 2020 REMOTE SUPPORT, OPERATION OF CERTAIN FUNCTIONS 2025 REMOTE AND AUTONOMOUS SHORT SEA VESSEL REMOTE AND AUTONOMOUS LOCAL VESSEL 202x X is subject to regulation REMOTE AND AUTONOMOUS OCEAN GOING VESSEL

Session 1 - R&D on autonomous ships Digitalization in Shipping - Approach of NYK -, by Dr. Hideyuki Ando Internet of Ships (IoS) Open Platform Roles are defined and each player provides their expertise on the Internet of Ship(IoS) platform. Data governance and business rules have been built by IoS OP Consortium under ShipDC. Platform User (PU) Ship owner Operator Ship management Operator PP Platform Provider Provider of onboard data collection equipment and services IoS Open Platform Ship data center Data collection, storage, standardization and provision Data integration from other sources SP Solution Provider Application service provider based on IoT data of ShipDC Data Buyer Solution User (SU) Ship owner Operator Ship management Crew Shipyard, manufacturer, etc.

Summary by Dr. Ando Session 1 - R&D on autonomous ships Data and Technology are more available In the era of digitalization, accessibility of data and technology becomes more available. Identify right issues to solve is mostly important Shipping is a rich semantics domain so it is very difficult for external consultants or data scientists to identify right issues to solve. People internally in shipping themselves have to lead innovations. Pursuing optimization of fleet operation and ship design Best combination of PPTO (people, process, technology & organization) and solving issues with right partners are indispensable. Step-by-step implementations of automation should be a part of this improving process.

Session 2 Regulatory study Regulatory Study at IMO, by Mr. James Fanshawe CBE MASS Safety Responsible Ownership Safe Operation Recognised Accreditation, Training and Standards Effective Integration into the existing Maritime structure

Session 2 Regulatory study Summary by Mr. Fanshawe IMO is about to embark on a very important body of work as it starts the scoping exercise for MASS. The pace of change is dramatic. Technological advances are likely to outpace regulatory development. The development of MASS should not be held up by the work IMO is undertaking. Patience will be critical and expectations shall be sensitively managed. While this work continues at IMO, ships will continue to ply their trade safely and efficiently across the globe; and MASS will begin to find their place in the natural order. There will be change but this is important, necessary and not a threat. The human element is as critical today as it has always been. The skills of the seafarer may change and develop but are as important as ever.

Session 2 Regulatory study Analysis of Regulatory Barriers to Autonomous Ships, by Mr. Per Sønderstrup Analysis of regulatory barriers

Who decides? Need for a systemat The operator AL0board or cont vessel remote well defined appro through radio General goals are determined by the AL5operator. Monitoring may take place from shore. System AL5 AL4 AL3 AL2 AL6 Manually cont Decision-supp board. The op AL1monitors and course and sp necessary. Decision-supp board or from Suggestions f AL2 interventions provided by algorithms. Human AL0 AL1 Fully autonomous. On board Elsewhere General goals may be Where is the decision made? AL6determined by the system. Monitoring from shore. Conceptual Execution by AL3who monitors authorises ac 09/11/2017 Execution by who monitors able to inter AL4 Monitoring ma place from sh

Session 2 Regulatory study Some conclusions by r. Per Sønderstrup Issues to address for fully autonomous and unmanned ships is numerous - Safety of Navigation - Liability and insurance - Manning - Merchant shipping act Short term goal - The Conventions has some room for technology driven innovations but we need to have a common understanding of how far can we go under the existing regulatory framework It should be carefully considered how to get things right - technology is already far ahead of the existing regulations - Is the right approach a new regulatory framework rather a very labour intensive and time consuming walkthrough of the existing instruments

Session 2 Regulatory study Introduction of a phased approach to build future regulatory frameworks for MASS, by Mr. Tomotsugu Noma Way forward to MASS -2020 2020- Scoping Exercise Develop interim Guidelines Verify the experience from EBP Experience Building Phase (EBP) Identify and implement further actions New technologies introduced

Session 2 Regulatory study Conclusion by Mr. Tomotsugu Noma MASS covers manned ships with decision support tools/equipment and unmanned ship and new technologies will be gradually introduced to MASS Regulatory frameworks can be divided into two phases 1 Early phase Current regulatory frameworks + Interim Guidelines 2 Developed phase Development of specific regulatory frameworks Experience Building Phase can be introduced to gain experience and knowledge from new technologies which will contribute to assess further action including the unmanned operation

Session 3 - Panel discussion

Session 3 - Panel discussion

Session 1 What sort of safety measures do you think would need to be considered in your research and development projects? With regard to the presentation made by Mr. Ando on Digitalization in Shipping, slide 20 showed the necessity of a new mechanism to share onboard data of each ship with other ships via Ship Data Centre, which would be an unprecedented concept. How do you think about such a new concept? In general, what kind of roles and action are you expecting the IMO to take in the field of Research and Development on autonomous ships? Session 2 Discussions at the Panel It is expected that the regulatory scope for MASS will extend according to the level of development, such as in light of its autonomy. How should we address such extension in order to realize MASS as early as possible? Do you have any ideas on what sort of approach we should follow to consider the revision of existing conventions and codes as well as the establishment of new ones, taking into account the relevant safety measures? What kind of safety measures do you expect to be necessary for MASS at the moment?

Conclusions of the panel discussion It would be necessary for the IMO the implementation of necessary m without discouraging the relevant To this end, one of the best appr implementation of interim guideli establishment of specific regulat As research and development in th it would be necessary to discuss consideration the latest technolo for the IMO to provide further op such latest information among Mem stakeholders.

Thank you for your attention! Presentations at the workshop are available: http://www.nmri.go.jp/mass.html