Product Information ROC 424 S ROQ 436 S. Absolute Rotary Encoders with DRIVE-CLiQ Interface for Safety-Related Applications

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Product Information ROC 424 S ROQ 436 S Absolute Rotary Encoders with DRIVE-CLiQ Interface for Safety-Related Applications November 2016

ROC 424 S, ROQ 436 S Rotary encoders for absolute position values with safe singleturn information Synchro flange (01C) Mechanical fault exclusion only when fastened by 3 x M4 screws Stub shaft with flat (92A) 3.7 = Encoder bearing M1 = Measuring point for operating temperature M2 = Measuring point for vibration, see also D 741714 1 = Screw, M4 8.8 with materially bonding anti-rotation lock, tightening torque 2.65 Nm ±0.1 Nm, minimum screw depth 6 mm 2 = For permissible interface pressure P G 280 N/mm 2 use a washer 3 = For material properties, see the table on the Mounting page 4 = Direction of shaft rotation for output signals as per the interface description 5 = Connector coding 2 Product Information ROC 424 S/ROQ 436 S 11/2016

Specifications ROC 424 S ROQ 436 S Functional safety* For applications up to PFH 1) As single-encoder system for monitoring and closed-loop functions: SIL 2 according to EN 61 508 (further basis for testing: EN 61 800-5-2) Category 3, PL d as per EN ISO 13 849-1:2008 Safe in the singleturn range 27 x 10 9 (Probability of dangerous Failure per Hour) Safe position 2) Encoder: ± 1.76 (safety-related measuring step: SM = 0.7 ) Mechanical coupling of stator: ±0 (fault exclusion for stator fastening and shaft breakage, designed for acceleration 300 m/s 2 ) Interface/ordering designation Siemens software (version: 12.2.2014) Position values/revolution DRIVE-CLiQ protocol/dq01 Sinamics Simotion: V4.4 HF4; Sinumerik with safety: V4.4 SP2 16 777 216 (24 bits) Revolutions 4096 (12 bits) Processing time TIME_MAX_ACTVAL 8 µs System accuracy at 20 C ±20 Voltage supply DC 10 V to 28.8 V; up to DC 36 V is possible without compromising functional safety Power consumption (max.) At 10 V: 900 mw At 28.8 V: 1000 mw At 10 V: At 28.8 V: 1000 mw 1140 mw Current consumption (typical) At 24 V: 38 ma (without load) At 24 V: 43 ma (without load) Electrical connection Cable length Shaft M12 flange socket (8-pin), radial or 1 m cable, EPG with M12 40 m (see catalog Interfaces of HEIDENHAIN Encoders) Stub shaft with flat D = 6 mm Permissible speed 3) 15 000 rpm 12 000 rpm Starting torque at 20 C 0.01 Nm Moment of inertia of rotor 2.9 x 10 6 kgm 2 Angular acceleration of rotor 1 x 10 5 rad/s 2 Max. shaft load 4) Vibration 55 Hz to 2000 Hz 5) Shock 6 ms Axial 40 N / radial 60 N at shaft end 300 m/s 2 (EN 60 068-2-6) 2000 m/s 2 (EN 60 068-2-27) Operating temperature 4) 30 C to 100 C Trigger threshold for error message if temperature is exceeded 6) 125 C in the scanning ASIC (measuring accuracy of internal temperature sensor ±7 K) Relative humidity Protection EN 60 529 Mass 93 % (40 C / 21 d as per EN 60 068-2-78); without condensation IP 67 at housing, IP 64 at shaft inlet (IP 66 upon request) (See Isolation under Electrical safety in the Interfaces of HEIDENHAIN Encoders catalog; contamination from the ingress of liquid must be prevented.) 0.3 kg Valid for ID 1036789-01 1036789-03 1036786-01 1036786-02 These preferred versions are available on short notice * Please select when ordering 1) For altitude of 1000 m above sea level 2) Further tolerances may occur in subsequent electronics after position value comparison (contact manufacturer of subsequent electronics) 3) With 2 position requests per revolution 4) For information on operating temperature, shaft speed and max. shaft load, see General mechanical information in the Rotary Encoders catalog 5) 10 Hz to 55 Hz constant over distance 4.9 mm peak to peak 6) The internal temperature is not designed for functional safety DRIVE-CLiQ is a registered trademark of SIEMENS AG. Product Information ROC 424 S/ROQ 436 S 11/2016 3

ROC 424 S, ROQ 436 S Rotary encoders for absolute position values with safe singleturn information Clamping flange with additional slot for fastening with fixing clamps (39A) Mechanical fault exclusion only when fastened with 3 x M4 screws Stub shaft with flat (03D) = Encoder bearing M1 = Measuring point for operating temperature M2 = Measuring point for vibration, see also D 741714 1 = Screw, M4 8.8 with materially bonding anti-rotation lock, tightening torque 2.65 Nm ±0.1 Nm, minimum screw depth 6 mm 2 = For permissible interface pressure P G 280 N/mm 2 use a washer 3 = For material properties, see the table on the Mounting page 4 = Direction of shaft rotation for output signals as per the interface description 5 = Connector coding 4 Product Information ROC 424 S/ROQ 436 S 11/2016

Specifications ROC 424 S ROQ 436 S Functional safety* For applications up to PFH 1) As single-encoder system for monitoring and closed-loop functions: SIL 2 according to EN 61 508 (further basis for testing: EN 61 800-5-2) Category 3, PL d as per EN ISO 13 849-1:2008 Safe in the singleturn range 27 x 10 9 (Probability of dangerous Failure per Hour) Safe position 2) Encoder: ± 1.76 (safety-related measuring step: SM = 0.7 ) Mechanical coupling of stator: ±0 (fault exclusion for stator fastening and shaft breakage, designed for acceleration 300 m/s 2 ) Interface/ordering designation Siemens software (version: 12.2.2014) Position values/revolution DRIVE-CLiQ protocol/dq01 Sinamics Simotion: V4.4 HF4; Sinumerik with safety: V4.4 SP2 16 777 216 (24 bits) Revolutions 4096 (12 bits) Processing time TIME_MAX_ACTVAL 8 µs System accuracy at 20 C ±20 Voltage supply DC 10 V to 28.8 V; up to DC 36 V is possible without compromising functional safety Power consumption (max.) At 10 V: 900 mw At 28.8 V: 1000 mw At 10 V: At 28.8 V: 1000 mw 1140 mw Current consumption (typical) At 24 V: 38 ma (without load) At 24 V: 43 ma (without load) Electrical connection Cable length Shaft M12 flange socket (8-pin), radial or 1 m cable, EPG with M12 40 m (see Interfaces of HEIDENHAIN Encoder catalog) Stub shaft with flat D = 10 mm Permissible speed 3) 15 000 rpm 12 000 rpm Starting torque at 20 C 0.01 Nm Moment of inertia of rotor 2.9 x 10 6 kgm 2 Angular acceleration of rotor 1 x 10 5 rad/s 2 Max. shaft load 4) Vibration 55 Hz to 2000 Hz 5) Shock 6 ms Axial 40 N / radial 60 N at shaft end 300 m/s 2 (EN 60 068-2-6) 2000 m/s 2 (EN 60 068-2-27) Operating temperature 4) 30 C to 100 C Trigger threshold for error message if temperature is exceeded 6) 125 C in the scanning ASIC (measuring accuracy of internal temperature sensor ±7 K) Relative humidity Protection EN 60 529 Mass 93 % (40 C / 21 d as per EN 60 068-2-78); without condensation IP 67 at housing, IP 64 at shaft inlet (IP 66 upon request) (See Isolation under Electrical safety in the Interfaces of HEIDENHAIN Encoders catalog; contamination from the ingress of liquid must be prevented.) 0.3 kg Valid for ID 1036790-01 1036790-03 1036792-01 1036792-02 / 1036792-04 These preferred versions are available on short notice * Please select when ordering 1) For altitude of 1000 m above sea level 2) Further tolerances may occur in subsequent electronics after position value comparison (contact manufacturer of subsequent electronics) 3) With 2 position requests per revolution 4) For information on operating temperature, shaft speed and max. shaft load, see General mechanical information in the Rotary Encoders catalog 5) 10 Hz to 55 Hz constant over distance 4.9 mm peak to peak 6) The internal temperature is not designed for functional safety DRIVE-CLiQ is a registered trademark of Siemens AG. Product Information ROC 424 S/ROQ 436 S 11/2016 5

Mounting A mechanical fault exclusion can be achieved only with 3 x M4 screws of strength class 8.8 and with a minimum screw depth of 6 mm in the encoder flange! The fault exclusion was calculated based on a materially bonding anti-rotation lock with a thread friction coefficient between 0.1 and 0.16. The machine manufacturer/designer is responsible for specifying a materially bonding anti-rotation lock for the screws in the specific application. Screws are not included in delivery. The rotary encoders are centered either by a centering collar to the synchro flange or by clamping flange. The following maximum torque M max is to be used when designing the mechanical fault exclusion for the shaft connection: M max = 1 Nm The customer s mechanical design must ensure that the torque M actl actually occurring in the application can be transmitted. This M actl can be smaller than the M max to be considered for designing the fault exclusion. For a safe mechanical coupling, the following prerequisites are to be met by the customer. Mounting surface on the customer s side Material Steel Aluminum Tensile strength R m 600 N/mm 2 220 N/mm 2 Interface pressure P G 1) 280 N/mm 2 Surface roughness R Z 16 µm Coefficient of thermal 10 to 14 x 10 6 K 1 expansion therm 25 x 10 6 K 1 Thickness of the mounting flange 4 mm to 20 mm 5 mm ±1 1) For permissible interface pressure PG 280 N/mm 2 use a washer! 6 Product Information ROC 424 S/ROQ 436 S 11/2016

PWM 20 The PWM 20 phase angle measuring unit serves together with the provided ATS adjusting and testing software for diagnosis and adjustment of HEIDENHAIN encoders. Encoder input PWM 20 EnDat 2.1 or EnDat 2.2 (absolute value with or without incremental signals) DRIVE-CLiQ Fanuc Serial Interface Mitsubishi high speed interface Yaskawa Serial Interface Panasonic serial interface SSI 1 V PP /TTL/11 µa PP HTL (via signal adapter) Interface USB 2.0 Voltage supply Dimensions AC 100 V to 240 V or DC 24 V 258 mm x 154 mm x 55 mm ATS For more information, refer to the Product Information document PWM 20/ATS Software. For further mounting information and help, see the Rotary Encoders mounting instructions and the catalog. Languages Functions System requirements and recommendations Choice between English and German Position display Connection dialog Diagnostics Mounting wizard for EBI/ECI/EQI, L 200, LIC 4000 and others Additional functions (if supported by the encoder) Memory contents PC (dual-core processor > 2 GHz) RAM > 2 GB Operating systems: Windows Vista (32-bit), 7, 8, and 10 (32-bit/64-bit) 500 MB free space on hard disk DRIVE-CLiQ is a registered trademark of SIEMENS AG. Product Information ROC 424 S/ROQ 436 S 11/2016 7

Electrical requirements Switch-on and switch-off conditions UP (at encoder) Operation Switch-off Off Switch-on SW start-up System preparation including Link detection Topology detection Configuration Acyclic operation 36 V 10 V Duration depends on system Position values available for controlling cyclic operation (safe mode for functional safety) t Min. 100 ms U off < 2 V Integrated temperature evaluation These rotary encoders feature an internal temperature sensor integrated in the encoder electronics as well as an evaluation circuit for an external temperature sensor. In both cases, the respective digitized temperature value is transmitted purely serially over the DRIVE- CLiQ interface. Note that temperature measurement and transmission are not secure in the sense of functional safety. The temperature measured by the internal temperature sensor is higher by a devicespecific and application-specific amount than the temperature at the measuring point M1 in accordance with the dimension drawing. When the trigger threshold is exceeded for the internal temperature, the encoders issue the error message Alarm 405. This threshold depends on the encoder model and is shown in the specifications. Keeping a sufficient distance from the errormessage threshold is recommended during operation. The encoder s intended use requires compliance with the operating temperature at the measuring point M1. 8 Product Information ROC 424 S/ROQ 436 S 11/2016

Electrical connection Pin layout 8-pin flange socket, M12 Voltage supply Position values Transmit data Receive data Shield on housing; U P = Power supply 1 5 7 6 3 4 U P 0 V TXP TXN RXP RXN PUR connecting and adapter cable 6.8 mm; [2(2 0.17 mm 2 ) + (2 0.24 mm 2 )]; A P = 0.24 mm 2 Complete with M12 connector (female) and M12 coupling (male), 8 pins each 822504-xx Complete with 8-pin M12 connector (female) and Siemens RJ45 connector (IP67) 1094652-xx Complete with 8-pin M12 connector (female) and Siemens RJ45 connector (IP20) 1093042-xx A P : Cross section of power supply lines DRIVE-CLiQ is a registered trademark of Siemens AG. DR. JOHANNES HEIDENHAIN GmbH Dr.-Johannes-Heidenhain-Straße 5 83301 Traunreut, Germany { +49 8669 31-0 +49 8669 32-5061 E-mail: info@heidenhain.de www.heidenhain.de This Product Information supersedes all previous editions, which thereby become invalid. The basis for ordering from HEIDENHAIN is always the Product Information document edition valid when the order is made. Related documents: Adhere to the information in the following documents to ensure the correct and intended operation of the encoder: Catalog: Rotary Encoders 349529-xx Catalog: Interfaces of HEIDENHAIN Encoders 1078628-xx Mounting Instructions: ROC 424 S / ROQ 436 S 1038274-xx 1082060 03 A 02 11/2016 PDF