10Gb/s PMD Using PAM-5 Modulation. Oscar Agazzi Broadcom Corp Alton Parkway Irvine, CA 92618

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10Gb/s PMD Using PAM-5 Modulation Oscar Agazzi Broadcom Corp. 16215 Alton Parkway Irvine, CA 92618 1

Goals Achieve distance objective of 300m over existing MMF Operate with single channel optoelectronic (single laser and single photodetector) Achieve single chip low cost CMOS PHY solution with Hari interface 2

Approach Utilize PAM-5 signaling at 5GBaud Assume standard 62.5/125µm fiber with bandwidth of 160/500MHz-Km Use adaptive equalization to compensate for intersymbol interference introduced by bandwidth limited MMF - Assumption is that a 300m MMF is bandwidth limited to 1GHz at 1310nm - A nonlinear equalizer can compensate for laser nonlinearity Adaptive equalizer tracks the variations of laser and fiber response over time 3

Overview Preliminary simulation study of a PAM-5 system Laser model Fiber model Receiver block diagram Simulation results Future work and conclusions 4

Channel Model Pseudo Random PAM-5 Symbol Generator Laser Model Based on the Rate Equations Multimode Fiber Model Linear System with Gaussian Impulse Response Receiver 5

Laser Model The laser is modeled using the rate equations. These are a system of coupled nonlinear differential equations. They provide accurate description of nonlinear and transient behavior of the laser The specific rate-equation model used in this work is as described in the article On Approximate Analytical Solutions of the Rate Equations for Studying Transient Spectra of Injection Lasers, by D.Marcuse and T.P.Lee, IEEE J. Quantum Electronics, Sept.1983 We use the exact equations, not the approximations provided by Marcuse and Lee, and we solve them numerically using a 4 th order Runge-Kutta algorithm The parameters used are the same as in the reference, except that the bias current is increased to 3 I threshold We modulate the laser with a pseudo-random sequence of symbols from a PAM-5 alphabet We use a 6dB extinction ratio 6

PAM-5 5 GBaud Modulated Laser Ouput Photon Density [µm -3 ] (*) Time [ns] (*) Consistent with a bias current of 60mA 7

Zoom of Modulated Laser Output Time [ns] 8

Fiber Model The multimode fiber is modeled as in the article Equalization of Multimode Optical Fiber Systems, by B.L.Kaspers, Bell System Technical Journal, September 1982 The model consists in a linear dispersive system with a Gaussian impulse response given by ht () = 1 [ ---------------------- e t2 ( 2( αt ) 2 )] 2π αt The corresponding frequency response is: [( 2παTf ) 2 2] H( f) = e The 3dB bandwidth of the fiber is: 0.1325 f 3dB = --------------- αt Note: For a given baud period T (=200ps), α controls the bandwidth of the system We assume f 3dB =1GHz, which is achieved by making α=0.6625 9

More Details About the Channel Model The channel is assumed to be AC coupled. To limit the length of the tail introduced in the impulse response by the AC coupling, we use a first-order high-pass filter with a cutoff frequency of 200MHz The laser is assumed to have Relative Intensity Noise (RIN) of -130dB/Hz Impulse Response h(t) Time 4ps/unit 10

Signaling at Faster than Nyquist Rate Multimode fibers have limited bandwidth (~1GHz for the fibers and lengths of interest to HSSG - also depends on the laser) Faster than Nyquist rate is required to signal at 10Gb/s on these fibers We have studied signaling at 5GBaud over multimode fibers with 1GHz bandwidth 11

Signaling at Faster than Nyquist Rate The Nyquist theorem establishes that the bandwidth needed to transmit data at a rate f B =1/T without intersymbol interference must be larger than or equal to 1/2T However many communication systems signal at rates faster than 1/2T, using special techniques to control intersymbol interference An example are partial response systems Another example are receivers using Decision Feedback Equalization (DFE) DFE has been used for several decades in narrowband communications systems such as voiceband modems More recently, it has been used in 100Base-TX and 1000Base-T Ethernet Transceivers 12

Signaling at Faster than Nyquist Rate Decision Feedback Equalization is almost ideally suited to the problem of equalizing multimode fibers, as pointed out by Kasper Kasper also points out that in fiber optic channels it is possible to signal at rates considerably higher than Nyquist when using DFE based receivers In our simulations we signal at 2.5 times the Nyquist rate (data rate 10Gb/s, baud rate f B =5GHz, bandwidth BW=1GHz) Our bandwidth assumption is consistent with 500m of 160/500MHz-Km fiber at 1310nm, or 160m of the same fiber at 850nm 13

PAM-5 5 GBaud Signal at the Output of the Receiver Time [ns] 14

Receiver Model AGC Preamplifier High-Pass Filter Prog. Gain Amp. A/D Fine AGC + Σ PAM-5 Symbols PCS Rx. Data - Slicer Adaptive Transversal Filter Decision Feedback Equalizer (DFE) NOTE: This is a conceptual system-level diagram. More on implementation later 15

Eye Pattern Equalizer trained using 2-level symbols Decision Thresholds Equalized Signal Time [Baud Periods] (NOTE: 1Baud Period = 200ps) 16

Zoom of Eye Pattern (showing the initial convergence of the equalizer) Unequalized Signal Equalized Signal Time [Baud Periods] 17

Future Work Improve laser model - Model used represents edge emitters - Will add VCSEL model Incorporate a modulation code, most likely a trellis code - Could provide coding gain of ~6dB Parallelization of the A/D conversion and DSP functions Measurements and experimental verification 18

Conclusions We have simulated a PAM-5 system operating over multimode fibers, using a rate equation model for the laser and a Gaussian dispersion model for the fiber The receiver is based on a DFE, and enables signaling at a rate 5 times larger than the 3dB bandwidth of the channel, which in this study is assumed equal to 1GHz Although this study is preliminary and more detailed modeling supplemented with measurements is required, we are convinced that PAM-5 at 5GBaud symbol rate is a viable and attractive proposition We intend to provide more detailed results at the March Plenary 19