Limits to the Exponential Advances in DWDM Filter Technology? Philip J. Anthony

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Limits to the Exponential Advances in DWDM Filter Technology? DARPA/MTO WDM for Military Platforms April 18-19, 2000 McLean, VA Philip J. Anthony E-TEK Dynamics San Jose CA phil.anthony@e-tek.com

Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE 18 APR 2000 2. REPORT TYPE N/A 3. DATES COVERED - 4. TITLE AND SUBTITLE Limits to the Exponential Advances in DWDM Filter Technology? 5a. CONTRACT NUMBER 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) E-TEK Dynamics San Jose, CA 8. PERFORMING ORGANIZATION REPORT NUMBER 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR S ACRONYM(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release, distribution unlimited 11. SPONSOR/MONITOR S REPORT NUMBER(S) 13. SUPPLEMENTARY NOTES DARPA/MTO, WDM for Military Platforms Workshop held in McLean, VA on April 18-19, 2000, The original document contains color images. 14. ABSTRACT 15. SUBJECT TERMS 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT UU a. REPORT unclassified b. ABSTRACT unclassified c. THIS PAGE unclassified 18. NUMBER OF PAGES 30 19a. NAME OF RESPONSIBLE PERSON Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18

Limits to the Exponential Advances in DWDM Filter Technology? DARPA/MTO WDM for Military Platforms Progress in DWDM Filtering Technology! Thin Film Filters! Arrayed Waveguide Gratings! Holographic Gratings Interleaver Status Roadmap for the Near Future

100% TECHNOLOGY PROGRESS RESOURCE EFFICIENCY 10% 1% 0.1% 0% Steam Engines 1 Thomas Newcomen Thomas Savery James Watt II Cornish I James Watt I Cornish II Lamps 1 Charles Parsons T riple expansion Paraffin candle St eam turbine St eam turbine GaAs diode Gas turbine Flourescent Mercury Sodium Tungsten filament Celulose filament Edison's first lamp 10 Gb/s @25 GHz 10 Gb/s @50 GHz 10 Gb/s @100 GHz DWDM Systems 4 x 10Gb/s 8 x 2.5Gb/s 1700 1750 1800 1850 1900 1950 2000 2050 1) Jesse H. Ausubel, "Where is Energy Going?", The Industrial Physicist, Vol. 6 (1), p. 17 (Feb. 2000). pja 3/2/00

Industry Filter Yield Improvements Yields 90% 80% 70% 60% 50% 40% 30% 20% 10% 0% 1997 1998 1999 2000 2001 400 GHz 200 GHz 100 GHz 50 GHz

50GHz DWDM Spectrum-Transmission 0-5 -10 IL (db) -15-20 -25-30 -35 1545 1547 1549 1551 1553 1555 1557 Wavelength (nm)

100 GHz Filter Shapes Transmission (db) 0-2 -4-6 -8-10 -12-14 -16-18 0.0-0.1-0.2-0.3-0.4-0.5-0.6-0.7-0.8-0.9 Transmission (db) -20-1.0 1556.0 1556.5 1557.0 1557.5 1558.0 Wavelength (nm)

DWDM THIN FILM FILTER PROGRESS 1.6 200 GHz 1996 1.6 1.4 100% FILL FACTOR 50% FILL FACTOR 400 GHz 1.4 PASS CHANNEL WIDTH (nm) 1.2 1.0 0.8 0.6 0.4 0.2 0.0 1999 200 GHz 1998 100 GHz 1997 200 GHz 100 GHz 1999 1998 2000 100 GHz 1999? 50 GHz 0 1 2 3 4 5 6 1.2 1.0 0.8 0.6 0.4 0.2 0.0 REFLECT CHANNEL (ISOLATION) WIDTH (nm)

AWG DWDM MUX & DEMUX

Basic Performance of an AWG 10 Sidelobes v.s. Waveguide Numbers 0-10 M=60 M=100 M=140 Loss (db) -20-30 -40-50 -60 1552 1553 1554 1555 1556 wavelength (nm)

Basic Waveguide Structure Silicon-on-Silicon (Bookham Technology) easier to manufacture, Si- CMOS process pure semiconductor waveguide, small bending radius, small chip size difficult to package due to mode miss-match few vendors, little R&D offer lowest X-Talk further integration, OEIC SiO 2 Buffer Si-Substrate SiO 2 Cladding Si-Waveguide

Packaged Silicon AWG

Typical Spectrum of Packaged AWG Module -5-10 -15 Insertion Loss (-db) -20-25 -30-35 -40-45 1527 1532 1537 1542 1547 1552 1557 1562 Wavele ngth (nm)

Holographic grating DWM Simple structure, high channel count 12-15 cm λ 1, λ 2,... λ N ~3 cm λ 5 λ N Concave holographic grating Planar waveguides with S-bends

Holographic Grating Attributes High channel count, yet completely passive High isolation >40 db Less developed than PAWG Issues:!Channel uniformity!passband flatness!polarization-dependent loss

Measured HG Response (Not Flattened) 50 channels @ 100 GHz, not flattened Transmission, db 0-5 -10-15 -20-25 -30-35 -40-45 Channels passbands -50 1525 1530 1535 1540 1545 1550 1555 1560 1565 wavelength, nm

Basic Michelson-Gires-Tournois Interleaver Structure E refl L 1 = 2L 2 After Dingel and Aruga, JLT vol. 17(8), pp. 1461, 1999.

Packaged Prototype 25-GHz Interleaver

25-GHz Interleaver Characteristics -10-15 Relative Power (db) -20-25 -30-35 -40 1550 1551 1552 1553 1554 1555 Wavelength (nm)

25-GHz Interleaver Characteristics -10 Relative Power (db) -15-20 -25-30 -35-40 1551.5 1552 1552.5 1553 1553.5 1554 Wavelength (nm)

25-GHz Interleaver Characteristics (Insertion Loss ~ 2 db) -10-15 Relative Power (db) -20-25 -30-35 -40 1552 1552.2 1552.4 1552.6 1552.8 1553 Wavelength (nm)

System Demo with Kestrel Using a 25-GHz interleaver and 10-Gbps optical FDM systems, a two-channel ultradense WDM system was demonstrated. BERs down to 10-12 were achieved. No BER floor observed. Power penalty due to interleaver was negligible.

Optical Frequency Division Multiplexing (Kestrel) Laser Optical Modulator Photo Detector Combiner Splitter... Amp & BPF... Amp & BPF f 1 f 2 f 1 f N f 2 f N Encode and Modulate Encode and Modulate Encode and Modulate Demodulate and Decode Demodulate and Decode Demodulate and Decode s 1 s 2 s N s 1 s 2 s N

Spectra For Three Different Methods Of Transmitting 10 Gbps TDM: OC-192 20 GHz DWDM: 4 OC-48 s 50 GHz Optical FDM (Kestrel) Less than 20 GHz

DWDM System BER 1.E-07 1.E-08 Bit Error Rate 1.E-09 1.E-10 1.E-11 1.E-12 1.E-13 0 0.5 1 1.5 2 2.5 3 Relative Received Optical Power (db) Laser frequency (THz): 193.081 193.055

Impact of Interleaver on BER 1.E-07 Bit Error Rate 1.E-08 1.E-09 1.E-10 EDFA, no interleaver EDFA & interleaver No interleaver & no EDFA 1.E-11 0.0 0.5 1.0 1.5 2.0 Relative Received Optical Power (db)

INTERLEAVER DISPERSION Other Interleaver Dispersion Measurement E-TEK Interleaver Dispersion Measurement 0 0 50 0-5 Delay (ps) -10-20 -30-10 -20-30 transmission (db) Delay (ps) 40 30 20-10 -15-20 -25-30 -35-40 Transmission (db) -45-40 -40 1542.5 1543.5 1544.5 1545.5 1546.5 1547.5 wavelength (nm) 10-50 1540 1541 1542 1543 1544 1545 wavelength (nm) Delay Transmission Group Delay Transmission Special Thanks to Agilent Technologies: R. Fortenberry, F. Liang, A. Nooriala, J. Zhang for dispersion measurement

Less Than 1ps DGD E-TEK Interleaver Dispersion Measurement E-TEK Interleaver Dispersion Measurement 50 0 35 0-5 34-5 Delay (ps) 40 30 20-10 -15-20 -25-30 -35-40 Transmission (db) Delay (ps) 33 32 31 30 29 28 27-10 -15-20 -25-30 -35-40 Transmission (db) -45 26-45 10-50 1540 1541 1542 1543 1544 1545 wavelength (nm) 25 1542.3 1542.7 1543.1 1543.5 1543.9 wavelength (nm) -50 Group Delay Transmission Group Delay Transmission Special Thanks to Agilent Technologies: R. Fortenberry, F. Liang, A. Nooriala, J. Zhang for dispersion measurement

Interleaver Temperature Dependence Temperature Dependent of Type II 100 GHz Interleaver 0-5 -10 Transmission (db) -15-20 -25-30 -35-40 -45-50 -20-10 0 10 20 30 40 50 60 70 80 90 100 110 120 130 140 150 160 170 180 190 200 210 220 230 240 250 260 Frequency (GHz ref. @ 194000 GHz) Temp=23 Temp=60

DWDM Component Development Road Map 1999 2000 2001 Thin Film 100 GHz 50 GHz 25 GHz Fiber Grating 50 GHz Dispersion Compensation Interleaver 100 GHz 25 GHz 50 GHz AWG 40 ch 80 ch Diffraction Grating 40 ch 80 ch Add/Drop config 2 ch config 4 ch config 16 ch config 32 ch Wavelength Locker 100 GHz 50 GHz? 25 GHz? PMD Control KEY: 4/3/00 production development research

OPTICAL NETWORK EVOLUTION 100% Share of Transport Market MESH OF DWDM PIPES FIXED ADD / DROP CONFIGURABLE ADD / DROP NOW FUTURE PRICE / PERFORMANCE OXC Relative Price / Performance 0% Networking Functionality in the Optical Layer Networking Funtionality in the Optical Layer 0% 100%