NVLAP LAB CODE Energy Star Test Report. For. Shenzhen OKT Lighting Co.,LTD

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Energy Star Test Report For Shenzhen OKT Lighting Co.,LTD (Brand Name:OKT Lighting) NO.2076 Jincheng Rd, Shajing Town, Bao an District,Shenzhen, China SSL downlight retrofits Model name(s):c10-d40w-30e C10-D40W-35E C10-D40W-40E C10-D40W-50E Representative (Tested) Model: C10-D40W-30E Model Difference: All construction and rating are the same, except CCT Test & Report By: Johnson Sun Engineer: Johnson Sun Date: Jul.18,2016 Review By: Manager: Tommy Liang Note: This report does not imply product certification, approval, or endorsement by NVLAP, NIST, or any agency of the Federal Government. 1 / 18

U.S. Department of Energy Lighting Facts TM Uniform LM-79 Reporting Template Laboratory Information: Name of Test Laboratory Date of Test Report Test Report No. Laboratory Contact Name Product Information: Organization Name Brand Name Model Number SKU (if available) Type of Luminaire (for integral lamps, list base type and lamp type) Standard-Tech Co., Ltd. Jul.18,2016 GZE160424-H Tommy Liang Shenzhen OKT Lighting Co.,LTD OKT Lighting C10-D40W-30E N/A SSL downlight retrofits Luminaire Aperture (for SSL downlightretrofitss) -- in. Luminaire Length -- mm Luminaires Width -- mm Number of Units (modular products) N/A s Electrical Measurements: Integrating Sphere Output Goniophotometer Output Input Wattage -- 39.72 W Input Current -- 0.3316 A Input Voltage (ac) -- 120.0 V Power Factor -- 0.9982 Off-State Power -- 0 W Photometric Characteristics Total Initial Lumen Output -- 2802.3 lm Initial Lumen Efficacy -- 70.55 lm/w Correlated color temperature / CCT 2979 -- K Color rendering index / CRI 83.1 -- R9 Value 12 -- Duv 0.0002 -- Luminous Intensity Distribution Center beam candlepower (if applicable) 5642 cd Beam angle (if applicable) 37.1 Zonal lumens in the 0-60 zone 96.8 % ----- Zonal lumens in the 60-90 zone 3.2 % Zonal lumens in the 90-120 zone 0 % Zonal lumens in the 120-180 zone 0 % 2 / 18

Test Specifications: Date of Receipt Date of Test Test item Reference Standard Reference Work Instruction Remark Jul.10,2016 Jul.12,2016 : Total Luminous Flux, Luminous Distribution Intensity, Luminous Efficacy, Correlated Color Temperature, Color Rendering Index, Chromaticity Coordinate, Electrical parameters IES LM-79-2008 Electrical and Photometric Measurements of Solid-State Lighting Products ANSIC78.377-2008Specifications for the Chromaticity of Solid State Lighting Products CIE 13.3-1995 Method of Measuring andspecifying Colour RenderingProperties of Light Sources CIE 15-2004 Technical Report Colorimetry IESNA LM-16-93 Practical Guide to Colorimetry of Light Source IESNA TM-16-05 Technical Memorandum on Light Emitting Diode (LED) Sources and Systems UL1993 4 th Edition, Self-Ballasted Lamps and Lamp Adapters ENERGY STAR Program Requirements Product Specification for Luminaires (Light Fixtures) Version 2.0 QD25 Below test and data are not covered by NVLAP accreditation: - Operating Frequency Test Methods 1. Photometric and Electrical measurements Light Distribution Method: Photometric parameters were measured using the goniophotometer and software. The ambient temperature shall be maintained at 25 C ± 1 C, measured at a point not more than 1 m from the sample and at the same height as the sample. The sample was operated at 120 Volts AC, 60Hz. It was stabilized before measurement was made. Luminous flux, luminaire efficacy, zonal lumen were calculated from the software taken at 1 vertical intervals and 22.5 horizontal intervals. 2. Photometric and Electrical Measurements Integrating Sphere Method: Photometric parameters were measured using an integrating sphere, a spectroradiometer and software. The ambient temperature condition inside the sphere was maintained at 25ºC ± 1ºC. The sample measurements were made using a spectroradiometer connected by a fiber optic cable and detector through the detector port of the integrating sphere. The sample was operated at 120 Volts AC, 60Hz. It was stabilized before measurement was made. Chromaticity coordinates, correlated color temperature and color rendering index were calculated from the spectral radiant flux measurements taken at least 5 nm intervals over the range of 380 to 780 nm. 3 / 18

1. Product Information: Brand Name OKT Lighting Model Number C10-D40W-30E, C10-D40W-35E C10-D40W-40E,C10-D40W-50E Luminaire Type SSL Downlight Retrofit Rated Voltage / Frequency 100~277Vac, 60 Hz Nominal Power 40.1W Rated Initial Lamp Lumen -- Declared CCT 3000K,3500K,4000K,5000K LED Manufacturer Cree,Inc LED Model XLamp CXA2530 White LEDs(Series:CXA2530) Sample Receipt Date Jul.10,2016 Sample Number GZE160424-H1,H2,H3 Photo 4 / 18

2.1Electrical, Photometric and Chromaticity Measurements (Refer to Work Instruction QD25) IES LM-79 2008 Test date 2016-07-12 Test Ambient: 25.0 ºC Test Orientation As intended Stabilization Time (min) 90 Model Number C10-D40W-30E Electrical Measurement: Sample No. Voltage (Vac) Frequency (Hz ) Current (A) Power (W) Power Factor GZE160424-H1 120.0 60 0.3316 39.72 0.9982 GZE160424-H2 120.0 60 0.3302 39.56 0.9985 GZE160424-H3 120.0 60 0.3325 39.81 0.9976 Average 0.3314 39.70 0.9981 Sphere-Spectroradiometer Method: Parameter Result Special Color Rendering Indices Test Voltage (V) 120.0 R1 82 R9 12 Frequency (Hz) 60 R2 91 R10 78 Color Rendering Index (CRI) 83.1 R3 97 R11 79 R9 12 R4 81 R12 69 CCT (K) 2979 R5 81 R13 84 Chromaticity (x, y) x=0.4388 y=0.4053 R6 88 R14 99 Chromaticity (u, v ) u'=0.2512 v'=0.5221 R7 84 R15 75 Duv 0.0002 R8 62 -- -- Goniophotometer Method: Parameter Result Test Voltage (V) 120.0 Frequency (Hz) 60 Total Luminous (lm) 2802.3 Luminous Efficacy (lm/w) 70.55 Beam Angle 37.1 Center Beam Candle Power (cd) 5642 5 / 18

Spectral Power Distribution and Chromaticity Diagram 6 / 18

Zonal Lumen Tabulation Zonal Lumen Summary Lumens Per Zone Zone Lumens % Luminaire Zone Lumens % Total Zone Lumens % Total 0-30 2,245.3 80.2% 0-40 2,508.4 89.6% 0-60 2,711.2 96.8% 60-90 89.8 3.2% 70-100 34.7 1.2% 90-120 0.0 0% 0-90 2,801.0 100% 90-180 0.1 0% 0-180 2,801.1 100% 0-10 481.4 17.2% 90-100 0.0 0% 10-20 962.1 34.3% 100-110 0 0% 20-30 801.8 28.6% 110-120 0.0 0% 30-40 263.0 9.4% 120-130 0.0 0% 40-50 120.2 4.3% 130-140 0.0 0% 50-60 82.6 2.9% 140-150 0.0 0% 60-70 55.1 2.0% 150-160 0.0 0% 70-80 28.6 1.0% 160-170 0.0 0% 80-90 6.1 0.2% 170-180 0.0 0% 7 / 18

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2.2 Color Spatial Uniformity IES LM-79 2008 ENERGY STAR Program Requirements Product Specification for Luminaires (Light Fixtures) - Version 2.0 Test Data : Test date 2016-07-12 Test Ambient 25.1 C Sample No. Maximum u'v' GZE160424-H1 0.0016 Gamma\C CIE u' CIE v' du'v' CIE u' CIE v' du'v' -35 0.2527 0.5184 0.0006 0.2529 0.5184 0.0008-34 0.2527 0.5184 0.0006 0.2529 0.5184 0.0008-33 0.2527 0.5184 0.0007 0.2529 0.5184 0.0008-32 0.2528 0.5184 0.0007 0.253 0.5185 0.0009-31 0.2528 0.5184 0.0007 0.253 0.5185 0.001-30 0.2529 0.5185 0.0009 0.2531 0.5185 0.001-29 0.253 0.5185 0.0009 0.253 0.5185 0.001-28 0.253 0.5185 0.0009 0.2531 0.5185 0.0011-27 0.253 0.5186 0.0009 0.2531 0.5185 0.0011-26 0.253 0.5186 0.001 0.2531 0.5186 0.0011-25 0.253 0.5186 0.001 0.2532 0.5186 0.0011-24 0.2531 0.5186 0.001 0.2532 0.5186 0.0011-23 0.2531 0.5186 0.0011 0.2533 0.5186 0.0013-22 0.2532 0.5187 0.0012 0.2534 0.5187 0.0013-21 0.2532 0.5187 0.0012 0.2534 0.5187 0.0014-20 0.2532 0.5187 0.0012 0.2534 0.5187 0.0014-19 0.2533 0.5187 0.0012 0.2534 0.5187 0.0014-18 0.2532 0.5187 0.0012 0.2534 0.5187 0.0014-17 0.2532 0.5187 0.0012 0.2534 0.5187 0.0014-16 0.2533 0.5187 0.0013 0.2534 0.5187 0.0014-15 0.2533 0.5187 0.0013 0.2534 0.5187 0.0014-14 0.2533 0.5187 0.0013 0.2535 0.5187 0.0014-13 0.2533 0.5187 0.0013 0.2535 0.5187 0.0015-12 0.2533 0.5187 0.0013 0.2535 0.5187 0.0015-11 0.2533 0.5187 0.0013 0.2535 0.5187 0.0015-10 0.2534 0.5188 0.0014 0.2535 0.5188 0.0015-9 0.2534 0.5187 0.0014 0.2535 0.5188 0.0015-8 0.2534 0.5187 0.0014 0.2535 0.5188 0.0015-7 0.2534 0.5188 0.0014 0.2535 0.5188 0.0015 9 / 18

-6 0.2534 0.5188 0.0014 0.2535 0.5188 0.0015-5 0.2534 0.5187 0.0014 0.2535 0.5188 0.0015-4 0.2534 0.5188 0.0014 0.2535 0.5188 0.0015-3 0.2534 0.5188 0.0014 0.2535 0.5188 0.0015-2 0.2534 0.5188 0.0014 0.2535 0.5188 0.0015-1 0.2534 0.5188 0.0014 0.2535 0.5188 0.0015 0 0.2536 0.5189 0.0016 0.2536 0.5189 0.0016 1 0.2534 0.5187 0.0014 0.2535 0.5188 0.0015 2 0.2534 0.5187 0.0014 0.2535 0.5188 0.0015 3 0.2534 0.5187 0.0014 0.2535 0.5188 0.0015 4 0.2534 0.5188 0.0014 0.2535 0.5188 0.0015 5 0.2534 0.5187 0.0014 0.2535 0.5188 0.0015 6 0.2534 0.5187 0.0014 0.2535 0.5188 0.0015 7 0.2534 0.5188 0.0014 0.2534 0.5187 0.0014 8 0.2534 0.5187 0.0014 0.2534 0.5187 0.0014 9 0.2533 0.5187 0.0013 0.2534 0.5187 0.0014 10 0.2534 0.5187 0.0014 0.2534 0.5187 0.0014 11 0.2534 0.5188 0.0014 0.2533 0.5187 0.0013 12 0.2533 0.5187 0.0013 0.2533 0.5187 0.0013 13 0.2533 0.5187 0.0013 0.2534 0.5187 0.0014 14 0.2533 0.5187 0.0013 0.2534 0.5187 0.0014 15 0.2533 0.5187 0.0013 0.2533 0.5187 0.0013 16 0.2533 0.5187 0.0013 0.2533 0.5187 0.0013 17 0.2533 0.5187 0.0013 0.2533 0.5187 0.0013 18 0.2533 0.5187 0.0013 0.2533 0.5187 0.0013 19 0.2533 0.5187 0.0013 0.2533 0.5187 0.0012 20 0.2533 0.5187 0.0012 0.2532 0.5187 0.0012 21 0.2532 0.5187 0.0012 0.2532 0.5187 0.0012 22 0.2532 0.5187 0.0012 0.2531 0.5186 0.0011 23 0.2532 0.5187 0.0012 0.2531 0.5186 0.0011 24 0.2532 0.5186 0.0012 0.2531 0.5186 0.001 25 0.2532 0.5186 0.0011 0.2531 0.5186 0.001 26 0.2531 0.5186 0.0011 0.253 0.5186 0.001 27 0.2529 0.5185 0.0009 0.253 0.5186 0.001 28 0.253 0.5185 0.0009 0.253 0.5185 0.0009 29 0.2529 0.5185 0.0008 0.2529 0.5185 0.0009 30 0.2529 0.5185 0.0008 0.2528 0.5185 0.0007 31 0.2528 0.5185 0.0008 0.2528 0.5185 0.0007 32 0.2528 0.5185 0.0007 0.2527 0.5184 0.0007 33 0.2528 0.5184 0.0007 0.2527 0.5184 0.0006 10 / 18

34 0.2527 0.5184 0.0007 0.2527 0.5184 0.0006 35 0.2527 0.5184 0.0006 0.2526 0.5184 0.0006 11 / 18

3Operating Frequency Noted: This test and data are not covered by NVLAP accreditation ENERGY STAR Program Requirements Product Specification for Luminaires (Light Fixtures) - Version 2.0 Test date 2016-07-12 Test Ambient: 25.1 C Sample No. Operating Frequency (Hz) GZE160424-H1 120.10 GZE160424-H2 120.08 GZE160424-H3 120.22 Average 120.13 12 / 18

4Starting Time (Refer to Work Instruction QD28) ENERGY STAR Program Requirements Product Specification for Luminaires (Light Fixtures) - Version 2.0 Test date 2016-07-12 Test Ambient: 25.1 C Sample No. Start Time (ms) GZE160424-H1 220 GZE160424-H2 232 GZE160424-H3 217 Average 223 Graph (Start Time): 13 / 18

5.Transient Protection Test (Refer to Work Instruction QD34) ANSI/IEEEC62.41 ENERGY STAR Program Requirements for Luminaires Version 2.0 Test voltage: 120V,60Hz Test date 2016-07-12 Test Ambient 25.1 C Sample No. Transient Protection Test -Seven Strikes GZE160424-H1 Pass GZE160424-H2 Pass GZE160424-H3 Pass 14 / 18

6.1 In-Situ Temperature Measurement Test (ISTMT) UL1598-2008, 3 rd Edition Test date 2016-07-12 Test Ambient 25.1 C Input Vol./Frequency 120 V / 60 Hz Output Current of Single LED(mA) 930 Sample No. GZE160424-H1 LED Package Model XLamp CXA2530 White LEDs(Series:CXA2530) MaximumMeasured LED Ts PointTemperature ( C) Maximum LED Ts Point Temperature Limited ( C) 74.1 105 In-Situ Picture - Ts: 15 / 18

6.2 Maximum Measured Ballast or Driver Case Temperature UL1598-2008, 3 rd Edition Test date 2016-07-12 Test Ambient 25.1 C Sample No. MaximumMeasured Driver CaseTemperature ( C) Maximum Driver CaseTemperature Limited ( C) GZE160424-H1 51.7 105 In-Situ Picture - Ts: 16 / 18

7Off-State Power Consumption: ENERGY STAR Program Requirements Product Specification for Luminaires (Light Fixtures) - Version 2.0 Test date 2016-07-12 Test Ambient: 25.0 ºC Model Number C10-D40W-30E Stabilization Time (min) 90 Electrical Measurement when the luminaires turned off: Sample No. Voltage (Vac) Frequency (Hz ) Current (A) Power (W) GZE160424-H1 120.0 60 0 0 17 / 18

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