Optical Complex Spectrum Analyzer (OCSA)

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Optical Complex Spectrum Analyzer (OCSA) First version 27/03/2001 Last Update 10/06/2013 Distribution in the UK & Ireland Characterisation, Measurement & Analysis Lambda Photometrics Limited Lambda House Batford Mill Harpenden Herts AL5 5BZ United Kingdom E: info@lambdaphoto.co.u W: www.lambdaphoto.co.u T: +44 (0)1582 764334 F: +44 (0)1582 712084

Optical Complex Spectrum Analyzer: Measurement Principle This paper explains clearly the patented method used by the Apex Technologies Optical Complex Spectrum Analyzer AP2441B/AP2443B developed in collaboration with France Telecom scientists. It is based upon a spectral analysis of the optical field; it extracts the amplitude and the phase of each frequency component (whereas classic optical spectrum analyzers measure only the power spectral density, giving only the amplitude). By nowing the amplitude and the phase of each spectral component, the temporal variations of the amplitude and the phase can be calculated by means of the Fourier transform, providing the intensity, the chirp and the phase as a function of time. Optical Complex Spectrum measurement steps Based upon a spectral analysis of the optical modulated signal, the Optical Complex Spectrum Analyzer (OCSA) extracts the amplitude and the phase of each frequency component. For each complex spectral analysis, three steps can be distinguished : First step : Power measurement Second step : Phase measurement Third step : Calculation of the different characteristics For the OCSA, the optical modulated signal under test have to be periodic with a repeat frequency (Fr1) of 2.5GHz or (fr2) of 625MHz in order to obtain respectively a 2.5 GHz or 625 MHz spaced spectral 12.5GHz (front panel cloc) or components. The cloc signal can be from 2.48GHz to 3.125GHz (bac panel frequency can be set from 2.48GHz to 3.125GHz(fr1) or from 620MHz to set from 9.92GHz to cloc), so the repeat 781MHz (fr2). 1. Power measurement The power measurement of each spectral component of the modulated signal under test is realized by the Optical Spectrum analyzer by using a pea search function (figure1). P5 Figure 1: Power Measurement of the modulated signal

AP2441B/AP2443B 2. Phase measurement For the phase measurement, a frequency shifting of +/- Fr/2 of the modulated signal under test is realized for each spectral component using the cloc signal. Power Fr/2 -Fr/2 With this frequency shifting, two consecutive spectral components of the signal under test will interfere together as shown in figure 2. Then, the cloc signal is delayed several times (with different particular delays) and the resulting spectrums are measured (figure 3). Frequency Figure 2: Modulated signal under test and frequency shifted signal for phase measurement Spectrum for Delay 1 Spectrum for Delay 2 Spectrum for Delay 3 Spectrum for Delay 4 Spectrum for Delay 5 Spectrum for Delay n Figure 3: Phase measurement principle So, by nowing the exact delay applied and by analyzing the resulting power of the frequency shifted signal as a function of the delay, it is possible to deduct the relative optical phase of two consecutive spectral components.

AP2441B/AP2443B 3. Fast Fourier Transformation (FFT) calculation as: An electromagnetic field of an optical wave can be expressed in the complex form E = A exp[ i2π f0t + ϕ] (1) where A is the complex envelop, f0 is the frequency and φ is the phase of the optical wave. The «chirp» designates the transient deviation of the instantaneous frequency f from the value f0, caused by a temporal variation of the phase φ. The instantaneous frequency is given by: 1 dϕ f ( t) = f 0 + (2) 2π The chirp is defined by: Δ 1 dϕ f ( t) = f ( t) f = 0 2π (3) This method is adapted to periodic modulation signals only. Let T be the period, Fr = 1/T the fundamental frequency of the modulation signal M(t). Then the complex envelop of the optical field has the same period and thus the Fourier expansion of the complex field can be written as: { i[2π(f + Fr)t + Φ } E (t) = A(t) exp[i2πf 0 t] = A exp 0 ] (4) The corresponding spectrum is composed of discrete and regularly spaced lines. One is located at the carrier frequency f0, surrounded by modulation lines located at f0 + Fr. A is the amplitude and Φ is the phase of the line. The amplitude values are given by the power levels of the spectral lines. Knowing A and Φ, an FFT algorithm calculates: { i[2π Ft + Φ ]} = A( t) exp[ iϕ( )] A( t) = A exp t (5) which leads to the measurement of the intensity and chirp temporal profiles as well as the α-parameter defined by: α(t) = 2I where I is the optical signal intensity. dϕ di (6)

AP2441B/AP2443B Measurement configuration example at 10 Gb/s For 10 Gb/s NRZ (period of 100ps) measurements, it is necessary to generate a 4 bits pattern. For any bit rates, to measure the complex spectrum, we need a 10 GHz cloc (front panel cloc input) or 2.5 GHz cloc (bac panel cloc input). The cloc frequency can be tuned from 9.95 GHz to 10 GHz or from 2.48 GHz to 3.125GHz. The minimum power required for the cloc is -10dBm and the maximum is +10dBm. The figure 4 shows a 10 Gb/s measurement configuration using the Optical Complex Spectrum Analyzer AP2441B/AP2443B. 4 bits Pattern 1 0 0 0 1 0 DATA 10Gb/s Pulse Pattern Generator CLOCK 10GHz Cloc : F T=1/10GHz T=1/10GHz T=1/2.5GHz Laser source Modulator D.U.T. Conclusion While Optical Spectrum Analyzer can measure only the power of a modulated signal, APEX Technologies Optical Complex Spectrum Analyzer (OCSA) is able to measure the optical phase in frequency and time domain with a maximum bandwih > 6 THz and a maximum temporal resolution of about 75 fs. The OCSA is using a patented method for Short Pulse Shape, time resolved Chirp, optical phase and α-parameter measurements. Contact Apex Technologies 9bis, rue Angiboust 91460 MARCOUSSIS FRANCE Tel : +33 1 69 63 26 30 Fax : +33 1 69 63 26 37 Email : info@apex-t.com Web site: www.apex-t.com